401k Plan data: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN plan

SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 401k Plan overview

Plan Name	SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN
Plan identification number	002

SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTH DENVER ANESTHESIOLOGISTS P.C. has sponsored the creation of one or more 401k plans.

Company Name: SOUTH DENVER ANESTHESIOLOGISTS P.C.

Employer identification number (EIN): 840604391

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 MARTHA WATSON
002 2015-01-01 MARTHA WATSON
002 2014-01-01 DANA CALHOUN
002 2013-01-01 DANA CALHOUN
002 2012-01-01 MICHAEL BATTOCK MICHAEL BATTOCK 2013-10-04
002 2011-01-01 MICHAEL BATTOCK MICHAEL BATTOCK 2012-10-08
002 2010-01-01 MICHAEL BATTOCK MICHAEL BATTOCK 2012-10-10
002 2009-01-01 KENNETH QUALMAN

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	MARTHA WATSON
002	2015-01-01	MARTHA WATSON
002	2014-01-01	DANA CALHOUN
002	2013-01-01	DANA CALHOUN
002	2012-01-01	MICHAEL BATTOCK	MICHAEL BATTOCK	2013-10-04
002	2011-01-01	MICHAEL BATTOCK	MICHAEL BATTOCK	2012-10-08
002	2010-01-01	MICHAEL BATTOCK	MICHAEL BATTOCK	2012-10-10
002	2009-01-01	KENNETH QUALMAN

Financial Data on SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN

Measure	Date	Value
2016 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-08-31	$0
Total income from all sources (including contributions)	2016-08-31	$-3,071,054
Total loss/gain on sale of assets	2016-08-31	$0
Total of all expenses incurred	2016-08-31	$64,717,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-08-31	$64,717,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-08-31	$9,657
Value of total assets at end of year	2016-08-31	$0
Value of total assets at beginning of year	2016-08-31	$67,788,854
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-08-31	$240
Total interest from all sources	2016-08-31	$1,221
Total dividends received (eg from common stock, registered investment company shares)	2016-08-31	$19,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-08-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-08-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-08-31	$19,084
Was this plan covered by a fidelity bond	2016-08-31	Yes
Value of fidelity bond cover	2016-08-31	$500,000
If this is an individual account plan, was there a blackout period	2016-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-08-31	No
Participant contributions at end of year	2016-08-31	$0
Participant contributions at beginning of year	2016-08-31	$289,503
Assets. Other investments not covered elsewhere at end of year	2016-08-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-08-31	$40,012,048
Income. Received or receivable in cash from other sources (including rollovers)	2016-08-31	$9,657
Other income not declared elsewhere	2016-08-31	$-1,735,563
Administrative expenses (other) incurred	2016-08-31	$240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-08-31	No
Value of net income/loss	2016-08-31	$-67,788,854
Value of net assets at end of year (total assets less liabilities)	2016-08-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-08-31	$67,788,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-08-31	No
Were any leases to which the plan was party in default or uncollectible	2016-08-31	No
Assets. partnership/joint venture interests at end of year	2016-08-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-08-31	$8,833
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-08-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-08-31	$18,926,917
Interest on participant loans	2016-08-31	$941
Value of interest in common/collective trusts at end of year	2016-08-31	$0
Value of interest in common/collective trusts at beginning of year	2016-08-31	$7,486,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-08-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-08-31	$1,037,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-08-31	$1,037,446
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-08-31	$280
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-08-31	$-1,205,731
Net investment gain or loss from common/collective trusts	2016-08-31	$-159,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-08-31	No
Was there a failure to transmit to the plan any participant contributions	2016-08-31	No
Has the plan failed to provide any benefit when due under the plan	2016-08-31	No
Employer contributions (assets) at end of year	2016-08-31	$0
Employer contributions (assets) at beginning of year	2016-08-31	$27,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-08-31	$64,717,560
Did the plan have assets held for investment	2016-08-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-08-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-08-31	Disclaimer
Accountancy firm name	2016-08-31	HOLM, RYAN, TRUITT, HALL LLC
Accountancy firm EIN	2016-08-31	200159856
2015 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,351,482
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,457,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,392,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,777,408
Value of total assets at end of year	2015-12-31	$67,788,854
Value of total assets at beginning of year	2015-12-31	$69,895,148
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$65,705
Total interest from all sources	2015-12-31	$12,908
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$744,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$744,357
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,613,295
Participant contributions at end of year	2015-12-31	$289,503
Participant contributions at beginning of year	2015-12-31	$359,775
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$40,012,048
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$41,491,216
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$73,483
Other income not declared elsewhere	2015-12-31	$-3,235,561
Administrative expenses (other) incurred	2015-12-31	$910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-2,106,294
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$67,788,854
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$69,895,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$8,833
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$8,251
Investment advisory and management fees	2015-12-31	$64,795
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$18,926,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$18,935,781
Interest on participant loans	2015-12-31	$12,677
Value of interest in common/collective trusts at end of year	2015-12-31	$7,486,308
Value of interest in common/collective trusts at beginning of year	2015-12-31	$7,263,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,037,446
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,837,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,837,108
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$231
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-915,397
Net investment gain or loss from common/collective trusts	2015-12-31	$-32,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,090,630
Employer contributions (assets) at end of year	2015-12-31	$27,799
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,392,071
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HOLM, RYAN, TRUITT, HALL LLC
Accountancy firm EIN	2015-12-31	200159856
2014 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,734,432
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,302,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,168,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,352,035
Value of total assets at end of year	2014-12-31	$69,895,148
Value of total assets at beginning of year	2014-12-31	$64,463,550
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$134,679
Total interest from all sources	2014-12-31	$16,134
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$751,624
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$751,624
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,407,051
Participant contributions at end of year	2014-12-31	$359,775
Participant contributions at beginning of year	2014-12-31	$325,825
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$41,491,216
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$39,051,310
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$32,026
Other income not declared elsewhere	2014-12-31	$759,008
Administrative expenses (other) incurred	2014-12-31	$1,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$5,431,598
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$69,895,148
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$64,463,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$8,251
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$19,190
Investment advisory and management fees	2014-12-31	$133,649
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$18,935,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$17,266,264
Interest on participant loans	2014-12-31	$16,134
Value of interest in common/collective trusts at end of year	2014-12-31	$7,263,017
Value of interest in common/collective trusts at beginning of year	2014-12-31	$6,556,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,837,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,243,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,243,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$411,978
Net investment gain or loss from common/collective trusts	2014-12-31	$443,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,912,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,168,155
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOLM, RYAN, TRUITT, HALL LLC
Accountancy firm EIN	2014-12-31	200159856
2013 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$14,951,853
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,360,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,246,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,401,248
Value of total assets at end of year	2013-12-31	$64,463,550
Value of total assets at beginning of year	2013-12-31	$51,871,739
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$113,411
Total interest from all sources	2013-12-31	$14,801
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$298,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$298,846
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,442,480
Participant contributions at end of year	2013-12-31	$325,825
Participant contributions at beginning of year	2013-12-31	$353,414
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$179,939
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$39,051,310
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$30,280,752
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$76,758
Other income not declared elsewhere	2013-12-31	$5,644,533
Administrative expenses (other) incurred	2013-12-31	$1,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,591,811
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$64,463,550
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$51,871,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$19,190
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$24,945
Investment advisory and management fees	2013-12-31	$112,271
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$17,266,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,903,219
Interest on participant loans	2013-12-31	$14,671
Value of interest in common/collective trusts at end of year	2013-12-31	$6,556,973
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,148,839
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,243,988
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$960,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$960,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$130
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,408,779
Net investment gain or loss from common/collective trusts	2013-12-31	$1,183,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,882,010
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$20,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,246,631
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOLM, RYAN, TRUITT, HALL LLC
Accountancy firm EIN	2013-12-31	200159856
2012 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$9,615,346
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,653,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,652,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,272,899
Value of total assets at end of year	2012-12-31	$51,871,739
Value of total assets at beginning of year	2012-12-31	$44,910,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,030
Total interest from all sources	2012-12-31	$16,301
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$289,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$289,119
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,387,997
Participant contributions at end of year	2012-12-31	$353,414
Participant contributions at beginning of year	2012-12-31	$288,709
Participant contributions at end of year	2012-12-31	$179,939
Participant contributions at beginning of year	2012-12-31	$206,435
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$30,280,752
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$27,673,608
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$37,426
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$5,503
Other income not declared elsewhere	2012-12-31	$2,766,252
Administrative expenses (other) incurred	2012-12-31	$1,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,961,571
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$51,871,739
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$44,910,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$24,945
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$475,966
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,903,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,703,159
Interest on participant loans	2012-12-31	$16,005
Value of interest in common/collective trusts at end of year	2012-12-31	$6,148,839
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,429,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$960,026
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$63,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$63,713
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$296
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,555,273
Net investment gain or loss from common/collective trusts	2012-12-31	$715,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,847,476
Employer contributions (assets) at end of year	2012-12-31	$20,605
Employer contributions (assets) at beginning of year	2012-12-31	$63,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,652,745
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HOLM, RYAN, TRUITT, HALL LLC
Accountancy firm EIN	2012-12-31	200159856
2011 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,566,955
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,553,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,552,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,353,437
Value of total assets at end of year	2011-12-31	$44,910,168
Value of total assets at beginning of year	2011-12-31	$43,896,870
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$730
Total interest from all sources	2011-12-31	$18,365
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$207,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$207,944
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,530,531
Participant contributions at end of year	2011-12-31	$288,709
Participant contributions at beginning of year	2011-12-31	$388,647
Participant contributions at end of year	2011-12-31	$206,435
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$27,673,608
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$26,830,361
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$5,503
Other income not declared elsewhere	2011-12-31	$-1,169,470
Administrative expenses (other) incurred	2011-12-31	$730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,013,298
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$44,910,168
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$43,896,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$475,966
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$69,240
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,703,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$11,297,024
Interest on participant loans	2011-12-31	$18,358
Value of interest in common/collective trusts at end of year	2011-12-31	$5,429,511
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,311,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$63,713
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-640,822
Net investment gain/loss from pooled separate accounts	2011-12-31	$-202,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,822,906
Employer contributions (assets) at end of year	2011-12-31	$63,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,552,927
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HOLM, RYAN, TRUITT, HALL LLC
Accountancy firm EIN	2011-12-31	200159856
2010 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$9,420,917
Expenses. Total of all expenses incurred	2010-12-31	$3,286,638
Benefits paid (including direct rollovers)	2010-12-31	$3,285,718
Total plan assets at end of year	2010-12-31	$43,896,870
Total plan assets at beginning of year	2010-12-31	$37,762,591
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$1,244,099
Other income received	2010-12-31	$5,521,268
Net income (gross income less expenses)	2010-12-31	$6,134,279
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$43,896,870
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$37,762,591
Assets. Value of participant loans	2010-12-31	$388,647
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$69,240
Total contributions received or receivable from employer(s)	2010-12-31	$2,655,550
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$920
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN

2016: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTH DENVER ANESTHESIOLOGISTS, P.C. PROFIT-SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTH DENVER ANESTHESIOLOGISTS P.C.
Employer identification number (EIN):	840604391
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)