401k Plan data: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) plan

SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 401k Plan overview

Plan Name	SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J)
Plan identification number	002

SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCHMUESER & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: SCHMUESER & ASSOCIATES, INC.

Employer identification number (EIN): 840634633

NAIC Classification: 237990
NAIC Description: Other Heavy and Civil Engineering Construction

Additional information about SCHMUESER & ASSOCIATES, INC.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1972-06-22

Company Identification Number: 19871243859

Legal Registered Office Address: 811 22 Rd

Grand Junction
United States of America (USA)
81505

More information about SCHMUESER & ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-06-01 LARRY SCHMUESER II
002 2013-06-01 LARRY SCHMUESER II
002 2013-01-01 LARRY SCHMUESER II
002 2012-01-01 LARRY SCHMUESER II
002 2011-01-01 LARRY SCHMUESER II
002 2010-01-01 LARRY SCHMUESER II LARRY SCHMUESER II 2011-10-10
002 2009-01-01 LARRY SCHMUESER II LARRY SCHMUESER II 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-06-01	LARRY SCHMUESER II
002	2013-06-01	LARRY SCHMUESER II
002	2013-01-01	LARRY SCHMUESER II
002	2012-01-01	LARRY SCHMUESER II
002	2011-01-01	LARRY SCHMUESER II
002	2010-01-01	LARRY SCHMUESER II	LARRY SCHMUESER II	2011-10-10
002	2009-01-01	LARRY SCHMUESER II	LARRY SCHMUESER II	2010-10-11

Plan Statistics for SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J)

401k plan membership statisitcs for SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J)

Measure Date Value
2014: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2014 401k membership
Total participants, beginning-of-year 2014-06-01 59
Total number of active participants reported on line 7a of the Form 5500 2014-06-01 42
Number of retired or separated participants receiving benefits 2014-06-01 0
Number of other retired or separated participants entitled to future benefits 2014-06-01 12
Total of all active and inactive participants 2014-06-01 54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-06-01 0
Total participants 2014-06-01 54
Number of participants with account balances 2014-06-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-06-01 0
2013: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2013 401k membership
Total participants, beginning-of-year 2013-06-01 83
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 45
Number of retired or separated participants receiving benefits 2013-06-01 0
Number of other retired or separated participants entitled to future benefits 2013-06-01 13
Total of all active and inactive participants 2013-06-01 58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-06-01 0
Total participants 2013-06-01 58
Number of participants with account balances 2013-06-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 0
Total participants, beginning-of-year 2013-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 59
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 71
Number of participants with account balances 2013-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2012 401k membership
Total participants, beginning-of-year 2012-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 100
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 12
Total of all active and inactive participants 2012-01-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 112
Number of participants with account balances 2012-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2011 401k membership
Total participants, beginning-of-year 2011-01-01 227
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 113
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 115
Number of participants with account balances 2011-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2010 401k membership
Total participants, beginning-of-year 2010-01-01 213
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 181
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 34
Total of all active and inactive participants 2010-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 215
Number of participants with account balances 2010-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2009 401k membership
Total participants, beginning-of-year 2009-01-01 295
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 156
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 54
Total of all active and inactive participants 2009-01-01 210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 210
Number of participants with account balances 2009-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2014 401k membership
Total participants, beginning-of-year	2014-06-01	59
Total number of active participants reported on line 7a of the Form 5500	2014-06-01	42
Number of retired or separated participants receiving benefits	2014-06-01	0
Number of other retired or separated participants entitled to future benefits	2014-06-01	12
Total of all active and inactive participants	2014-06-01	54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-06-01	0
Total participants	2014-06-01	54
Number of participants with account balances	2014-06-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-06-01	0
2013: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2013 401k membership
Total participants, beginning-of-year	2013-06-01	83
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	45
Number of retired or separated participants receiving benefits	2013-06-01	0
Number of other retired or separated participants entitled to future benefits	2013-06-01	13
Total of all active and inactive participants	2013-06-01	58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-06-01	0
Total participants	2013-06-01	58
Number of participants with account balances	2013-06-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	0
Total participants, beginning-of-year	2013-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	59
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	71
Number of participants with account balances	2013-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2012 401k membership
Total participants, beginning-of-year	2012-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	100
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	12
Total of all active and inactive participants	2012-01-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	112
Number of participants with account balances	2012-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2011 401k membership
Total participants, beginning-of-year	2011-01-01	227
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	113
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	115
Number of participants with account balances	2011-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2010 401k membership
Total participants, beginning-of-year	2010-01-01	213
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	181
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	34
Total of all active and inactive participants	2010-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	215
Number of participants with account balances	2010-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2009 401k membership
Total participants, beginning-of-year	2009-01-01	295
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	156
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	54
Total of all active and inactive participants	2009-01-01	210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	210
Number of participants with account balances	2009-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J)

Measure	Date	Value
2015 : SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2015 401k financial data
Transfers to/from the plan	2015-05-31	$-26,870
Total income from all sources	2015-05-31	$239,001
Expenses. Total of all expenses incurred	2015-05-31	$70,078
Benefits paid (including direct rollovers)	2015-05-31	$68,899
Total plan assets at end of year	2015-05-31	$1,847,767
Total plan assets at beginning of year	2015-05-31	$1,705,714
Value of fidelity bond covering the plan	2015-05-31	$146,000
Total contributions received or receivable from participants	2015-05-31	$125,433
Expenses. Other expenses not covered elsewhere	2015-05-31	$1,179
Other income received	2015-05-31	$93,438
Net income (gross income less expenses)	2015-05-31	$168,923
Net plan assets at end of year (total assets less liabilities)	2015-05-31	$1,847,767
Net plan assets at beginning of year (total assets less liabilities)	2015-05-31	$1,705,714
Assets. Value of participant loans	2015-05-31	$168,090
Total contributions received or receivable from employer(s)	2015-05-31	$20,130
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-05-31	$0
2014 : SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2014 401k financial data
Total income from all sources	2014-05-31	$340,400
Expenses. Total of all expenses incurred	2014-05-31	$224,086
Benefits paid (including direct rollovers)	2014-05-31	$219,945
Total plan assets at end of year	2014-05-31	$1,705,714
Total plan assets at beginning of year	2014-05-31	$1,589,400
Value of fidelity bond covering the plan	2014-05-31	$150,000
Total contributions received or receivable from participants	2014-05-31	$151,770
Expenses. Other expenses not covered elsewhere	2014-05-31	$4,141
Other income received	2014-05-31	$164,678
Net income (gross income less expenses)	2014-05-31	$116,314
Net plan assets at end of year (total assets less liabilities)	2014-05-31	$1,705,714
Net plan assets at beginning of year (total assets less liabilities)	2014-05-31	$1,589,400
Assets. Value of participant loans	2014-05-31	$146,656
Total contributions received or receivable from employer(s)	2014-05-31	$23,952
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-05-31	$0
2013 : SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-05-31	$0
Total transfer of assets from this plan	2013-05-31	$919,928
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total income from all sources (including contributions)	2013-05-31	$255,722
Total loss/gain on sale of assets	2013-05-31	$0
Total of all expenses incurred	2013-05-31	$35,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-05-31	$28,745
Value of total corrective distributions	2013-05-31	$5,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-05-31	$121,984
Value of total assets at end of year	2013-05-31	$1,589,400
Value of total assets at beginning of year	2013-05-31	$2,288,737
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-05-31	$742
Total interest from all sources	2013-05-31	$2,413
Total dividends received (eg from common stock, registered investment company shares)	2013-05-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-05-31	No
Was this plan covered by a fidelity bond	2013-05-31	Yes
Value of fidelity bond cover	2013-05-31	$119,000
If this is an individual account plan, was there a blackout period	2013-05-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-05-31	No
Contributions received from participants	2013-05-31	$99,018
Participant contributions at end of year	2013-05-31	$135,824
Participant contributions at beginning of year	2013-05-31	$154,956
Participant contributions at end of year	2013-05-31	$14,666
Participant contributions at beginning of year	2013-05-31	$4,289
Income. Received or receivable in cash from other sources (including rollovers)	2013-05-31	$3,981
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-05-31	$371
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-05-31	$72
Administrative expenses (other) incurred	2013-05-31	$742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Value of net income/loss	2013-05-31	$220,591
Value of net assets at end of year (total assets less liabilities)	2013-05-31	$1,589,400
Value of net assets at beginning of year (total assets less liabilities)	2013-05-31	$2,288,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-05-31	No
Were any leases to which the plan was party in default or uncollectible	2013-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-05-31	$1,882,708
Interest on participant loans	2013-05-31	$2,413
Value of interest in master investment trust accounts at end of year	2013-05-31	$1,435,714
Value of interest in master investment trust accounts at beginning of year	2013-05-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-05-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-05-31	$245,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-05-31	$131,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-05-31	No
Was there a failure to transmit to the plan any participant contributions	2013-05-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-05-31	No
Contributions received in cash from employer	2013-05-31	$18,985
Employer contributions (assets) at end of year	2013-05-31	$2,825
Employer contributions (assets) at beginning of year	2013-05-31	$859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-05-31	$28,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-05-31	Yes
Did the plan have assets held for investment	2013-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-05-31	Disclaimer
Accountancy firm name	2013-05-31	JDS PROFESSIONAL GROUP
Accountancy firm EIN	2013-05-31	208019714
2012 : SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$545,868
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$536,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$502,821
Value of total corrective distributions	2012-12-31	$7,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$343,310
Value of total assets at end of year	2012-12-31	$2,288,737
Value of total assets at beginning of year	2012-12-31	$2,279,780
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,337
Total interest from all sources	2012-12-31	$7,466
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$200,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$258,970
Participant contributions at end of year	2012-12-31	$154,956
Participant contributions at beginning of year	2012-12-31	$176,029
Participant contributions at end of year	2012-12-31	$4,289
Participant contributions at beginning of year	2012-12-31	$10,092
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$33,131
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$72
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$184
Other income not declared elsewhere	2012-12-31	$4,089
Administrative expenses (other) incurred	2012-12-31	$23,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,957
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,288,737
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,279,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,882,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,808,027
Interest on participant loans	2012-12-31	$7,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$245,853
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$283,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$191,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$51,209
Employer contributions (assets) at end of year	2012-12-31	$859
Employer contributions (assets) at beginning of year	2012-12-31	$1,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$502,821
Contract administrator fees	2012-12-31	$2,913
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	JDS PROFESSIONAL GROUP
Accountancy firm EIN	2012-12-31	208019714
2011 : SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$263,968
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$230,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$184,118
Value of total corrective distributions	2011-12-31	$18,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$368,874
Value of total assets at end of year	2011-12-31	$2,279,780
Value of total assets at beginning of year	2011-12-31	$2,246,345
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$28,172
Total interest from all sources	2011-12-31	$7,037
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$200,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$308,000
Participant contributions at end of year	2011-12-31	$176,029
Participant contributions at beginning of year	2011-12-31	$152,946
Participant contributions at end of year	2011-12-31	$10,092
Participant contributions at beginning of year	2011-12-31	$16,254
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$184
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$712
Other income not declared elsewhere	2011-12-31	$4,094
Administrative expenses (other) incurred	2011-12-31	$24,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$33,435
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,279,780
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,246,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,808,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,978,922
Interest on participant loans	2011-12-31	$7,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$283,572
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$94,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-116,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$60,874
Employer contributions (assets) at end of year	2011-12-31	$1,876
Employer contributions (assets) at beginning of year	2011-12-31	$3,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$184,118
Contract administrator fees	2011-12-31	$4,036
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	JDS PROFESSIONAL GROUP
Accountancy firm EIN	2011-12-31	208019714
2010 : SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$604,292
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$233,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$176,521
Value of total corrective distributions	2010-12-31	$32,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$325,769
Value of total assets at end of year	2010-12-31	$2,246,345
Value of total assets at beginning of year	2010-12-31	$1,875,247
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,785
Total interest from all sources	2010-12-31	$7,489
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$271,320
Participant contributions at end of year	2010-12-31	$152,946
Participant contributions at beginning of year	2010-12-31	$123,064
Participant contributions at end of year	2010-12-31	$16,254
Participant contributions at beginning of year	2010-12-31	$14,006
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$712
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$317
Other income not declared elsewhere	2010-12-31	$2,262
Administrative expenses (other) incurred	2010-12-31	$21,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$371,098
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,246,345
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,875,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,978,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,656,120
Interest on participant loans	2010-12-31	$7,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$94,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$78,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$268,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$54,449
Employer contributions (assets) at end of year	2010-12-31	$3,332
Employer contributions (assets) at beginning of year	2010-12-31	$2,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$176,521
Contract administrator fees	2010-12-31	$2,429
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	JDS PROFESSIONAL GROUP
Accountancy firm EIN	2010-12-31	208019714
2009 : SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J)

2014: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2014 form 5500 responses
2014-06-01	Type of plan entity	Single employer plan
2014-06-01	Submission has been amended	No
2014-06-01	This submission is the final filing	No
2014-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-06-01	Plan is a collectively bargained plan	No
2014-06-01	Plan funding arrangement – Insurance	Yes
2014-06-01	Plan funding arrangement – Trust	Yes
2014-06-01	Plan benefit arrangement – Insurance	Yes
2014-06-01	Plan benefit arrangement - Trust	Yes
2013: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	Submission has been amended	No
2013-06-01	This submission is the final filing	No
2013-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-06-01	Plan is a collectively bargained plan	No
2013-06-01	Plan funding arrangement – Insurance	Yes
2013-06-01	Plan funding arrangement – Trust	Yes
2013-06-01	Plan benefit arrangement – Insurance	Yes
2013-06-01	Plan benefit arrangement - Trust	Yes
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SCHMUESER & ASSOCIATES, INC. 401(K) PLAN (A-J) 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SCHMUESER & ASSOCIATES, INC.
Employer identification number (EIN):	840634633
NAIC Classification:	237990
NAIC Description:	Other Heavy and Civil Engineering Construction

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1972-06-22
Company Identification Number:	19871243859
Legal Registered Office Address:	811 22 Rd Grand Junction United States of America (USA) 81505