401k Plan data: CASTLE ROCK BANK 401(K) PLAN plan

CASTLE ROCK BANK 401(K) PLAN 401k Plan overview

Plan Name	CASTLE ROCK BANK 401(K) PLAN
Plan identification number	001

CASTLE ROCK BANK 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

CASTLE ROCK BANK has sponsored the creation of one or more 401k plans.

Company Name: CASTLE ROCK BANK

Employer identification number (EIN): 840671544

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CASTLE ROCK BANK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 REBECCA ADAUTO HARREN 2018-07-13 REBECCA ADAUTO HARREN 2018-07-13
001 2017-01-01 REBECCA ADAUTO HARREN 2018-07-13 REBECCA ADAUTO HARREN 2018-07-13
001 2016-01-01 NARVEL CASAS 2017-05-08 NARVEL CASAS 2017-05-08
001 2015-01-01 NARVEL CASAS 2016-05-13 CASTLE ROCK BANK 2016-05-13
001 2014-01-01 NARVEL CASAS 2015-04-22 NARVEL CASAS 2015-04-22
001 2013-01-01 NARVEL CASAS 2014-03-28
001 2012-01-01 PAMELA S. JENKINS 2013-05-24 PAMELA S. JENKINS 2013-05-24
001 2011-01-01 PAMELA S. JENKINS 2012-05-18
001 2010-01-01 NANCY STANSBERY 2011-07-05

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	REBECCA ADAUTO HARREN	2018-07-13	REBECCA ADAUTO HARREN	2018-07-13
001	2017-01-01	REBECCA ADAUTO HARREN	2018-07-13	REBECCA ADAUTO HARREN	2018-07-13
001	2016-01-01	NARVEL CASAS	2017-05-08	NARVEL CASAS	2017-05-08
001	2015-01-01	NARVEL CASAS	2016-05-13	CASTLE ROCK BANK	2016-05-13
001	2014-01-01	NARVEL CASAS	2015-04-22	NARVEL CASAS	2015-04-22
001	2013-01-01	NARVEL CASAS	2014-03-28
001	2012-01-01	PAMELA S. JENKINS	2013-05-24	PAMELA S. JENKINS	2013-05-24
001	2011-01-01	PAMELA S. JENKINS	2012-05-18
001	2010-01-01	NANCY STANSBERY	2011-07-05

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Company Name:	CASTLE ROCK BANK
Employer identification number (EIN):	840671544
NAIC Classification:	522110
NAIC Description:	Commercial Banking