401k Plan data: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST plan

HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST
Plan identification number	001

HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HEIN & ASSOCIATES LLP has sponsored the creation of one or more 401k plans.

Company Name: HEIN & ASSOCIATES LLP

Employer identification number (EIN): 840749233

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 MIRA J. FINE
001 2016-01-01 MIRA J. FINE
001 2015-01-01 MIRA J. FINE
001 2014-01-01 MIRA J. FINE
001 2013-01-01 MIRA J. FINE
001 2012-01-01 MIRA J. FINE
001 2011-01-01 MIRA J. FINE
001 2010-01-01 MIRA J. FINE
001 2009-01-01 MIRA J. FINE

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	MIRA J. FINE
001	2016-01-01	MIRA J. FINE
001	2015-01-01	MIRA J. FINE
001	2014-01-01	MIRA J. FINE
001	2013-01-01	MIRA J. FINE
001	2012-01-01	MIRA J. FINE
001	2011-01-01	MIRA J. FINE
001	2010-01-01	MIRA J. FINE
001	2009-01-01	MIRA J. FINE

Plan Statistics for HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 396
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 43
2016: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 381
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 290
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 106
Total of all active and inactive participants 2016-01-01 396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 396
Number of participants with account balances 2016-01-01 389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 33
2015: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 347
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 283
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 91
Total of all active and inactive participants 2015-01-01 374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 374
Number of participants with account balances 2015-01-01 365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 39
2014: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 342
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 263
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 80
Total of all active and inactive participants 2014-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 343
Number of participants with account balances 2014-01-01 327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 32
2013: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 321
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 261
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 73
Total of all active and inactive participants 2013-01-01 334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 334
Number of participants with account balances 2013-01-01 326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 16
2012: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 235
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 81
Total of all active and inactive participants 2012-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 316
Number of participants with account balances 2012-01-01 308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 28
2011: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 306
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 222
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 77
Total of all active and inactive participants 2011-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 299
Number of participants with account balances 2011-01-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 33
2010: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 284
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 224
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 81
Total of all active and inactive participants 2010-01-01 305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 305
Number of participants with account balances 2010-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 36
2009: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 223
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 59
Total of all active and inactive participants 2009-01-01 282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 282
Number of participants with account balances 2009-01-01 282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 56

Measure	Date	Value
2017: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	396
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	43
2016: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	381
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	290
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	106
Total of all active and inactive participants	2016-01-01	396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	396
Number of participants with account balances	2016-01-01	389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	33
2015: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	347
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	283
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	91
Total of all active and inactive participants	2015-01-01	374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	374
Number of participants with account balances	2015-01-01	365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	39
2014: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	342
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	263
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	80
Total of all active and inactive participants	2014-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	343
Number of participants with account balances	2014-01-01	327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	32
2013: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	321
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	261
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	73
Total of all active and inactive participants	2013-01-01	334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	334
Number of participants with account balances	2013-01-01	326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	16
2012: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	235
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	81
Total of all active and inactive participants	2012-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	316
Number of participants with account balances	2012-01-01	308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	28
2011: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	306
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	222
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	77
Total of all active and inactive participants	2011-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	299
Number of participants with account balances	2011-01-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	33
2010: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	284
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	224
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	81
Total of all active and inactive participants	2010-01-01	305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	305
Number of participants with account balances	2010-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	36
2009: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	223
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	59
Total of all active and inactive participants	2009-01-01	282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	282
Number of participants with account balances	2009-01-01	282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	56

Financial Data on HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2017 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-11-16	$0
Total transfer of assets from this plan	2017-11-16	$35,106,982
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-16	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-16	$0
Total income from all sources (including contributions)	2017-11-16	$7,623,736
Total loss/gain on sale of assets	2017-11-16	$0
Total of all expenses incurred	2017-11-16	$2,614,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-16	$2,578,699
Value of total corrective distributions	2017-11-16	$4,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-11-16	$3,482,810
Value of total assets at end of year	2017-11-16	$0
Value of total assets at beginning of year	2017-11-16	$30,098,126
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-16	$31,713
Total interest from all sources	2017-11-16	$24,432
Total dividends received (eg from common stock, registered investment company shares)	2017-11-16	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-16	No
Administrative expenses professional fees incurred	2017-11-16	$4,750
Was this plan covered by a fidelity bond	2017-11-16	Yes
Value of fidelity bond cover	2017-11-16	$500,000
If this is an individual account plan, was there a blackout period	2017-11-16	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-11-16	$0
Were there any nonexempt tranactions with any party-in-interest	2017-11-16	No
Contributions received from participants	2017-11-16	$1,927,183
Participant contributions at end of year	2017-11-16	$0
Participant contributions at beginning of year	2017-11-16	$329,820
Income. Received or receivable in cash from other sources (including rollovers)	2017-11-16	$676,520
Administrative expenses (other) incurred	2017-11-16	$23,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-16	No
Value of net income/loss	2017-11-16	$5,008,856
Value of net assets at end of year (total assets less liabilities)	2017-11-16	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-11-16	$30,098,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-16	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-16	No
Were any leases to which the plan was party in default or uncollectible	2017-11-16	No
Investment advisory and management fees	2017-11-16	$3,318
Value of interest in pooled separate accounts at end of year	2017-11-16	$0
Value of interest in pooled separate accounts at beginning of year	2017-11-16	$27,521,042
Interest on participant loans	2017-11-16	$14,078
Interest earned on other investments	2017-11-16	$10,354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-11-16	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-11-16	$1,175,476
Net investment gain/loss from pooled separate accounts	2017-11-16	$4,116,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-16	No
Was there a failure to transmit to the plan any participant contributions	2017-11-16	No
Has the plan failed to provide any benefit when due under the plan	2017-11-16	No
Contributions received in cash from employer	2017-11-16	$879,107
Employer contributions (assets) at end of year	2017-11-16	$0
Employer contributions (assets) at beginning of year	2017-11-16	$1,071,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-16	$2,578,699
Did the plan have assets held for investment	2017-11-16	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-16	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-16	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-11-16	Yes
Opinion of an independent qualified public accountant for this plan	2017-11-16	Disclaimer
Accountancy firm name	2017-11-16	RUBINBROWN LLP
Accountancy firm EIN	2017-11-16	430765316
2016 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,191,339
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,960,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,941,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,105,852
Value of total assets at end of year	2016-12-31	$30,098,126
Value of total assets at beginning of year	2016-12-31	$26,867,648
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$19,402
Total interest from all sources	2016-12-31	$21,925
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$4,300
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,000,456
Participant contributions at end of year	2016-12-31	$329,820
Participant contributions at beginning of year	2016-12-31	$141,931
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$33,608
Administrative expenses (other) incurred	2016-12-31	$13,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,230,478
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$30,098,126
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$26,867,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$1,155
Value of interest in pooled separate accounts at end of year	2016-12-31	$27,521,042
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$24,713,229
Interest on participant loans	2016-12-31	$9,745
Interest earned on other investments	2016-12-31	$12,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,175,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,074,458
Net investment gain/loss from pooled separate accounts	2016-12-31	$2,063,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,071,788
Employer contributions (assets) at end of year	2016-12-31	$1,071,788
Employer contributions (assets) at beginning of year	2016-12-31	$938,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,941,459
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RUBINBROWN LLP
Accountancy firm EIN	2016-12-31	430765316
2015 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,500,913
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,210,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,200,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,889,101
Value of total assets at end of year	2015-12-31	$26,867,648
Value of total assets at beginning of year	2015-12-31	$25,577,573
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$9,927
Total interest from all sources	2015-12-31	$17,790
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$3,300
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,805,759
Participant contributions at end of year	2015-12-31	$141,931
Participant contributions at beginning of year	2015-12-31	$245,701
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$145,312
Other income not declared elsewhere	2015-12-31	$1
Administrative expenses (other) incurred	2015-12-31	$5,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,290,075
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$26,867,648
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$25,577,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$1,267
Value of interest in pooled separate accounts at end of year	2015-12-31	$24,594,750
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$23,471,478
Interest on participant loans	2015-12-31	$8,328
Interest earned on other investments	2015-12-31	$9,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$118,479
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$115,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$115,337
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,074,458
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$857,358
Net investment gain/loss from pooled separate accounts	2015-12-31	$-405,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$938,030
Employer contributions (assets) at end of year	2015-12-31	$938,030
Employer contributions (assets) at beginning of year	2015-12-31	$887,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,200,911
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RUBINBROWN LLP
Accountancy firm EIN	2015-12-31	430765316
2014 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,869,332
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,590,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,580,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,599,616
Value of total assets at end of year	2014-12-31	$25,577,573
Value of total assets at beginning of year	2014-12-31	$25,298,939
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,078
Total interest from all sources	2014-12-31	$18,881
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,643,441
Participant contributions at end of year	2014-12-31	$245,701
Participant contributions at beginning of year	2014-12-31	$231,640
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$68,476
Administrative expenses (other) incurred	2014-12-31	$4,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$278,634
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$25,577,573
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$25,298,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$678
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$23,471,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$23,165,619
Interest on participant loans	2014-12-31	$9,895
Interest earned on other investments	2014-12-31	$8,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$115,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$39,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$39,461
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$857,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$964,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,250,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$887,699
Employer contributions (assets) at end of year	2014-12-31	$887,699
Employer contributions (assets) at beginning of year	2014-12-31	$897,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,580,620
Contract administrator fees	2014-12-31	$4,600
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RUBINBROWN LLP
Accountancy firm EIN	2014-12-31	430765316
2013 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$61
Total income from all sources (including contributions)	2013-12-31	$6,153,923
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,980,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,956,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,545,282
Value of total assets at end of year	2013-12-31	$25,298,939
Value of total assets at beginning of year	2013-12-31	$21,125,590
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,251
Total interest from all sources	2013-12-31	$10,649
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$19,418
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,483,036
Participant contributions at end of year	2013-12-31	$231,640
Participant contributions at beginning of year	2013-12-31	$271,383
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$164,297
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$1,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$61
Other income not declared elsewhere	2013-12-31	$1,783
Administrative expenses (other) incurred	2013-12-31	$4,833
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$54,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,173,410
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$25,298,939
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$21,125,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$23,165,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$19,959,545
Interest on participant loans	2013-12-31	$10,303
Interest earned on other investments	2013-12-31	$346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$39,461
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$964,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$408,151
Net investment gain/loss from pooled separate accounts	2013-12-31	$3,188,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$897,949
Employer contributions (assets) at end of year	2013-12-31	$897,949
Employer contributions (assets) at beginning of year	2013-12-31	$838,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,956,262
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RUBINBROWN LLP
Accountancy firm EIN	2013-12-31	430765316
2012 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$61
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,977,398
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,556,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,516,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,631,395
Value of total assets at end of year	2012-12-31	$21,125,590
Value of total assets at beginning of year	2012-12-31	$17,705,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$39,936
Total interest from all sources	2012-12-31	$10,841
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$20,365
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,385,863
Participant contributions at end of year	2012-12-31	$271,383
Participant contributions at beginning of year	2012-12-31	$211,032
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$406,950
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,718
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$61
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$19,571
Total non interest bearing cash at end of year	2012-12-31	$54,362
Total non interest bearing cash at beginning of year	2012-12-31	$121,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,420,493
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$21,125,529
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$17,705,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$19,959,545
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$16,676,835
Interest on participant loans	2012-12-31	$10,841
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,335,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$838,582
Employer contributions (assets) at end of year	2012-12-31	$838,582
Employer contributions (assets) at beginning of year	2012-12-31	$695,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,516,969
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RUBINBROWN LLP
Accountancy firm EIN	2012-12-31	430765316
2011 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,356,294
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,455,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,399,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,090,508
Value of total assets at end of year	2011-12-31	$17,705,036
Value of total assets at beginning of year	2011-12-31	$18,803,991
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$55,323
Total interest from all sources	2011-12-31	$7,915
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$20,201
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,354,703
Participant contributions at end of year	2011-12-31	$211,032
Participant contributions at beginning of year	2011-12-31	$165,229
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$39,840
Administrative expenses (other) incurred	2011-12-31	$35,122
Total non interest bearing cash at end of year	2011-12-31	$121,204
Total non interest bearing cash at beginning of year	2011-12-31	$87,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,098,955
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$17,705,036
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$18,803,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$16,676,835
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$17,787,785
Interest on participant loans	2011-12-31	$7,915
Net investment gain/loss from pooled separate accounts	2011-12-31	$-742,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$695,965
Employer contributions (assets) at end of year	2011-12-31	$695,965
Employer contributions (assets) at beginning of year	2011-12-31	$763,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,399,926
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RUBINBROWN LLP
Accountancy firm EIN	2011-12-31	430765316
2010 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,346,439
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$680,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$634,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,222,971
Value of total assets at end of year	2010-12-31	$18,803,991
Value of total assets at beginning of year	2010-12-31	$15,137,854
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$46,233
Total interest from all sources	2010-12-31	$6,601
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$15,438
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,377,718
Participant contributions at end of year	2010-12-31	$165,229
Participant contributions at beginning of year	2010-12-31	$131,408
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$82,028
Administrative expenses (other) incurred	2010-12-31	$30,795
Total non interest bearing cash at end of year	2010-12-31	$87,752
Total non interest bearing cash at beginning of year	2010-12-31	$83,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,666,137
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$18,803,991
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,137,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$17,787,785
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$14,075,030
Interest on participant loans	2010-12-31	$6,601
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,116,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$763,225
Employer contributions (assets) at end of year	2010-12-31	$763,225
Employer contributions (assets) at beginning of year	2010-12-31	$848,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$634,069
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	RUBINBROWN LLP
Accountancy firm EIN	2010-12-31	430765316
2009 : HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST

2017: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HEIN & ASSOCIATES LLP 401K/PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810718

Policy instance

Insurance contract or identification number	810718
Number of Individuals Covered	356
Insurance policy start date	2017-01-01
Insurance policy end date	2017-11-15
Total amount of commissions paid to insurance broker	USD $49,393
Total amount of fees paid to insurance company	USD $15,433
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $49,393
Insurance broker organization code?	3
Amount paid for insurance broker fees	15433
Additional information about fees paid to insurance broker	ADMINISTRATION FEES
Insurance broker name	RETIREMENT PLANNING SERVICES, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810718

Policy instance

Insurance contract or identification number	810718
Number of Individuals Covered	352
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $44,162
Total amount of fees paid to insurance company	USD $13,749
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $44,162
Insurance broker organization code?	3
Amount paid for insurance broker fees	13749
Additional information about fees paid to insurance broker	ADMINISTRATION FEES
Insurance broker name	RETIREMENT PLANNING SERVICES, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810718

Policy instance

Insurance contract or identification number	810718
Number of Individuals Covered	319
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $44,114
Total amount of fees paid to insurance company	USD $27,863
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $44,114
Insurance broker organization code?	3
Amount paid for insurance broker fees	27863
Additional information about fees paid to insurance broker	ADMINISTRATION FEES
Insurance broker name	RETIREMENT PLANNING SERVICES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

29912

Policy instance

Insurance contract or identification number	29912
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-30
Total amount of commissions paid to insurance broker	USD $44,674
Total amount of fees paid to insurance company	USD $30,488
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $44,674
Insurance broker organization code?	3
Amount paid for insurance broker fees	27132
Additional information about fees paid to insurance broker	ADMINISTRATION FEES
Insurance broker name	RETIREMENT PLANNING SERVICES, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810718

Policy instance

Insurance contract or identification number	810718
Number of Individuals Covered	323
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $750
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	750
Additional information about fees paid to insurance broker	ADMINISTRATION FEES
Insurance broker organization code?	5
Insurance broker name	RETIREMENT PLANNING SERVICES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

29912

Policy instance

Insurance contract or identification number	29912
Number of Individuals Covered	344
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $46,238
Total amount of fees paid to insurance company	USD $29,709
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $46,238
Insurance broker organization code?	3
Amount paid for insurance broker fees	29702
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker name	VANGUARD GROUP INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

29912

Policy instance

Insurance contract or identification number	29912
Number of Individuals Covered	335
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $45,048
Total amount of fees paid to insurance company	USD $30,876
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

29912

Policy instance

Insurance contract or identification number	29912
Number of Individuals Covered	327
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $37,433
Total amount of fees paid to insurance company	USD $22,981
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $37,433
Insurance broker organization code?	3
Amount paid for insurance broker fees	22981
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker name	REPTECH CORP.

Potentially related plans

HEIN & ELLEN HETTINGA DAIRIES [EIN = 860609643]

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Company Name:	HEIN & ASSOCIATES LLP
Employer identification number (EIN):	840749233
NAIC Classification:	541600