401k Plan data: SAES GETTERS 401(K) PLAN plan

SAES GETTERS 401(K) PLAN 401k Plan overview

Plan Name	SAES GETTERS 401(K) PLAN
Plan identification number	002

SAES GETTERS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAES GETTERS USA, INC. has sponsored the creation of one or more 401k plans.

Company Name: SAES GETTERS USA, INC.

Employer identification number (EIN): 840752523

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAES GETTERS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 JOEL MANDEL JOEL MANDEL 2018-08-16
002 2016-01-01 JOEL MANDEL
002 2015-01-01 CLINTON JACKSON
002 2014-01-01 CLINT JACKSON
002 2013-01-01 CLINT JACKSON
002 2012-01-01 CLINT JACKSON
002 2011-01-01 STEVE DAYTON STEVE DAYTON 2012-08-21
002 2010-01-01 STEVE DAYTON

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	JOEL MANDEL	JOEL MANDEL	2018-08-16
002	2016-01-01	JOEL MANDEL
002	2015-01-01	CLINTON JACKSON
002	2014-01-01	CLINT JACKSON
002	2013-01-01	CLINT JACKSON
002	2012-01-01	CLINT JACKSON
002	2011-01-01	STEVE DAYTON	STEVE DAYTON	2012-08-21
002	2010-01-01	STEVE DAYTON

Plan Statistics for SAES GETTERS 401(K) PLAN

401k plan membership statisitcs for SAES GETTERS 401(K) PLAN

Measure Date Value
2017: SAES GETTERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 331
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 253
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 113
Total of all active and inactive participants 2017-01-01 367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 369
Number of participants with account balances 2017-01-01 357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SAES GETTERS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 220
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 113
Total of all active and inactive participants 2016-01-01 333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 334
Number of participants with account balances 2016-01-01 332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SAES GETTERS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 320
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 206
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 119
Total of all active and inactive participants 2015-01-01 326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 328
Number of participants with account balances 2015-01-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SAES GETTERS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 320
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 200
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 113
Total of all active and inactive participants 2014-01-01 314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 314
Number of participants with account balances 2014-01-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SAES GETTERS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 360
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 201
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 114
Total of all active and inactive participants 2013-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 317
Number of participants with account balances 2013-01-01 291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SAES GETTERS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 368
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 222
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 135
Total of all active and inactive participants 2012-01-01 359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 360
Number of participants with account balances 2012-01-01 338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SAES GETTERS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 359
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 237
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 130
Total of all active and inactive participants 2011-01-01 367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 368
Number of participants with account balances 2011-01-01 334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SAES GETTERS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 298
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 233
Number of retired or separated participants receiving benefits 2010-01-01 2
Number of other retired or separated participants entitled to future benefits 2010-01-01 124
Total of all active and inactive participants 2010-01-01 359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 359
Number of participants with account balances 2010-01-01 295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2017: SAES GETTERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	331
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	253
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	113
Total of all active and inactive participants	2017-01-01	367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	369
Number of participants with account balances	2017-01-01	357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SAES GETTERS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	220
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	113
Total of all active and inactive participants	2016-01-01	333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	334
Number of participants with account balances	2016-01-01	332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SAES GETTERS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	320
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	206
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	119
Total of all active and inactive participants	2015-01-01	326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	328
Number of participants with account balances	2015-01-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SAES GETTERS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	320
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	200
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	113
Total of all active and inactive participants	2014-01-01	314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	314
Number of participants with account balances	2014-01-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SAES GETTERS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	360
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	201
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	114
Total of all active and inactive participants	2013-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	317
Number of participants with account balances	2013-01-01	291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SAES GETTERS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	368
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	222
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	135
Total of all active and inactive participants	2012-01-01	359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	360
Number of participants with account balances	2012-01-01	338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SAES GETTERS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	359
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	237
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	130
Total of all active and inactive participants	2011-01-01	367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	368
Number of participants with account balances	2011-01-01	334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SAES GETTERS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	298
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	233
Number of retired or separated participants receiving benefits	2010-01-01	2
Number of other retired or separated participants entitled to future benefits	2010-01-01	124
Total of all active and inactive participants	2010-01-01	359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	359
Number of participants with account balances	2010-01-01	295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on SAES GETTERS 401(K) PLAN

Measure	Date	Value
2017 : SAES GETTERS 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$89,216
Total unrealized appreciation/depreciation of assets	2017-12-31	$89,216
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,785,855
Total loss/gain on sale of assets	2017-12-31	$17,068
Total of all expenses incurred	2017-12-31	$1,781,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,715,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,589,622
Value of total assets at end of year	2017-12-31	$35,862,679
Value of total assets at beginning of year	2017-12-31	$30,858,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$66,023
Total interest from all sources	2017-12-31	$-14,504
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$170,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$127,974
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,248,835
Participant contributions at end of year	2017-12-31	$559,364
Participant contributions at beginning of year	2017-12-31	$527,425
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$141,965
Other income not declared elsewhere	2017-12-31	$-10,616
Administrative expenses (other) incurred	2017-12-31	$66,023
Total non interest bearing cash at end of year	2017-12-31	$1,964
Total non interest bearing cash at beginning of year	2017-12-31	$-63,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,004,195
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$35,862,679
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$30,858,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,743,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$18,401,303
Interest on participant loans	2017-12-31	$22,026
Interest earned on other investments	2017-12-31	$-37,347
Value of interest in common/collective trusts at end of year	2017-12-31	$22,170,347
Value of interest in common/collective trusts at beginning of year	2017-12-31	$9,262,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$880,665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,228,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,228,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$817
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,490,158
Net investment gain or loss from common/collective trusts	2017-12-31	$1,454,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,198,822
Income. Dividends from common stock	2017-12-31	$42,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,715,637
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$1,506,407
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$1,502,929
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$6,244,539
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$6,227,471
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CAUSEY, DEMGEN & MOORE P.C.
Accountancy firm EIN	2017-12-31	841158905
2016 : SAES GETTERS 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$88,528
Total unrealized appreciation/depreciation of assets	2016-12-31	$88,528
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,240,158
Total loss/gain on sale of assets	2016-12-31	$25,307
Total of all expenses incurred	2016-12-31	$819,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$756,947
Expenses. Certain deemed distributions of participant loans	2016-12-31	$3,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,035,710
Value of total assets at end of year	2016-12-31	$30,858,484
Value of total assets at beginning of year	2016-12-31	$27,438,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$59,448
Total interest from all sources	2016-12-31	$20,184
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$316,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$287,137
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,052,713
Participant contributions at end of year	2016-12-31	$527,425
Participant contributions at beginning of year	2016-12-31	$475,188
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$49,683
Other income not declared elsewhere	2016-12-31	$9,571
Administrative expenses (other) incurred	2016-12-31	$59,448
Total non interest bearing cash at end of year	2016-12-31	$-63,235
Total non interest bearing cash at beginning of year	2016-12-31	$1,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,420,253
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$30,858,484
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$27,438,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$18,401,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$17,914,962
Interest on participant loans	2016-12-31	$20,074
Value of interest in common/collective trusts at end of year	2016-12-31	$9,262,059
Value of interest in common/collective trusts at beginning of year	2016-12-31	$7,221,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,228,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$945,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$945,036
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$110
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,203,631
Net investment gain or loss from common/collective trusts	2016-12-31	$540,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$933,314
Income. Dividends from common stock	2016-12-31	$29,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$756,947
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$1,502,929
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$879,826
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$4,755,402
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$4,730,095
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CAUSEY DEMGEN & MOORE P.C.
Accountancy firm EIN	2016-12-31	841158905
2015 : SAES GETTERS 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-76,401
Total unrealized appreciation/depreciation of assets	2015-12-31	$-76,401
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,459,680
Total loss/gain on sale of assets	2015-12-31	$-75,115
Total of all expenses incurred	2015-12-31	$2,115,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,067,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,677,922
Value of total assets at end of year	2015-12-31	$27,438,231
Value of total assets at beginning of year	2015-12-31	$28,094,227
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$48,418
Total interest from all sources	2015-12-31	$21,810
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$269,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$242,074
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$960,018
Participant contributions at end of year	2015-12-31	$475,188
Participant contributions at beginning of year	2015-12-31	$491,506
Other income not declared elsewhere	2015-12-31	$5,665
Administrative expenses (other) incurred	2015-12-31	$48,418
Total non interest bearing cash at end of year	2015-12-31	$1,279
Total non interest bearing cash at beginning of year	2015-12-31	$-3,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-655,996
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$27,438,231
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$28,094,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$17,914,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$20,027,124
Interest on participant loans	2015-12-31	$21,704
Interest earned on other investments	2015-12-31	$2
Value of interest in common/collective trusts at end of year	2015-12-31	$7,221,940
Value of interest in common/collective trusts at beginning of year	2015-12-31	$5,290,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$945,036
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,053,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,053,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$104
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-380,964
Net investment gain or loss from common/collective trusts	2015-12-31	$17,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$717,904
Income. Dividends from common stock	2015-12-31	$27,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,067,258
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$879,826
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$1,234,494
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$4,406,535
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$4,481,650
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CAUSEY DEMGEN & MOORE P.C.
Accountancy firm EIN	2015-12-31	841158905
2014 : SAES GETTERS 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$53,738
Total unrealized appreciation/depreciation of assets	2014-12-31	$53,738
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,919,277
Total loss/gain on sale of assets	2014-12-31	$66,473
Total of all expenses incurred	2014-12-31	$2,434,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,429,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,585,213
Value of total assets at end of year	2014-12-31	$28,094,227
Value of total assets at beginning of year	2014-12-31	$27,609,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,945
Total interest from all sources	2014-12-31	$19,949
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$978,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$950,311
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$875,181
Participant contributions at end of year	2014-12-31	$491,506
Participant contributions at beginning of year	2014-12-31	$467,917
Other income not declared elsewhere	2014-12-31	$15,410
Administrative expenses (other) incurred	2014-12-31	$4,945
Total non interest bearing cash at end of year	2014-12-31	$-3,293
Total non interest bearing cash at beginning of year	2014-12-31	$49,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$484,604
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$28,094,227
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$27,609,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$20,027,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$19,415,858
Interest on participant loans	2014-12-31	$19,875
Interest earned on other investments	2014-12-31	$1
Value of interest in common/collective trusts at end of year	2014-12-31	$5,290,744
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,629,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,053,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$811,217
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$811,217
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$73
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$78,260
Net investment gain or loss from common/collective trusts	2014-12-31	$121,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$710,032
Income. Dividends from common stock	2014-12-31	$28,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,429,728
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$1,234,494
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$1,235,676
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$3,366,512
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$3,300,039
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CAUSEY DEMGEN & MOORE PC.
Accountancy firm EIN	2014-12-31	841158905
2013 : SAES GETTERS 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$96,516
Total unrealized appreciation/depreciation of assets	2013-12-31	$96,516
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,849,253
Total loss/gain on sale of assets	2013-12-31	$112,639
Total of all expenses incurred	2013-12-31	$2,749,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,695,552
Expenses. Certain deemed distributions of participant loans	2013-12-31	$11,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,050,754
Value of total assets at end of year	2013-12-31	$27,609,623
Value of total assets at beginning of year	2013-12-31	$24,509,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$42,028
Total interest from all sources	2013-12-31	$16,642
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,035,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,005,964
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$934,326
Participant contributions at end of year	2013-12-31	$467,917
Participant contributions at beginning of year	2013-12-31	$397,303
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$372,509
Other income not declared elsewhere	2013-12-31	$15,981
Administrative expenses (other) incurred	2013-12-31	$42,028
Total non interest bearing cash at end of year	2013-12-31	$49,944
Total non interest bearing cash at beginning of year	2013-12-31	$37,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,100,148
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$27,609,623
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$24,509,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$19,415,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$16,725,721
Interest on participant loans	2013-12-31	$16,587
Value of interest in common/collective trusts at end of year	2013-12-31	$5,629,011
Value of interest in common/collective trusts at beginning of year	2013-12-31	$5,346,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$811,217
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$759,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$759,567
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$55
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,166,942
Net investment gain or loss from common/collective trusts	2013-12-31	$353,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$743,919
Income. Dividends from common stock	2013-12-31	$30,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,695,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$1,235,676
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$1,242,120
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$2,784,738
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$2,672,099
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CAUSEY DEMGEN & MOORE P.C.
Accountancy firm EIN	2013-12-31	841158905
2012 : SAES GETTERS 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$81,967
Total unrealized appreciation/depreciation of assets	2012-12-31	$81,967
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,952,535
Total loss/gain on sale of assets	2012-12-31	$47,369
Total of all expenses incurred	2012-12-31	$1,132,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,128,229
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,784,505
Value of total assets at end of year	2012-12-31	$24,509,475
Value of total assets at beginning of year	2012-12-31	$21,689,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,272
Total interest from all sources	2012-12-31	$18,043
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$659,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$613,129
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$868,790
Participant contributions at end of year	2012-12-31	$397,303
Participant contributions at beginning of year	2012-12-31	$449,258
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$2,518,886
Other income not declared elsewhere	2012-12-31	$-100,365
Administrative expenses (other) incurred	2012-12-31	$2,272
Total non interest bearing cash at end of year	2012-12-31	$37,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,819,989
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$24,509,475
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$21,689,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$16,725,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,653,924
Interest on participant loans	2012-12-31	$17,998
Value of interest in common/collective trusts at end of year	2012-12-31	$5,346,893
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,067,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$759,567
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$45
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,281,808
Net investment gain or loss from common/collective trusts	2012-12-31	$179,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$915,715
Income. Dividends from common stock	2012-12-31	$46,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,128,229
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$1,242,120
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$2,582,623
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$2,535,254
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CAUSEY, DEMGEN & MOORE P.C.
Accountancy firm EIN	2012-12-31	841158905
2011 : SAES GETTERS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,334,720
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,773,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,760,702
Expenses. Certain deemed distributions of participant loans	2011-12-31	$9,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,722,957
Value of total assets at end of year	2011-12-31	$21,689,486
Value of total assets at beginning of year	2011-12-31	$22,127,776
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,828
Total interest from all sources	2011-12-31	$19,583
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$268,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$268,860
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$896,866
Participant contributions at end of year	2011-12-31	$449,258
Participant contributions at beginning of year	2011-12-31	$506,264
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$2,518,886
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$2,609,314
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4
Other income not declared elsewhere	2011-12-31	$-141,524
Administrative expenses (other) incurred	2011-12-31	$2,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-438,290
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$21,689,486
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$22,127,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,653,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$13,745,160
Interest on participant loans	2011-12-31	$19,583
Value of interest in common/collective trusts at end of year	2011-12-31	$5,067,418
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,267,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-558,066
Net investment gain or loss from common/collective trusts	2011-12-31	$22,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$826,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,760,702
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CAUSEY, DEMGEN & MOORE, P.C.
Accountancy firm EIN	2011-12-31	841158905
2010 : SAES GETTERS 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,267,724
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,475,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,467,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,833,772
Value of total assets at end of year	2010-12-31	$22,127,776
Value of total assets at beginning of year	2010-12-31	$20,335,053
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,712
Total interest from all sources	2010-12-31	$317,271
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$245,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$245,442
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$881,112
Participant contributions at end of year	2010-12-31	$506,264
Participant contributions at beginning of year	2010-12-31	$529,960
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$2,609,314
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$2,319,999
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$318,465
Other income not declared elsewhere	2010-12-31	$3,970
Administrative expenses (other) incurred	2010-12-31	$7,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,792,723
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$22,127,776
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$20,335,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$13,745,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$11,524,764
Interest on participant loans	2010-12-31	$25,592
Interest earned on other investments	2010-12-31	$291,679
Value of interest in common/collective trusts at end of year	2010-12-31	$5,267,038
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,960,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,492,999
Net investment gain or loss from common/collective trusts	2010-12-31	$374,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$634,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,467,289
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CAUSEY DEMGEN & MOORE, INC.
Accountancy firm EIN	2010-12-31	841158905

Form 5500 Responses for SAES GETTERS 401(K) PLAN

2017: SAES GETTERS 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SAES GETTERS 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SAES GETTERS 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SAES GETTERS 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SAES GETTERS 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SAES GETTERS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SAES GETTERS 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SAES GETTERS 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

SAES GETTERS 401(K) PLAN [EIN = 830534075]

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Company Name:	SAES GETTERS USA, INC.
Employer identification number (EIN):	840752523
NAIC Classification:	332900