401k Plan data: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN plan

CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan Name	CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN
Plan identification number	002

CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARPENTER & KLATSKIN, P.C. has sponsored the creation of one or more 401k plans.

Company Name: CARPENTER & KLATSKIN, P.C.

Employer identification number (EIN): 840801808

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about CARPENTER & KLATSKIN, P.C.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1979-11-21

Company Identification Number: 19871386221

Legal Registered Office Address: 999 18th Street
South Tower, Suite 1500
DENVER
United States of America (USA)
80202

More information about CARPENTER & KLATSKIN, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 ANDREW S. KLATSKIN
002 2014-01-01 ANDREW S. KLATSKIN
002 2013-01-01 ANDREW S. KLATSKIN
002 2012-01-01 ANDREW S. KLATSKIN
002 2011-01-01 ANDREW S. KLATSKIN
002 2010-01-01 ANDREW S. KLATSKIN
002 2009-01-01 ANDREW S. KLATSKIN

Plan id#	Filing Submission Date	Name of Administrator
002	2015-01-01	ANDREW S. KLATSKIN
002	2014-01-01	ANDREW S. KLATSKIN
002	2013-01-01	ANDREW S. KLATSKIN
002	2012-01-01	ANDREW S. KLATSKIN
002	2011-01-01	ANDREW S. KLATSKIN
002	2010-01-01	ANDREW S. KLATSKIN
002	2009-01-01	ANDREW S. KLATSKIN

Plan Statistics for CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

Measure Date Value
2015: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 4
Number of participants with account balances 2014-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 5
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 6
Number of participants with account balances 2010-01-01 6
2009: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 6
Number of participants with account balances 2009-01-01 6

Measure	Date	Value
2015: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	4
Number of participants with account balances	2014-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	5
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	6
Number of participants with account balances	2010-01-01	6
2009: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	6
Number of participants with account balances	2009-01-01	6

Financial Data on CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

Measure	Date	Value
2015 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$140
Expenses. Total of all expenses incurred	2015-12-31	$60,828
Benefits paid (including direct rollovers)	2015-12-31	$60,733
Total plan assets at end of year	2015-12-31	$0
Total plan assets at beginning of year	2015-12-31	$60,688
Expenses. Other expenses not covered elsewhere	2015-12-31	$95
Other income received	2015-12-31	$140
Net income (gross income less expenses)	2015-12-31	$-60,688
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$60,688
2014 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$133,334
Expenses. Total of all expenses incurred	2014-12-31	$1,908,882
Benefits paid (including direct rollovers)	2014-12-31	$1,896,841
Total plan assets at end of year	2014-12-31	$60,688
Total plan assets at beginning of year	2014-12-31	$1,836,236
Value of fidelity bond covering the plan	2014-12-31	$400,000
Total contributions received or receivable from participants	2014-12-31	$28,680
Other income received	2014-12-31	$104,654
Net income (gross income less expenses)	2014-12-31	$-1,775,548
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$60,688
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,836,236
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$12,041
2013 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$216,376
Expenses. Total of all expenses incurred	2013-12-31	$702,581
Benefits paid (including direct rollovers)	2013-12-31	$689,133
Total plan assets at end of year	2013-12-31	$1,836,236
Total plan assets at beginning of year	2013-12-31	$2,322,441
Value of fidelity bond covering the plan	2013-12-31	$400,000
Total contributions received or receivable from participants	2013-12-31	$28,990
Other income received	2013-12-31	$180,386
Net income (gross income less expenses)	2013-12-31	$-486,205
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,836,236
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,322,441
Total contributions received or receivable from employer(s)	2013-12-31	$7,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$13,448
2012 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$287,301
Expenses. Total of all expenses incurred	2012-12-31	$220,862
Benefits paid (including direct rollovers)	2012-12-31	$202,279
Total plan assets at end of year	2012-12-31	$2,322,441
Total plan assets at beginning of year	2012-12-31	$2,256,002
Value of fidelity bond covering the plan	2012-12-31	$400,000
Total contributions received or receivable from participants	2012-12-31	$38,115
Other income received	2012-12-31	$228,186
Net income (gross income less expenses)	2012-12-31	$66,439
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,322,441
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,256,002
Total contributions received or receivable from employer(s)	2012-12-31	$21,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$18,583
2011 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$61,472
Expenses. Total of all expenses incurred	2011-12-31	$62,779
Benefits paid (including direct rollovers)	2011-12-31	$44,389
Total plan assets at end of year	2011-12-31	$2,256,002
Total plan assets at beginning of year	2011-12-31	$2,257,309
Value of fidelity bond covering the plan	2011-12-31	$400,000
Total contributions received or receivable from participants	2011-12-31	$50,240
Other income received	2011-12-31	$-9,768
Net income (gross income less expenses)	2011-12-31	$-1,307
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,256,002
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,257,309
Total contributions received or receivable from employer(s)	2011-12-31	$21,000
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$18,390
2010 : CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$319,197
Expenses. Total of all expenses incurred	2010-12-31	$130,667
Benefits paid (including direct rollovers)	2010-12-31	$114,478
Total plan assets at end of year	2010-12-31	$2,257,309
Total plan assets at beginning of year	2010-12-31	$2,068,779
Value of fidelity bond covering the plan	2010-12-31	$400,000
Total contributions received or receivable from participants	2010-12-31	$47,565
Other income received	2010-12-31	$250,632
Net income (gross income less expenses)	2010-12-31	$188,530
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,257,309
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,068,779
Total contributions received or receivable from employer(s)	2010-12-31	$21,000
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$16,189

Form 5500 Responses for CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN

2015: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CARPENTER & KLATSKIN, P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	7567072
Policy instance	1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	7567072
Policy instance	1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	7567072
Policy instance	1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	7567072
Policy instance	1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	7567072
Policy instance	1

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Company Name:	CARPENTER & KLATSKIN, P.C.
Employer identification number (EIN):	840801808
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1979-11-21
Company Identification Number:	19871386221
Legal Registered Office Address:	999 18th Street South Tower, Suite 1500 DENVER United States of America (USA) 80202