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| Plan Name | PHILLIP C. GANS, P.C. DFE PENSION PLAN |
| Plan identification number | 004 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | PHILLIP C. GANS, P.C. |
| Employer identification number (EIN): | 840991848 |
| NAIC Classification: | 541110 |
| NAIC Description: | Offices of Lawyers |
Additional information about PHILLIP C. GANS, P.C.
| Jurisdiction of Incorporation: | Colorado Department of State |
| Incorporation Date: | 1985-07-01 |
| Company Identification Number: | 19871627968 |
| Legal Registered Office Address: |
25805 Columbine Glen Golden United States of America (USA) 80401 |
More information about PHILLIP C. GANS, P.C.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 004 | 2015-01-01 | PHILLIP C. GANS | |||
| 004 | 2013-01-01 | PHILLIP C. GANS | |||
| 004 | 2012-01-01 | PHILLIP C. GANS | |||
| 004 | 2011-01-01 | PHILLIP C. GANS | |||
| 004 | 2009-01-01 | PHILLIP C. GANS | |||
| 004 | 2009-01-01 | PHILLIP C. GANS | |||
| 004 | 2009-01-01 | PHILLIP C. GANS | 2010-07-31 | PHILLIP C. GANS | 2010-07-31 |
| Measure | Date | Value |
|---|---|---|
| 2011: PHILLIP C. GANS, P.C. DFE PENSION PLAN 2011 401k membership | ||
| Total participants, beginning-of-year | 2011-01-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 2 |
| Total of all active and inactive participants | 2011-01-01 | 2 |
| Total participants | 2011-01-01 | 2 |
| Number of participants with account balances | 2011-01-01 | 2 |
| 2009: PHILLIP C. GANS, P.C. DFE PENSION PLAN 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-01-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 2 |
| Total of all active and inactive participants | 2009-01-01 | 2 |
| Total participants | 2009-01-01 | 2 |
| Number of participants with account balances | 2009-01-01 | 2 |
| Measure | Date | Value |
|---|---|---|
| 2015 : PHILLIP C. GANS, P.C. DFE PENSION PLAN 2015 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-1,921,230 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-1,921,230 |
| Total transfer of assets from this plan | 2015-12-31 | $3,023,777 |
| Total income from all sources (including contributions) | 2015-12-31 | $-1,568,884 |
| Total loss/gain on sale of assets | 2015-12-31 | $310,527 |
| Total of all expenses incurred | 2015-12-31 | $38,332 |
| Value of total assets at end of year | 2015-12-31 | $0 |
| Value of total assets at beginning of year | 2015-12-31 | $4,630,993 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $38,332 |
| Total interest from all sources | 2015-12-31 | $38 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $41,781 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Administrative expenses (other) incurred | 2015-12-31 | $247 |
| Value of net income/loss | 2015-12-31 | $-1,607,216 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,630,993 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $38,085 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $87,849 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $87,849 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $38 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Income. Dividends from common stock | 2015-12-31 | $41,781 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $4,543,144 |
| Did the plan have assets held for investment | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $1,715,276 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $1,404,749 |
| 2013 : PHILLIP C. GANS, P.C. DFE PENSION PLAN 2013 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $1,069,274 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,069,274 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,141,051 |
| Total loss/gain on sale of assets | 2013-12-31 | $25,170 |
| Total of all expenses incurred | 2013-12-31 | $38,845 |
| Value of total assets at end of year | 2013-12-31 | $4,261,723 |
| Value of total assets at beginning of year | 2013-12-31 | $3,159,517 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $38,845 |
| Total interest from all sources | 2013-12-31 | $31 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $46,576 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $314 |
| Value of net income/loss | 2013-12-31 | $1,102,206 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,261,723 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,159,517 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $38,531 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $187,060 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $129,546 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $129,546 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $31 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Income. Dividends from common stock | 2013-12-31 | $46,576 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $4,074,663 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $3,029,971 |
| Did the plan have assets held for investment | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $1,190,438 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $1,165,268 |
| 2012 : PHILLIP C. GANS, P.C. DFE PENSION PLAN 2012 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $475,926 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $475,926 |
| Total income from all sources (including contributions) | 2012-12-31 | $401,124 |
| Total loss/gain on sale of assets | 2012-12-31 | $-128,449 |
| Total of all expenses incurred | 2012-12-31 | $32,345 |
| Value of total assets at end of year | 2012-12-31 | $3,159,517 |
| Value of total assets at beginning of year | 2012-12-31 | $2,790,738 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $32,345 |
| Total interest from all sources | 2012-12-31 | $55 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $53,592 |
| Administrative expenses professional fees incurred | 2012-12-31 | $32,345 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $368,779 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,159,517 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,790,738 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $129,546 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $196,476 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $196,476 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $55 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Income. Dividends from common stock | 2012-12-31 | $53,592 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $220,918 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $668,657 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $2,809,053 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $1,925,605 |
| Did the plan have assets held for investment | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $826,386 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $954,835 |
| 2011 : PHILLIP C. GANS, P.C. DFE PENSION PLAN 2011 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-346,731 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-346,731 |
| Total income from all sources (including contributions) | 2011-12-31 | $-119,774 |
| Total of all expenses incurred | 2011-12-31 | $16,536 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $13,750 |
| Value of total assets at end of year | 2011-12-31 | $2,790,738 |
| Value of total assets at beginning of year | 2011-12-31 | $2,927,049 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $16,536 |
| Total interest from all sources | 2011-12-31 | $398 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $36,212 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-136,310 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,790,738 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,927,049 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $13,961 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $196,476 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $194,459 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $194,459 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $398 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $13,750 |
| Income. Dividends from common stock | 2011-12-31 | $36,212 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $668,657 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $150,623 |
| Contract administrator fees | 2011-12-31 | $2,575 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $1,925,605 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $2,581,967 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| 2010 : PHILLIP C. GANS, P.C. DFE PENSION PLAN 2010 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $274,299 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $274,299 |
| Total income from all sources (including contributions) | 2010-12-31 | $275,155 |
| Total of all expenses incurred | 2010-12-31 | $30,339 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $13,750 |
| Value of total assets at end of year | 2010-12-31 | $2,927,049 |
| Value of total assets at beginning of year | 2010-12-31 | $2,682,230 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $30,339 |
| Total interest from all sources | 2010-12-31 | $2,710 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $26,782 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $1,462 |
| Was this plan covered by a fidelity bond | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $244,816 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,927,049 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,682,230 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $28,877 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $194,459 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $516,118 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $516,118 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,710 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $13,750 |
| Income. Dividends from common stock | 2010-12-31 | $26,782 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $150,623 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $70,777 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $2,581,967 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $2,095,335 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| 2015: PHILLIP C. GANS, P.C. DFE PENSION PLAN 2015 form 5500 responses | ||
|---|---|---|
| 2015-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2015-01-01 | This submission is the final filing | Yes |
| 2013: PHILLIP C. GANS, P.C. DFE PENSION PLAN 2013 form 5500 responses | ||
| 2013-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2012: PHILLIP C. GANS, P.C. DFE PENSION PLAN 2012 form 5500 responses | ||
| 2012-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2011: PHILLIP C. GANS, P.C. DFE PENSION PLAN 2011 form 5500 responses | ||
| 2011-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: PHILLIP C. GANS, P.C. DFE PENSION PLAN 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |