401k Plan data: HILLTOP HOLDINGS INC. 401(K) PLAN plan

HILLTOP HOLDINGS INC. 401(K) PLAN 401k Plan overview

Plan Name	HILLTOP HOLDINGS INC. 401(K) PLAN
Plan identification number	001

HILLTOP HOLDINGS INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HILLTOP HOLDINGS INC. has sponsored the creation of one or more 401k plans.

Company Name: HILLTOP HOLDINGS INC.

Employer identification number (EIN): 841477939

NAIC Classification: 551111
NAIC Description: Offices of Bank Holding Companies

Additional information about HILLTOP HOLDINGS INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2008-04-09

Company Identification Number: 0800962874

Legal Registered Office Address: 325 N SAINT PAUL ST STE 800

DALLAS
United States of America (USA)
75201

More information about HILLTOP HOLDINGS INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HILLTOP HOLDINGS INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 LONNA SHEPHERD
001 2016-01-01 LONNA SHEPHERD
001 2015-01-01 LONNA SHEPHERD
001 2014-01-01 LONNA SHEPHERD

Plan Statistics for HILLTOP HOLDINGS INC. 401(K) PLAN

401k plan membership statisitcs for HILLTOP HOLDINGS INC. 401(K) PLAN

Measure Date Value
2022: HILLTOP HOLDINGS INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 6,491
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 4,148
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 1,942
Total of all active and inactive participants 2022-01-01 6,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 31
Total participants 2022-01-01 6,121
Number of participants with account balances 2022-01-01 5,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 687
2021: HILLTOP HOLDINGS INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 6,367
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 4,851
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,615
Total of all active and inactive participants 2021-01-01 6,466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 25
Total participants 2021-01-01 6,491
Number of participants with account balances 2021-01-01 6,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 447
2020: HILLTOP HOLDINGS INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 6,385
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 4,857
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,490
Total of all active and inactive participants 2020-01-01 6,347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 20
Total participants 2020-01-01 6,367
Number of participants with account balances 2020-01-01 6,250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 383
2019: HILLTOP HOLDINGS INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 6,512
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 4,917
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,448
Total of all active and inactive participants 2019-01-01 6,365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 20
Total participants 2019-01-01 6,385
Number of participants with account balances 2019-01-01 6,246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 575
2018: HILLTOP HOLDINGS INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 6,491
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5,151
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1,344
Total of all active and inactive participants 2018-01-01 6,495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 17
Total participants 2018-01-01 6,512
Number of participants with account balances 2018-01-01 6,393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 741
2017: HILLTOP HOLDINGS INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 6,430
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 5,371
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1,104
Total of all active and inactive participants 2017-01-01 6,475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 16
Total participants 2017-01-01 6,491
Number of participants with account balances 2017-01-01 6,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 610
2016: HILLTOP HOLDINGS INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 4,924
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5,421
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 992
Total of all active and inactive participants 2016-01-01 6,413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 17
Total participants 2016-01-01 6,430
Number of participants with account balances 2016-01-01 6,300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 658
2015: HILLTOP HOLDINGS INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4,588
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4,134
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 778
Total of all active and inactive participants 2015-01-01 4,912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 12
Total participants 2015-01-01 4,924
Number of participants with account balances 2015-01-01 4,661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 526
2014: HILLTOP HOLDINGS INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4,835
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,875
Number of retired or separated participants receiving benefits 2014-01-01 703
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 4,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 10
Total participants 2014-01-01 4,588
Number of participants with account balances 2014-01-01 4,353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 627

Measure	Date	Value
2022: HILLTOP HOLDINGS INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	6,491
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	4,148
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,942
Total of all active and inactive participants	2022-01-01	6,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	31
Total participants	2022-01-01	6,121
Number of participants with account balances	2022-01-01	5,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	687
2021: HILLTOP HOLDINGS INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	6,367
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	4,851
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,615
Total of all active and inactive participants	2021-01-01	6,466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	25
Total participants	2021-01-01	6,491
Number of participants with account balances	2021-01-01	6,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	447
2020: HILLTOP HOLDINGS INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	6,385
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	4,857
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,490
Total of all active and inactive participants	2020-01-01	6,347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	20
Total participants	2020-01-01	6,367
Number of participants with account balances	2020-01-01	6,250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	383
2019: HILLTOP HOLDINGS INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	6,512
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	4,917
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,448
Total of all active and inactive participants	2019-01-01	6,365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	20
Total participants	2019-01-01	6,385
Number of participants with account balances	2019-01-01	6,246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	575
2018: HILLTOP HOLDINGS INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	6,491
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5,151
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,344
Total of all active and inactive participants	2018-01-01	6,495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	17
Total participants	2018-01-01	6,512
Number of participants with account balances	2018-01-01	6,393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	741
2017: HILLTOP HOLDINGS INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	6,430
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	5,371
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,104
Total of all active and inactive participants	2017-01-01	6,475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	16
Total participants	2017-01-01	6,491
Number of participants with account balances	2017-01-01	6,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	610
2016: HILLTOP HOLDINGS INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	4,924
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5,421
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	992
Total of all active and inactive participants	2016-01-01	6,413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	17
Total participants	2016-01-01	6,430
Number of participants with account balances	2016-01-01	6,300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	658
2015: HILLTOP HOLDINGS INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4,588
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4,134
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	778
Total of all active and inactive participants	2015-01-01	4,912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	12
Total participants	2015-01-01	4,924
Number of participants with account balances	2015-01-01	4,661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	526
2014: HILLTOP HOLDINGS INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4,835
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,875
Number of retired or separated participants receiving benefits	2014-01-01	703
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	4,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	10
Total participants	2014-01-01	4,588
Number of participants with account balances	2014-01-01	4,353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	627

Financial Data on HILLTOP HOLDINGS INC. 401(K) PLAN

Measure	Date	Value
2022 : HILLTOP HOLDINGS INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-80,676,256
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$80,520,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$79,998,305
Value of total corrective distributions	2022-12-31	$7,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$59,469,760
Value of total assets at end of year	2022-12-31	$644,904,587
Value of total assets at beginning of year	2022-12-31	$806,101,385
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$514,708
Total interest from all sources	2022-12-31	$477,388
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$18,974,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$18,974,038
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$39,787,511
Participant contributions at end of year	2022-12-31	$10,658,875
Participant contributions at beginning of year	2022-12-31	$11,035,832
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$184,720
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$65,511,364
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$84,084,854
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$4,524,564
Other income not declared elsewhere	2022-12-31	$-15,682,101
Administrative expenses (other) incurred	2022-12-31	$466,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-161,196,798
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$644,904,587
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$806,101,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$25,004
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$13,830
Investment advisory and management fees	2022-12-31	$48,456
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$526,378,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$671,159,760
Interest on participant loans	2022-12-31	$477,388
Value of interest in common/collective trusts at end of year	2022-12-31	$42,331,304
Value of interest in common/collective trusts at beginning of year	2022-12-31	$39,539,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-144,919,924
Net investment gain or loss from common/collective trusts	2022-12-31	$1,004,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$15,157,685
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$83,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$79,998,305
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2022-12-31	390859910
2021 : HILLTOP HOLDINGS INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$165,774,380
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$60,181,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$59,639,886
Value of total corrective distributions	2021-12-31	$23,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$68,444,241
Value of total assets at end of year	2021-12-31	$806,101,385
Value of total assets at beginning of year	2021-12-31	$700,508,374
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$518,118
Total interest from all sources	2021-12-31	$522,640
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$26,087,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$26,087,979
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$44,632,181
Participant contributions at end of year	2021-12-31	$11,035,832
Participant contributions at beginning of year	2021-12-31	$10,776,501
Participant contributions at end of year	2021-12-31	$184,720
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$84,084,854
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$76,630,530
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$5,831,850
Other income not declared elsewhere	2021-12-31	$9,655,088
Administrative expenses (other) incurred	2021-12-31	$474,153
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$105,593,011
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$806,101,385
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$700,508,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$13,830
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$6,675
Investment advisory and management fees	2021-12-31	$43,965
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$671,159,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$573,679,189
Interest on participant loans	2021-12-31	$522,640
Value of interest in common/collective trusts at end of year	2021-12-31	$39,539,234
Value of interest in common/collective trusts at beginning of year	2021-12-31	$39,415,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$60,184,227
Net investment gain or loss from common/collective trusts	2021-12-31	$880,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$17,980,210
Employer contributions (assets) at end of year	2021-12-31	$83,155
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$59,639,886
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2021-12-31	390859910
2020 : HILLTOP HOLDINGS INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$157,210,393
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$55,693,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$55,211,533
Expenses. Certain deemed distributions of participant loans	2020-12-31	$15,385
Value of total corrective distributions	2020-12-31	$11,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$61,625,350
Value of total assets at end of year	2020-12-31	$700,508,374
Value of total assets at beginning of year	2020-12-31	$598,991,307
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$454,642
Total interest from all sources	2020-12-31	$617,848
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$12,838,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$12,838,183
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$41,826,233
Participant contributions at end of year	2020-12-31	$10,776,501
Participant contributions at beginning of year	2020-12-31	$12,292,882
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$76,630,530
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$63,436,198
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,500,297
Other income not declared elsewhere	2020-12-31	$11,380,678
Administrative expenses (other) incurred	2020-12-31	$428,175
Total non interest bearing cash at end of year	2020-12-31	$131
Total non interest bearing cash at beginning of year	2020-12-31	$3,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$101,517,067
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$700,508,374
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$598,991,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$6,675
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$26,467
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$573,679,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$492,766,138
Interest on participant loans	2020-12-31	$617,848
Value of interest in common/collective trusts at end of year	2020-12-31	$39,415,348
Value of interest in common/collective trusts at beginning of year	2020-12-31	$30,492,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$69,876,988
Net investment gain or loss from common/collective trusts	2020-12-31	$871,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$17,298,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$55,211,533
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2020-12-31	390859910
2019 : HILLTOP HOLDINGS INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$163,803,472
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$47,075,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$46,734,609
Value of total corrective distributions	2019-12-31	$4,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$59,007,103
Value of total assets at end of year	2019-12-31	$598,991,307
Value of total assets at beginning of year	2019-12-31	$482,262,929
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$336,316
Total interest from all sources	2019-12-31	$608,330
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$11,680,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$11,680,232
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$36,105,835
Participant contributions at end of year	2019-12-31	$12,292,882
Participant contributions at beginning of year	2019-12-31	$11,515,444
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$63,436,198
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$51,960,903
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$8,228,121
Other income not declared elsewhere	2019-12-31	$10,600,025
Administrative expenses (other) incurred	2019-12-31	$315,886
Total non interest bearing cash at end of year	2019-12-31	$3,799
Total non interest bearing cash at beginning of year	2019-12-31	$3,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$116,728,378
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$598,991,307
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$482,262,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$20,430
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$492,766,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$390,516,360
Interest on participant loans	2019-12-31	$608,330
Value of interest in common/collective trusts at end of year	2019-12-31	$30,492,290
Value of interest in common/collective trusts at beginning of year	2019-12-31	$28,266,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$81,222,286
Net investment gain or loss from common/collective trusts	2019-12-31	$685,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$14,673,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$46,734,609
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2019-12-31	390859910
2018 : HILLTOP HOLDINGS INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$25,626
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$34,501,864
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$54,192,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$53,911,278
Value of total corrective distributions	2018-12-31	$18,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$60,943,558
Value of total assets at end of year	2018-12-31	$482,262,929
Value of total assets at beginning of year	2018-12-31	$501,927,544
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$262,817
Total interest from all sources	2018-12-31	$528,471
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$16,162,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$16,162,120
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$35,594,733
Participant contributions at end of year	2018-12-31	$11,515,444
Participant contributions at beginning of year	2018-12-31	$11,557,701
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$1,515
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$51,960,903
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$55,157,395
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$10,490,133
Other income not declared elsewhere	2018-12-31	$-3,332,657
Administrative expenses (other) incurred	2018-12-31	$244,055
Total non interest bearing cash at end of year	2018-12-31	$3,442
Total non interest bearing cash at beginning of year	2018-12-31	$27,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-19,690,241
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$482,262,929
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$501,927,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$18,762
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$390,516,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$412,484,861
Interest on participant loans	2018-12-31	$528,471
Value of interest in common/collective trusts at end of year	2018-12-31	$28,266,780
Value of interest in common/collective trusts at beginning of year	2018-12-31	$22,698,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-40,328,446
Net investment gain or loss from common/collective trusts	2018-12-31	$528,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$14,858,692
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$53,911,278
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BAKER TILLY VIRCHOW KRAUSE,LLP
Accountancy firm EIN	2018-12-31	390859910
2017 : HILLTOP HOLDINGS INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$1,655
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$126,669,136
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$40,474,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$40,060,878
Value of total corrective distributions	2017-12-31	$35,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$54,801,867
Value of total assets at end of year	2017-12-31	$501,927,544
Value of total assets at beginning of year	2017-12-31	$415,731,315
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$378,007
Total interest from all sources	2017-12-31	$470,547
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$14,695,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$14,695,699
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$35,746,250
Participant contributions at end of year	2017-12-31	$11,557,701
Participant contributions at beginning of year	2017-12-31	$10,082,819
Participant contributions at end of year	2017-12-31	$1,515
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$55,157,395
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$51,406,059
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$4,943,832
Other income not declared elsewhere	2017-12-31	$5,995,898
Administrative expenses (other) incurred	2017-12-31	$365,005
Total non interest bearing cash at end of year	2017-12-31	$27,304
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$86,194,574
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$501,927,544
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$415,731,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$13,002
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$412,484,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$329,514,235
Interest on participant loans	2017-12-31	$470,547
Value of interest in common/collective trusts at end of year	2017-12-31	$22,698,616
Value of interest in common/collective trusts at beginning of year	2017-12-31	$24,728,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$50,230,424
Net investment gain or loss from common/collective trusts	2017-12-31	$474,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$14,111,785
Employer contributions (assets) at end of year	2017-12-31	$152
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$40,060,878
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN	2017-12-31	752919818
2016 : HILLTOP HOLDINGS INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$196,423,046
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$39,447
Total income from all sources (including contributions)	2016-12-31	$92,757,721
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$36,002,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$35,827,308
Value of total corrective distributions	2016-12-31	$113,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$56,265,267
Value of total assets at end of year	2016-12-31	$415,731,315
Value of total assets at beginning of year	2016-12-31	$162,592,610
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$61,604
Total interest from all sources	2016-12-31	$461,895
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$7,504,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$7,504,591
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$35,428,385
Participant contributions at end of year	2016-12-31	$10,082,819
Participant contributions at beginning of year	2016-12-31	$5,283,556
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$552,727
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$51,406,059
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$4,640,030
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$5,841,433
Other income not declared elsewhere	2016-12-31	$3,976,087
Administrative expenses (other) incurred	2016-12-31	$54,049
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$8,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$56,755,106
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$415,731,315
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$162,553,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$7,555
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$329,514,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$137,167,094
Interest on participant loans	2016-12-31	$435,076
Value of interest in common/collective trusts at end of year	2016-12-31	$24,728,202
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$8,284,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$8,284,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$26,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$24,261,367
Net investment gain or loss from common/collective trusts	2016-12-31	$288,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$14,995,449
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$6,656,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$35,827,308
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$39,447
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RPC CPAS & CONSULTANTS, LLP
Accountancy firm EIN	2016-12-31	850454285
2015 : HILLTOP HOLDINGS INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$39,447
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$197,907
Expenses. Interest paid	2015-12-31	$88
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$88
Total income from all sources (including contributions)	2015-12-31	$30,882,801
Total loss/gain on sale of assets	2015-12-31	$11,339
Total of all expenses incurred	2015-12-31	$13,278,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$13,089,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$30,446,950
Value of total assets at end of year	2015-12-31	$162,592,610
Value of total assets at beginning of year	2015-12-31	$145,147,091
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$188,771
Total interest from all sources	2015-12-31	$281,050
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$10,289,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$10,289,117
Administrative expenses professional fees incurred	2015-12-31	$187,526
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$19,276,475
Participant contributions at end of year	2015-12-31	$5,283,556
Participant contributions at beginning of year	2015-12-31	$4,987,020
Participant contributions at end of year	2015-12-31	$552,727
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$4,640,030
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$4,005,617
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,268,762
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$70,871
Administrative expenses (other) incurred	2015-12-31	$1,169
Total non interest bearing cash at end of year	2015-12-31	$8,579
Total non interest bearing cash at beginning of year	2015-12-31	$631,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$17,603,979
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$162,553,163
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$144,949,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$76
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$137,167,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$123,816,752
Interest on participant loans	2015-12-31	$278,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$8,284,482
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$6,610,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$6,610,790
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$2,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-10,145,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$8,901,713
Employer contributions (assets) at end of year	2015-12-31	$6,656,142
Employer contributions (assets) at beginning of year	2015-12-31	$5,095,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$13,089,963
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$39,447
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$127,036
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$11,339
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PRATAS SMITH & MOORE
Accountancy firm EIN	2015-12-31	850454285
2014 : HILLTOP HOLDINGS INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$197,907
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$77,159
Total income from all sources (including contributions)	2014-12-31	$40,185,857
Total loss/gain on sale of assets	2014-12-31	$13,849
Total of all expenses incurred	2014-12-31	$17,268,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$17,097,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$31,254,696
Value of total assets at end of year	2014-12-31	$145,147,091
Value of total assets at beginning of year	2014-12-31	$122,109,305
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$171,538
Total interest from all sources	2014-12-31	$256,299
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$7,760,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$7,760,476
Administrative expenses professional fees incurred	2014-12-31	$169,363
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$16,045,725
Participant contributions at end of year	2014-12-31	$4,987,020
Participant contributions at beginning of year	2014-12-31	$4,530,252
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$4,005,617
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$3,350,192
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$7,958,430
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$70,871
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$66,942
Administrative expenses (other) incurred	2014-12-31	$1,257
Total non interest bearing cash at end of year	2014-12-31	$631,672
Total non interest bearing cash at beginning of year	2014-12-31	$4,004,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$22,917,038
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$144,949,184
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$122,032,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$918
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$123,816,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$100,387,796
Interest on participant loans	2014-12-31	$255,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$6,610,790
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$5,411,954
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$5,411,954
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$649
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$900,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$7,250,541
Employer contributions (assets) at end of year	2014-12-31	$5,095,240
Employer contributions (assets) at beginning of year	2014-12-31	$4,424,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$17,097,281
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$127,036
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$10,217
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$13,849
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRATAS SMITH & MOORE
Accountancy firm EIN	2014-12-31	850454285

Form 5500 Responses for HILLTOP HOLDINGS INC. 401(K) PLAN

2022: HILLTOP HOLDINGS INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HILLTOP HOLDINGS INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HILLTOP HOLDINGS INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HILLTOP HOLDINGS INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HILLTOP HOLDINGS INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HILLTOP HOLDINGS INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HILLTOP HOLDINGS INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HILLTOP HOLDINGS INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HILLTOP HOLDINGS INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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HILLTOP HOLDINGS INC. COMPREHENSIVE HEALTH AND WELFARE BENEFIT PLAN [EIN = 752182440]

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Company Name:	HILLTOP HOLDINGS INC.
Employer identification number (EIN):	841477939
NAIC Classification:	551111
NAIC Description:	Offices of Bank Holding Companies

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2008-04-09
Company Identification Number:	0800962874
Legal Registered Office Address:	325 N SAINT PAUL ST STE 800 DALLAS United States of America (USA) 75201