HUGHES, WEDGWOOD & COMPANY, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan H W & CO., LLC 401K PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2017: H W & CO., LLC 401K PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2015: H W & CO., LLC 401K PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 7 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 7 |
| Number of participants with account balances | 2015-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: H W & CO., LLC 401K PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 7 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 7 |
| Number of participants with account balances | 2014-01-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: H W & CO., LLC 401K PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 7 |
| Total of all active and inactive participants | 2013-01-01 | 7 |
| Total participants | 2013-01-01 | 7 |
| Number of participants with account balances | 2013-01-01 | 7 |
| 2012: H W & CO., LLC 401K PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 7 |
| Number of participants with account balances | 2012-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: H W & CO., LLC 401K PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 7 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 8 |
| Number of participants with account balances | 2011-01-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: H W & CO., LLC 401K PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 7 |
| Number of participants with account balances | 2009-01-01 | 7 |
| Measure | Date | Value |
|---|
| 2017 : H W & CO., LLC 401K PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $95,580 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $747,019 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $747,019 |
| Total plan assets at end of year | 2017-12-31 | $0 |
| Total plan assets at beginning of year | 2017-12-31 | $651,439 |
| Value of fidelity bond covering the plan | 2017-12-31 | $50,000 |
| Other income received | 2017-12-31 | $95,580 |
| Net income (gross income less expenses) | 2017-12-31 | $-651,439 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $651,439 |
| 2015 : H W & CO., LLC 401K PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $79,295 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $81,579 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $78,782 |
| Total plan assets at end of year | 2015-12-31 | $540,537 |
| Total plan assets at beginning of year | 2015-12-31 | $542,821 |
| Value of fidelity bond covering the plan | 2015-12-31 | $260,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $64,848 |
| Other income received | 2015-12-31 | $-5,677 |
| Net income (gross income less expenses) | 2015-12-31 | $-2,284 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $540,537 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $542,821 |
| Assets. Value of participant loans | 2015-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $20,124 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $2,797 |
| 2014 : H W & CO., LLC 401K PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $119,104 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $2,567 |
| Total plan assets at end of year | 2014-12-31 | $542,821 |
| Total plan assets at beginning of year | 2014-12-31 | $426,284 |
| Value of fidelity bond covering the plan | 2014-12-31 | $260,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $70,105 |
| Other income received | 2014-12-31 | $27,874 |
| Net income (gross income less expenses) | 2014-12-31 | $116,537 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $542,821 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $426,284 |
| Assets. Value of participant loans | 2014-12-31 | $2,040 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $21,125 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $2,567 |
| 2013 : H W & CO., LLC 401K PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $168,346 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $1,964 |
| Total plan assets at end of year | 2013-12-31 | $426,284 |
| Total plan assets at beginning of year | 2013-12-31 | $259,902 |
| Value of fidelity bond covering the plan | 2013-12-31 | $260,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $75,854 |
| Other income received | 2013-12-31 | $66,713 |
| Net income (gross income less expenses) | 2013-12-31 | $166,382 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $426,284 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $259,902 |
| Assets. Value of participant loans | 2013-12-31 | $2,593 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $25,779 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,964 |
| 2012 : H W & CO., LLC 401K PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $85,278 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $20,185 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $17,542 |
| Total plan assets at end of year | 2012-12-31 | $259,902 |
| Total plan assets at beginning of year | 2012-12-31 | $194,809 |
| Value of fidelity bond covering the plan | 2012-12-31 | $260,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $41,581 |
| Other income received | 2012-12-31 | $27,555 |
| Net income (gross income less expenses) | 2012-12-31 | $65,093 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $259,902 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $194,809 |
| Assets. Value of participant loans | 2012-12-31 | $7,501 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $16,142 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $2,643 |
| 2011 : H W & CO., LLC 401K PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $16,063 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $3,358 |
| Total plan assets at end of year | 2011-12-31 | $194,809 |
| Total plan assets at beginning of year | 2011-12-31 | $182,104 |
| Value of fidelity bond covering the plan | 2011-12-31 | $260,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $17,494 |
| Other income received | 2011-12-31 | $-9,505 |
| Net income (gross income less expenses) | 2011-12-31 | $12,705 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $194,809 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $182,104 |
| Assets. Value of participant loans | 2011-12-31 | $20,519 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $8,074 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $3,358 |
| 2010 : H W & CO., LLC 401K PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Transfers to/from the plan | 2010-12-31 | $4,384 |
| Total income from all sources | 2010-12-31 | $39,983 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $2,799 |
| Total plan assets at end of year | 2010-12-31 | $182,104 |
| Total plan assets at beginning of year | 2010-12-31 | $140,536 |
| Value of fidelity bond covering the plan | 2010-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $13,853 |
| Other income received | 2010-12-31 | $19,500 |
| Net income (gross income less expenses) | 2010-12-31 | $37,184 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $182,104 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $140,536 |
| Assets. Value of participant loans | 2010-12-31 | $10,511 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $6,630 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $2,799 |
| 2017: H W & CO., LLC 401K PROFIT SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | This submission is the final filing | Yes |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: H W & CO., LLC 401K PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: H W & CO., LLC 401K PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: H W & CO., LLC 401K PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: H W & CO., LLC 401K PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: H W & CO., LLC 401K PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: H W & CO., LLC 401K PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 83712 |
| Policy instance | 1 |
| Insurance contract or identification number | 83712 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $1,677 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,677 | | Additional information about fees paid to insurance broker | REFERRAL BROKER 4 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY 2000 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 83712 |
| Policy instance | 1 |
| Insurance contract or identification number | 83712 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $1,869 | | Total amount of fees paid to insurance company | USD $108 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,869 | | Amount paid for insurance broker fees | 108 | | Additional information about fees paid to insurance broker | REFERRAL BROKER 4 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY 2000 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 83712 |
| Policy instance | 1 |
| Insurance contract or identification number | 83712 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $1,613 | | Total amount of fees paid to insurance company | USD $108 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,613 | | Amount paid for insurance broker fees | 108 | | Additional information about fees paid to insurance broker | REFERRAL BROKER 4 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY 2000 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 83712 |
| Policy instance | 1 |
| Insurance contract or identification number | 83712 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $1,343 | | Total amount of fees paid to insurance company | USD $110 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,343 | | Amount paid for insurance broker fees | 110 | | Additional information about fees paid to insurance broker | REFERRAL BROKER 4 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY 2000 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 83712 |
| Policy instance | 1 |
| Insurance contract or identification number | 83712 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $788 | | Total amount of fees paid to insurance company | USD $113 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $788 | | Amount paid for insurance broker fees | 113 | | Additional information about fees paid to insurance broker | REFERRAL BROKER 4 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY 2000 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 83712 |
| Policy instance | 1 |
| Insurance contract or identification number | 83712 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $719 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 83712 |
| Policy instance | 1 |
| Insurance contract or identification number | 83712 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $564 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $484 | | Additional information about fees paid to insurance broker | REFERRAL BROKER | | Insurance broker organization code? | 4 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY 2000 |
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