VP COMPLIANCE HOLDINGS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN
401k plan membership statisitcs for CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $2,260,232 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $1,918,161 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,914,136 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,142,762 |
| Value of total assets at end of year | 2023-12-31 | $8,044,987 |
| Value of total assets at beginning of year | 2023-12-31 | $7,702,916 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $4,025 |
| Total interest from all sources | 2023-12-31 | $11,970 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $761,579 |
| Assets. Loans (other than to participants) at end of year | 2023-12-31 | $172,511 |
| Assets. Loans (other than to participants) at beginning of year | 2023-12-31 | $201,747 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $342,071 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $8,044,987 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $7,702,916 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $7,872,476 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $7,500,200 |
| Interest on participant loans | 2023-12-31 | $11,970 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $969 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $969 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $1,105,500 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $381,183 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,914,136 |
| Contract administrator fees | 2023-12-31 | $4,025 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | PBMARES, LLP |
| Accountancy firm EIN | 2023-12-31 | 540737372 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $2,260,232 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $1,918,161 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $1,914,136 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,142,762 |
| Value of total assets at end of year | 2023-01-01 | $8,044,987 |
| Value of total assets at beginning of year | 2023-01-01 | $7,702,916 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $4,025 |
| Total interest from all sources | 2023-01-01 | $11,970 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $761,579 |
| Assets. Loans (other than to participants) at end of year | 2023-01-01 | $172,511 |
| Assets. Loans (other than to participants) at beginning of year | 2023-01-01 | $201,747 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $342,071 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $8,044,987 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $7,702,916 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $7,872,476 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $7,500,200 |
| Interest on participant loans | 2023-01-01 | $11,970 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $0 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $1,105,500 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $381,183 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $1,914,136 |
| Contract administrator fees | 2023-01-01 | $4,025 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | PBMARES, LLP |
| Accountancy firm EIN | 2023-01-01 | 540737372 |
| 2022 : CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $2,387,021 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $426,582 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $423,041 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,678,666 |
| Value of total assets at end of year | 2022-12-31 | $7,702,916 |
| Value of total assets at beginning of year | 2022-12-31 | $5,742,477 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $3,541 |
| Total interest from all sources | 2022-12-31 | $5,989 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $904,083 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,319,196 |
| Assets. Loans (other than to participants) at end of year | 2022-12-31 | $201,747 |
| Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $8,700 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $1,960,439 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $7,702,916 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,742,477 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $7,500,200 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $5,732,808 |
| Interest on participant loans | 2022-12-31 | $5,989 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $969 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $969 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $969 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,297,634 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $455,387 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $423,041 |
| Contract administrator fees | 2022-12-31 | $3,541 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | PBMARES, LLP |
| Accountancy firm EIN | 2022-12-31 | 540737372 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $2,387,021 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $426,582 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $423,041 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,678,666 |
| Value of total assets at end of year | 2022-01-01 | $7,702,916 |
| Value of total assets at beginning of year | 2022-01-01 | $5,742,477 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $3,541 |
| Total interest from all sources | 2022-01-01 | $5,989 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $904,083 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $2,319,196 |
| Assets. Loans (other than to participants) at end of year | 2022-01-01 | $201,747 |
| Assets. Loans (other than to participants) at beginning of year | 2022-01-01 | $8,700 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $1,960,439 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $7,702,916 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $5,742,477 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $7,500,200 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $5,732,808 |
| Interest on participant loans | 2022-01-01 | $5,989 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $969 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-1,297,634 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $455,387 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $423,041 |
| Contract administrator fees | 2022-01-01 | $3,541 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | PBMARES, LLP |
| Accountancy firm EIN | 2022-01-01 | 540737372 |
| 2021 : CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2021 401k financial data |
|---|
| Transfers to/from the plan | 2021-12-31 | $0 |
| Total plan liabilities at end of year | 2021-12-31 | $0 |
| Total plan liabilities at beginning of year | 2021-12-31 | $0 |
| Total income from all sources | 2021-12-31 | $1,705,384 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $120,100 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $118,002 |
| Total plan assets at end of year | 2021-12-31 | $5,742,477 |
| Total plan assets at beginning of year | 2021-12-31 | $4,157,193 |
| Value of fidelity bond covering the plan | 2021-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $571,314 |
| Expenses. Other expenses not covered elsewhere | 2021-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2021-12-31 | $128,292 |
| Other income received | 2021-12-31 | $733,207 |
| Net income (gross income less expenses) | 2021-12-31 | $1,585,284 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $5,742,477 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $4,157,193 |
| Assets. Value of participant loans | 2021-12-31 | $8,700 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $272,571 |
| Value of certain deemed distributions of participant loans | 2021-12-31 | $0 |
| Value of corrective distributions | 2021-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $2,098 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2020 401k financial data |
|---|
| Transfers to/from the plan | 2020-12-31 | $0 |
| Total plan liabilities at end of year | 2020-12-31 | $0 |
| Total plan liabilities at beginning of year | 2020-12-31 | $0 |
| Total income from all sources | 2020-12-31 | $997,553 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $153,936 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $152,665 |
| Total plan assets at end of year | 2020-12-31 | $4,157,193 |
| Total plan assets at beginning of year | 2020-12-31 | $3,313,576 |
| Value of fidelity bond covering the plan | 2020-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $361,871 |
| Expenses. Other expenses not covered elsewhere | 2020-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2020-12-31 | $0 |
| Other income received | 2020-12-31 | $554,452 |
| Noncash contributions received | 2020-12-31 | $0 |
| Net income (gross income less expenses) | 2020-12-31 | $843,617 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $4,157,193 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,313,576 |
| Assets. Value of participant loans | 2020-12-31 | $13,561 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $81,230 |
| Value of certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of corrective distributions | 2020-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $1,271 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
