NEUBERGER BERMAN INVESTMENT ADVISERS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC
401k plan membership statisitcs for NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC
| Measure | Date | Value |
|---|
| 2022 : NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-46,108,373 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-46,108,373 |
| Total transfer of assets to this plan | 2022-12-31 | $106,260,000 |
| Total transfer of assets from this plan | 2022-12-31 | $1,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $85,621,187 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $80,125,244 |
| Expenses. Interest paid | 2022-12-31 | $45,161 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-12-31 | $45,161 |
| Total income from all sources (including contributions) | 2022-12-31 | $-35,369,304 |
| Total loss/gain on sale of assets | 2022-12-31 | $-4,773,089 |
| Total of all expenses incurred | 2022-12-31 | $1,315,739 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
| Value of total assets at end of year | 2022-12-31 | $482,596,451 |
| Value of total assets at beginning of year | 2022-12-31 | $408,525,551 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,270,578 |
| Total interest from all sources | 2022-12-31 | $14,779,221 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $624,870 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $624,870 |
| Administrative expenses professional fees incurred | 2022-12-31 | $67,244 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $11,336,219 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $4,911,703 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $13,700,932 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $3,377,254 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $85,026,039 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $79,678,609 |
| Other income not declared elsewhere | 2022-12-31 | $108,067 |
| Administrative expenses (other) incurred | 2022-12-31 | $110,045 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $595,148 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $446,635 |
| Total non interest bearing cash at end of year | 2022-12-31 | $15,820,407 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $40,992,759 |
| Value of net income/loss | 2022-12-31 | $-36,685,043 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $396,975,264 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $328,400,307 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $906,684 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $20,634,047 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $8,059,257 |
| Interest earned on other investments | 2022-12-31 | $787,582 |
| Income. Interest from US Government securities | 2022-12-31 | $1,741,319 |
| Income. Interest from corporate debt instruments | 2022-12-31 | $12,250,320 |
| Asset value of US Government securities at end of year | 2022-12-31 | $193,833,446 |
| Asset value of US Government securities at beginning of year | 2022-12-31 | $197,865,453 |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $13,033,002 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $11,615,443 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $214,238,398 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $141,703,682 |
| Contract administrator fees | 2022-12-31 | $186,605 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2022-12-31 | $1,160,646,658 |
| Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $1,165,419,747 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ERNST & YOUNG LTD |
| Accountancy firm EIN | 2022-12-31 | 980677326 |
| 2021 : NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-4,568,693 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-4,568,693 |
| Total transfer of assets to this plan | 2021-12-31 | $143,700,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $80,125,244 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $46,344,951 |
| Expenses. Interest paid | 2021-12-31 | $1,702 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-12-31 | $1,702 |
| Total income from all sources (including contributions) | 2021-12-31 | $6,444,064 |
| Total loss/gain on sale of assets | 2021-12-31 | $3,737,439 |
| Total of all expenses incurred | 2021-12-31 | $797,946 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $408,525,551 |
| Value of total assets at beginning of year | 2021-12-31 | $225,399,140 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $796,244 |
| Total interest from all sources | 2021-12-31 | $7,043,285 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $228,991 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $228,991 |
| Administrative expenses professional fees incurred | 2021-12-31 | $109,730 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $4,911,703 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $18,017,856 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $3,377,254 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $1,435,542 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $79,678,609 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $46,344,951 |
| Other income not declared elsewhere | 2021-12-31 | $3,042 |
| Administrative expenses (other) incurred | 2021-12-31 | $85,032 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $446,635 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $0 |
| Total non interest bearing cash at end of year | 2021-12-31 | $40,992,759 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $1,710,213 |
| Value of net income/loss | 2021-12-31 | $5,646,118 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $328,400,307 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $179,054,189 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $517,128 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $8,059,257 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $4,301,902 |
| Interest earned on other investments | 2021-12-31 | $450,660 |
| Income. Interest from US Government securities | 2021-12-31 | $851,722 |
| Income. Interest from corporate debt instruments | 2021-12-31 | $5,740,903 |
| Asset value of US Government securities at end of year | 2021-12-31 | $197,865,453 |
| Asset value of US Government securities at beginning of year | 2021-12-31 | $116,619,303 |
| Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $11,615,443 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $2,870,839 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $141,703,682 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $80,443,485 |
| Contract administrator fees | 2021-12-31 | $84,354 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2021-12-31 | $773,790,990 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $770,053,551 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | ERNST & YOUNG LTD |
| Accountancy firm EIN | 2021-12-31 | 980677326 |
| 2020 : NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $2,466,304 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $2,466,304 |
| Total transfer of assets to this plan | 2020-12-31 | $175,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $46,344,951 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $4,177,064 |
| Total loss/gain on sale of assets | 2020-12-31 | $351,825 |
| Total of all expenses incurred | 2020-12-31 | $122,875 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $225,399,140 |
| Value of total assets at beginning of year | 2020-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $122,875 |
| Total interest from all sources | 2020-12-31 | $995,684 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $58,148 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $58,148 |
| Administrative expenses professional fees incurred | 2020-12-31 | $62,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $18,017,856 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $1,435,542 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $46,344,951 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $186,349 |
| Administrative expenses (other) incurred | 2020-12-31 | $24,464 |
| Total non interest bearing cash at end of year | 2020-12-31 | $1,710,213 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Value of net income/loss | 2020-12-31 | $4,054,189 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $179,054,189 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $0 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $7,672 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $4,301,902 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $0 |
| Interest earned on other investments | 2020-12-31 | $133,620 |
| Income. Interest from US Government securities | 2020-12-31 | $109,743 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $752,321 |
| Asset value of US Government securities at end of year | 2020-12-31 | $116,619,303 |
| Asset value of US Government securities at beginning of year | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $118,754 |
| Asset. Corporate debt instrument preferred debt at end of year | 2020-12-31 | $2,870,839 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2020-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $80,443,485 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $0 |
| Contract administrator fees | 2020-12-31 | $28,739 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2020-12-31 | $121,292,756 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $120,940,931 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | ERNST & YOUNG LTD |
| Accountancy firm EIN | 2020-12-31 | 980677326 |
