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NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameNATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST
Plan identification number 001

NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NATIONAL ROOFING CO. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL ROOFING CO.
Employer identification number (EIN):850254343
NAIC Classification:238100

Additional information about NATIONAL ROOFING CO.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1976-05-13
Company Identification Number: 503102
Legal Registered Office Address: 2396 S.W. 66TH TERRACE

DAVIE

33317

More information about NATIONAL ROOFING CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01FRANCINE CAMPOS2023-10-13 FRANCINE CAMPOS2023-10-13
0012021-01-01FRANCINE CAMPOS2022-10-17 FRANCINE CAMPOS2022-10-17
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JACKSON JOHNS JACKSON JOHNS2018-10-02
0012016-01-01KENDALL THRASHER KENDALL THRASHER2017-10-12
0012015-01-01JILL JOHNS JILL JOHNS2016-10-06
0012014-01-01JILL JOHNS JILL JOHNS2015-05-04
0012013-01-01THOMAS JOHNS THOMAS JOHNS2014-06-10
0012012-01-01THOMAS JOHNS THOMAS JOHNS2013-06-04
0012011-01-01THOMAS JOHNS THOMAS JOHNS2012-06-15
0012009-01-01THOMAS JOHNS THOMAS JOHNS2010-09-30

Plan Statistics for NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST

Measure Date Value
2022: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01154
Total number of active participants reported on line 7a of the Form 55002022-01-0188
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0157
Total of all active and inactive participants2022-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01145
Number of participants with account balances2022-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01160
Total number of active participants reported on line 7a of the Form 55002021-01-01105
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0147
Total of all active and inactive participants2021-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01152
Number of participants with account balances2021-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01148
Total number of active participants reported on line 7a of the Form 55002020-01-01121
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0138
Total of all active and inactive participants2020-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01159
Number of participants with account balances2020-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01135
Total number of active participants reported on line 7a of the Form 55002019-01-01106
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0126
Total of all active and inactive participants2019-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01132
Number of participants with account balances2019-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01138
Total number of active participants reported on line 7a of the Form 55002018-01-01112
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0124
Total of all active and inactive participants2018-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01136
Number of participants with account balances2018-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01119
Total number of active participants reported on line 7a of the Form 55002017-01-0198
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0128
Total of all active and inactive participants2017-01-01126
Total participants2017-01-01126
Number of participants with account balances2017-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01119
Total number of active participants reported on line 7a of the Form 55002016-01-0197
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01123
Number of participants with account balances2016-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01109
Total number of active participants reported on line 7a of the Form 55002015-01-0190
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0121
Total of all active and inactive participants2015-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01111
Number of participants with account balances2015-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0191
Total number of active participants reported on line 7a of the Form 55002014-01-0184
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0198
Number of participants with account balances2014-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0197
Total number of active participants reported on line 7a of the Form 55002013-01-0182
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0185
Number of participants with account balances2013-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0195
Total number of active participants reported on line 7a of the Form 55002012-01-0180
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0187
Number of participants with account balances2012-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01101
Total number of active participants reported on line 7a of the Form 55002011-01-0186
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0195
Number of participants with account balances2011-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0183
Total number of active participants reported on line 7a of the Form 55002009-01-0180
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0114
Total of all active and inactive participants2009-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0194
Number of participants with account balances2009-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST

Measure Date Value
2022 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-133,687
Total of all expenses incurred2022-12-31$111,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$87,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$111,372
Value of total assets at end of year2022-12-31$1,548,520
Value of total assets at beginning of year2022-12-31$1,793,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$23,841
Total interest from all sources2022-12-31$200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$375
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$400,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$105,743
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,629
Total non interest bearing cash at end of year2022-12-31$829
Total non interest bearing cash at beginning of year2022-12-31$829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-245,048
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,548,520
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,793,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$7,931
Value of interest in pooled separate accounts at end of year2022-12-31$1,522,477
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,771,485
Interest earned on other investments2022-12-31$200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$25,214
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$21,254
Net investment gain/loss from pooled separate accounts2022-12-31$-245,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$87,520
Contract administrator fees2022-12-31$15,535
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31REDW LLC
Accountancy firm EIN2022-12-31850203431
2021 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$374,702
Total of all expenses incurred2021-12-31$378,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$350,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$144,984
Value of total assets at end of year2021-12-31$1,793,568
Value of total assets at beginning of year2021-12-31$1,796,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$28,051
Total interest from all sources2021-12-31$247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$750
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$400,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$120,797
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$24,187
Total non interest bearing cash at end of year2021-12-31$829
Total non interest bearing cash at beginning of year2021-12-31$829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-3,394
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,793,568
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,796,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$9,525
Value of interest in pooled separate accounts at end of year2021-12-31$1,771,485
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,749,118
Interest earned on other investments2021-12-31$247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$21,254
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$35,534
Net investment gain/loss from pooled separate accounts2021-12-31$229,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$11,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$350,045
Contract administrator fees2021-12-31$17,776
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31REDW LLC
Accountancy firm EIN2021-12-31850203431
2020 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$329,448
Total of all expenses incurred2020-12-31$25,576
Value of total corrective distributions2020-12-31$3,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$114,933
Value of total assets at end of year2020-12-31$1,796,962
Value of total assets at beginning of year2020-12-31$1,493,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,556
Total interest from all sources2020-12-31$239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$125
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$250,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$89,572
Participant contributions at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$829
Total non interest bearing cash at beginning of year2020-12-31$829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$303,872
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,796,962
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,493,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$7,561
Value of interest in pooled separate accounts at end of year2020-12-31$1,749,118
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,445,727
Interest earned on other investments2020-12-31$239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$35,534
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$30,607
Net investment gain/loss from pooled separate accounts2020-12-31$214,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$25,361
Employer contributions (assets) at end of year2020-12-31$11,481
Employer contributions (assets) at beginning of year2020-12-31$15,927
Contract administrator fees2020-12-31$14,870
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31REDW LLC
Accountancy firm EIN2020-12-31850203431
2019 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$327,284
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$121,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$107,426
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$91,211
Value of total assets at end of year2019-12-31$1,493,090
Value of total assets at beginning of year2019-12-31$1,287,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,452
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$194
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$255
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$250,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$75,284
Participant contributions at end of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$12,985
Total non interest bearing cash at end of year2019-12-31$829
Total non interest bearing cash at beginning of year2019-12-31$829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$205,406
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,493,090
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,287,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,212
Value of interest in pooled separate accounts at end of year2019-12-31$1,445,727
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,257,965
Interest on participant loans2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$194
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$30,607
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$28,890
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$235,879
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$15,927
Employer contributions (assets) at end of year2019-12-31$15,927
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$107,426
Contract administrator fees2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31REDW LLC
Accountancy firm EIN2019-12-31858020343
2018 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-87,345
Total unrealized appreciation/depreciation of assets2018-12-31$-87,345
Total income from all sources (including contributions)2018-12-31$-7,807
Total of all expenses incurred2018-12-31$160,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$147,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$79,375
Value of total assets at end of year2018-12-31$1,287,684
Value of total assets at beginning of year2018-12-31$1,455,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$12,731
Total interest from all sources2018-12-31$163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$250,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$79,375
Total non interest bearing cash at end of year2018-12-31$829
Total non interest bearing cash at beginning of year2018-12-31$829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-168,081
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,287,684
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,455,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$12,486
Value of interest in pooled separate accounts at end of year2018-12-31$1,257,965
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,421,553
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$28,890
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$33,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$147,543
Contract administrator fees2018-12-31$245
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31REDW
Accountancy firm EIN2018-12-31858020343
2017 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total plan liabilities at end of year2017-12-31$817
Total plan liabilities at beginning of year2017-12-31$829
Total income from all sources2017-12-31$288,765
Expenses. Total of all expenses incurred2017-12-31$953,081
Benefits paid (including direct rollovers)2017-12-31$938,892
Total plan assets at end of year2017-12-31$1,455,765
Total plan assets at beginning of year2017-12-31$2,120,093
Value of fidelity bond covering the plan2017-12-31$250,000
Total contributions received or receivable from participants2017-12-31$77,637
Other income received2017-12-31$211,128
Net income (gross income less expenses)2017-12-31$-664,316
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,454,948
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,119,264
Total contributions received or receivable from employer(s)2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$14,189
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total plan liabilities at end of year2016-12-31$829
Total plan liabilities at beginning of year2016-12-31$760
Total income from all sources2016-12-31$236,752
Expenses. Total of all expenses incurred2016-12-31$79,593
Benefits paid (including direct rollovers)2016-12-31$63,177
Total plan assets at end of year2016-12-31$2,120,093
Total plan assets at beginning of year2016-12-31$1,962,865
Value of fidelity bond covering the plan2016-12-31$250,000
Total contributions received or receivable from participants2016-12-31$89,942
Other income received2016-12-31$146,810
Net income (gross income less expenses)2016-12-31$157,159
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,119,264
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,962,105
Total contributions received or receivable from employer(s)2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$16,416
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total plan liabilities at end of year2015-12-31$760
Total plan liabilities at beginning of year2015-12-31$2,912
Total income from all sources2015-12-31$58,948
Expenses. Total of all expenses incurred2015-12-31$135,077
Benefits paid (including direct rollovers)2015-12-31$118,554
Total plan assets at end of year2015-12-31$1,962,865
Total plan assets at beginning of year2015-12-31$2,041,146
Value of fidelity bond covering the plan2015-12-31$250,000
Total contributions received or receivable from participants2015-12-31$87,257
Other income received2015-12-31$-28,309
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-76,129
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,962,105
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,038,234
Total contributions received or receivable from employer(s)2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$16,523
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total plan liabilities at end of year2014-12-31$2,912
Total plan liabilities at beginning of year2014-12-31$2,912
Total income from all sources2014-12-31$173,560
Expenses. Total of all expenses incurred2014-12-31$69,530
Benefits paid (including direct rollovers)2014-12-31$53,659
Total plan assets at end of year2014-12-31$2,041,146
Total plan assets at beginning of year2014-12-31$1,937,116
Value of fidelity bond covering the plan2014-12-31$190,000
Total contributions received or receivable from participants2014-12-31$80,764
Other income received2014-12-31$92,796
Net income (gross income less expenses)2014-12-31$104,030
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,038,234
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,934,204
Total contributions received or receivable from employer(s)2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$15,871
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total plan liabilities at end of year2013-12-31$2,912
Total plan liabilities at beginning of year2013-12-31$2,912
Total income from all sources2013-12-31$368,105
Expenses. Total of all expenses incurred2013-12-31$125,620
Benefits paid (including direct rollovers)2013-12-31$110,813
Total plan assets at end of year2013-12-31$1,937,116
Total plan assets at beginning of year2013-12-31$1,694,631
Value of fidelity bond covering the plan2013-12-31$190,000
Total contributions received or receivable from participants2013-12-31$48,170
Other income received2013-12-31$319,935
Net income (gross income less expenses)2013-12-31$242,485
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,934,204
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,691,719
Total contributions received or receivable from employer(s)2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$14,807
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year2012-12-31$2,912
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$237,819
Expenses. Total of all expenses incurred2012-12-31$99,439
Benefits paid (including direct rollovers)2012-12-31$85,917
Total plan assets at end of year2012-12-31$1,694,631
Total plan assets at beginning of year2012-12-31$1,553,339
Value of fidelity bond covering the plan2012-12-31$190,000
Total contributions received or receivable from participants2012-12-31$41,712
Other income received2012-12-31$196,107
Net income (gross income less expenses)2012-12-31$138,380
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,691,719
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,553,339
Total contributions received or receivable from employer(s)2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$13,522
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$277
Total income from all sources2011-12-31$-16,111
Expenses. Total of all expenses incurred2011-12-31$13,366
Total plan assets at end of year2011-12-31$1,553,339
Total plan assets at beginning of year2011-12-31$1,583,093
Value of fidelity bond covering the plan2011-12-31$170,000
Total contributions received or receivable from participants2011-12-31$42,466
Other income received2011-12-31$-58,577
Net income (gross income less expenses)2011-12-31$-29,477
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,553,339
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,582,816
Total contributions received or receivable from employer(s)2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$13,366
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total plan liabilities at end of year2010-12-31$277
Total plan liabilities at beginning of year2010-12-31$277
Total income from all sources2010-12-31$246,140
Expenses. Total of all expenses incurred2010-12-31$40,169
Benefits paid (including direct rollovers)2010-12-31$27,639
Total plan assets at end of year2010-12-31$1,583,093
Total plan assets at beginning of year2010-12-31$1,377,122
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$57,137
Other income received2010-12-31$189,003
Net income (gross income less expenses)2010-12-31$205,971
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,582,816
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,376,845
Total contributions received or receivable from employer(s)2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$12,530
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST

2022: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL ROOFING CO., INC. PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered143
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,180
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1180
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered141
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,704
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1704
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered145
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $870
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees870
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered91
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,473
Total amount of fees paid to insurance companyUSD $88
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,473
Insurance broker organization code?3
Amount paid for insurance broker fees88
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered91
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,896
Total amount of fees paid to insurance companyUSD $245
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $6,896
Insurance broker organization code?4
Amount paid for insurance broker fees245
Additional information about fees paid to insurance brokerTPA FEE PROCESSING DISTRIBUTIONS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered95
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,152
Total amount of fees paid to insurance companyUSD $515
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $8,152
Insurance broker organization code?4
Amount paid for insurance broker fees515
Additional information about fees paid to insurance brokerPROCESSING DISTRIBUTIONS
Insurance broker nameRETIREMENT CONSULTANTS, LTD.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered84
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,246
Total amount of fees paid to insurance companyUSD $165
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $10,246
Insurance broker organization code?4
Amount paid for insurance broker fees165
Additional information about fees paid to insurance brokerTPA PROCESSING FEES
Insurance broker nameRETIREMENT CONSULTANTS, LTD.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered76
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,872
Total amount of fees paid to insurance companyUSD $110
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $9,872
Insurance broker organization code?4
Amount paid for insurance broker fees110
Additional information about fees paid to insurance brokerTPA PROCESSING FEES
Insurance broker nameRETIREMENT CONSULTANTS, LTD.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered33
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,025
Total amount of fees paid to insurance companyUSD $220
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $9,025
Insurance broker organization code?4
Amount paid for insurance broker fees220
Additional information about fees paid to insurance brokerTPA PROCESSING FEES
Insurance broker nameRETIREMENT CONSULTANTS, LTD.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered38
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $8,120
Total amount of fees paid to insurance companyUSD $65
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $8,120
Insurance broker organization code?4
Amount paid for insurance broker fees65
Additional information about fees paid to insurance brokerJH TPA FORUM COMPENSATION
Insurance broker nameRETIREMENT CONSULTANTS, LTD.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered43
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,994
Total amount of fees paid to insurance companyUSD $793
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19476
Policy instance 1
Insurance contract or identification number19476
Number of Individuals Covered47
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,093
Total amount of fees paid to insurance companyUSD $683
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY

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