401k Plan data: EBP OF UNITED WAY OF CENTRAL NEW MEXICO plan

EBP OF UNITED WAY OF CENTRAL NEW MEXICO 401k Plan overview

Plan Name	EBP OF UNITED WAY OF CENTRAL NEW MEXICO
Plan identification number	001

EBP OF UNITED WAY OF CENTRAL NEW MEXICO Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

UNITED WAY OF CENTRAL NEW MEXICO has sponsored the creation of one or more 401k plans.

Company Name: UNITED WAY OF CENTRAL NEW MEXICO

Employer identification number (EIN): 850277138

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EBP OF UNITED WAY OF CENTRAL NEW MEXICO

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 PATRICK WILKINS 2016-03-28 PATRICK WILKINS 2016-03-28
001 2014-01-01 PATRICK WILKINS 2015-10-09 PATRICK WILKINS 2015-10-09
001 2013-01-01 MARIE THAMES MARIE THAMES 2014-10-02
001 2012-01-01 LISA KRUGER LISA KRUGER 2013-10-15
001 2011-01-01 LISA KRUGER
001 2010-01-01 LISA KRUGER LISA KRUGER 2011-10-14
001 2009-01-01 LISA KRUGER
001 2009-01-01 LISA PILLAR
001 2009-01-01 LISA PILLAR
001 2007-01-01 LISA PILLAR

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	PATRICK WILKINS	2016-03-28	PATRICK WILKINS	2016-03-28
001	2014-01-01	PATRICK WILKINS	2015-10-09	PATRICK WILKINS	2015-10-09
001	2013-01-01	MARIE THAMES		MARIE THAMES	2014-10-02
001	2012-01-01	LISA KRUGER		LISA KRUGER	2013-10-15
001	2011-01-01	LISA KRUGER
001	2010-01-01	LISA KRUGER		LISA KRUGER	2011-10-14
001	2009-01-01	LISA KRUGER
001	2009-01-01	LISA PILLAR
001	2009-01-01	LISA PILLAR
001	2007-01-01	LISA PILLAR

Plan Statistics for EBP OF UNITED WAY OF CENTRAL NEW MEXICO

401k plan membership statisitcs for EBP OF UNITED WAY OF CENTRAL NEW MEXICO

Measure Date Value
2013: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2013 401k membership
Total participants, beginning-of-year 2013-01-01 65
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 63
Total of all active and inactive participants 2013-01-01 64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 65
Number of participants with account balances 2013-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2012 401k membership
Total participants, beginning-of-year 2012-01-01 65
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 63
Total of all active and inactive participants 2012-01-01 64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 65
Number of participants with account balances 2012-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2011 401k membership
Total participants, beginning-of-year 2011-01-01 65
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 64
Total of all active and inactive participants 2011-01-01 65
Total participants 2011-01-01 65
2010: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2010 401k membership
Total participants, beginning-of-year 2010-01-01 66
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 64
Total of all active and inactive participants 2010-01-01 65
Total participants 2010-01-01 65
2009: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2009 401k membership
Total participants, beginning-of-year 2009-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 0
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 66
Total of all active and inactive participants 2009-01-01 66
Total participants 2009-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2007: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2007 401k membership
Total participants, beginning-of-year 2007-01-01 62
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 32
Number of other retired or separated participants entitled to future benefits 2007-01-01 38
Total of all active and inactive participants 2007-01-01 70
Total participants 2007-01-01 70

Measure	Date	Value
2013: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2013 401k membership
Total participants, beginning-of-year	2013-01-01	65
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	63
Total of all active and inactive participants	2013-01-01	64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	65
Number of participants with account balances	2013-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2012 401k membership
Total participants, beginning-of-year	2012-01-01	65
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	63
Total of all active and inactive participants	2012-01-01	64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	65
Number of participants with account balances	2012-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2011 401k membership
Total participants, beginning-of-year	2011-01-01	65
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	64
Total of all active and inactive participants	2011-01-01	65
Total participants	2011-01-01	65
2010: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2010 401k membership
Total participants, beginning-of-year	2010-01-01	66
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	64
Total of all active and inactive participants	2010-01-01	65
Total participants	2010-01-01	65
2009: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2009 401k membership
Total participants, beginning-of-year	2009-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	0
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	66
Total of all active and inactive participants	2009-01-01	66
Total participants	2009-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2007: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2007 401k membership
Total participants, beginning-of-year	2007-01-01	62
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	32
Number of other retired or separated participants entitled to future benefits	2007-01-01	38
Total of all active and inactive participants	2007-01-01	70
Total participants	2007-01-01	70

Form 5500 Responses for EBP OF UNITED WAY OF CENTRAL NEW MEXICO

2013: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	First time form 5500 has been submitted	Yes
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	First time form 5500 has been submitted	Yes
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2007: EBP OF UNITED WAY OF CENTRAL NEW MEXICO 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	First time form 5500 has been submitted	Yes
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	UNITED WAY OF CENTRAL NEW MEXICO
Employer identification number (EIN):	850277138
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations