401k Plan data: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN plan

ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN
Plan identification number	002

ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ELLIOTT MANAGEMENT COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ELLIOTT MANAGEMENT COMPANY

Employer identification number (EIN): 850294160

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 RYAN MARSHALL 2023-03-22 RYAN MARSHALL 2023-03-22
002 2021-01-01 RYAN MARSHALL 2022-05-09 RYAN MARSHALL 2022-05-09
002 2020-01-01 STEPHEN ELLIOTT 2021-05-06 STEPHEN ELLIOTT 2021-05-06
002 2018-01-01 STEPHEN ELLIOTT STEPHEN ELLIOTT 2019-05-21
002 2017-01-01 STEPHEN L ELLIOTT STEPHEN L ELLIOTT 2018-03-26
002 2016-01-01 STEPHEN L ELLIOTT STEPHEN L ELLIOTT 2017-05-03
002 2015-01-01 STEPHEN L ELLIOTT STEPHEN L ELLIOTT 2016-04-12
002 2014-01-01 STEPHEN ELLIOTT STEPHEN ELLIOTT 2015-06-17
002 2013-01-01 STEPHEN ELLIOTT STEPHEN ELLIOTT 2014-07-01
002 2012-01-01 STEPHEN ELLIOTT STEPHEN ELLIOTT 2013-05-15
002 2011-01-01 STEPHEN L. ELLIOTT
002 2009-01-01 STEPHEN L. ELLIOTT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	RYAN MARSHALL	2023-03-22	RYAN MARSHALL	2023-03-22
002	2021-01-01	RYAN MARSHALL	2022-05-09	RYAN MARSHALL	2022-05-09
002	2020-01-01	STEPHEN ELLIOTT	2021-05-06	STEPHEN ELLIOTT	2021-05-06
002	2018-01-01	STEPHEN ELLIOTT		STEPHEN ELLIOTT	2019-05-21
002	2017-01-01	STEPHEN L ELLIOTT		STEPHEN L ELLIOTT	2018-03-26
002	2016-01-01	STEPHEN L ELLIOTT		STEPHEN L ELLIOTT	2017-05-03
002	2015-01-01	STEPHEN L ELLIOTT		STEPHEN L ELLIOTT	2016-04-12
002	2014-01-01	STEPHEN ELLIOTT		STEPHEN ELLIOTT	2015-06-17
002	2013-01-01	STEPHEN ELLIOTT		STEPHEN ELLIOTT	2014-07-01
002	2012-01-01	STEPHEN ELLIOTT		STEPHEN ELLIOTT	2013-05-15
002	2011-01-01	STEPHEN L. ELLIOTT
002	2009-01-01	STEPHEN L. ELLIOTT

Plan Statistics for ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 5
Number of participants with account balances 2018-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 5
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 5
Number of participants with account balances 2017-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 5
Number of participants with account balances 2016-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 5
Number of participants with account balances 2015-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 6
Number of participants with account balances 2009-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	5
Number of participants with account balances	2018-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	5
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	5
Number of participants with account balances	2017-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	5
Number of participants with account balances	2016-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	5
Number of participants with account balances	2015-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	6
Number of participants with account balances	2009-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2018 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-118,014
Expenses. Total of all expenses incurred	2018-12-31	$39,635
Benefits paid (including direct rollovers)	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$6,204,631
Total plan assets at beginning of year	2018-12-31	$6,362,280
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$37,050
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-188,043
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-157,649
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$6,204,631
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$6,362,280
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$0
Total contributions received or receivable from employer(s)	2018-12-31	$32,979
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$39,635
2017 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$903,283
Expenses. Total of all expenses incurred	2017-12-31	$37,440
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$6,362,280
Total plan assets at beginning of year	2017-12-31	$5,496,437
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$41,400
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$829,637
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$865,843
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$6,362,280
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$5,496,437
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$234,330
Total contributions received or receivable from employer(s)	2017-12-31	$32,246
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$37,440
2016 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$378,134
Expenses. Total of all expenses incurred	2016-12-31	$35,060
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$5,496,437
Total plan assets at beginning of year	2016-12-31	$5,153,363
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$41,500
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$325,091
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$343,074
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$5,496,437
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$5,153,363
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$187,505
Total contributions received or receivable from employer(s)	2016-12-31	$11,543
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$35,060
2015 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-462,238
Expenses. Total of all expenses incurred	2015-12-31	$31,069
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$5,153,363
Total plan assets at beginning of year	2015-12-31	$5,646,670
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$41,400
Other income received	2015-12-31	$-515,031
Net income (gross income less expenses)	2015-12-31	$-493,307
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$5,153,363
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$5,646,670
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$300,000
Total contributions received or receivable from employer(s)	2015-12-31	$11,393
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$31,069
2014 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$588,897
Expenses. Total of all expenses incurred	2014-12-31	$35,740
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$5,646,670
Total plan assets at beginning of year	2014-12-31	$5,093,513
Value of fidelity bond covering the plan	2014-12-31	$518,761
Total contributions received or receivable from participants	2014-12-31	$38,150
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$438,149
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$553,157
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$5,646,670
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,093,513
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$459,060
Total contributions received or receivable from employer(s)	2014-12-31	$112,598
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$35,740
2013 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total income from all sources	2013-12-31	$544,088
Expenses. Total of all expenses incurred	2013-12-31	$61,808
Benefits paid (including direct rollovers)	2013-12-31	$29,669
Total plan assets at end of year	2013-12-31	$5,093,513
Total plan assets at beginning of year	2013-12-31	$4,611,233
Value of fidelity bond covering the plan	2013-12-31	$962,000
Total contributions received or receivable from participants	2013-12-31	$37,300
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$399,793
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$482,280
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,093,513
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,611,233
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$513,032
Total contributions received or receivable from employer(s)	2013-12-31	$106,995
Value of certain deemed distributions of participant loans	2013-12-31	$32,139
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$780,001
Expenses. Total of all expenses incurred	2012-12-31	$32,812
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$4,611,233
Total plan assets at beginning of year	2012-12-31	$3,864,044
Value of fidelity bond covering the plan	2012-12-31	$962,000
Total contributions received or receivable from participants	2012-12-31	$35,700
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$641,397
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$747,189
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,611,233
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,864,044
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$559,440
Total contributions received or receivable from employer(s)	2012-12-31	$102,904
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$32,812
2011 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$372,664
Expenses. Total of all expenses incurred	2011-12-31	$46,165
Benefits paid (including direct rollovers)	2011-12-31	$2,886
Total plan assets at end of year	2011-12-31	$3,864,044
Total plan assets at beginning of year	2011-12-31	$3,537,545
Value of fidelity bond covering the plan	2011-12-31	$962,000
Total contributions received or receivable from participants	2011-12-31	$34,100
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$16,191
Other income received	2011-12-31	$223,621
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$326,499
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,864,044
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,537,545
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$556,680
Total contributions received or receivable from employer(s)	2011-12-31	$98,752
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$43,279
2010 : ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$720,235
Expenses. Total of all expenses incurred	2010-12-31	$38,289
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$3,537,545
Total plan assets at beginning of year	2010-12-31	$2,855,599
Value of fidelity bond covering the plan	2010-12-31	$962,000
Total contributions received or receivable from participants	2010-12-31	$34,100
Expenses. Other expenses not covered elsewhere	2010-12-31	$38,289
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$602,221
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$681,946
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,537,545
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,855,599
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$577,800
Total contributions received or receivable from employer(s)	2010-12-31	$83,914
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN

2018: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ELLIOTT MANAGEMENT COMPANY, 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ELLIOTT MANAGEMENT COMPANY
Employer identification number (EIN):	850294160
NAIC Classification:	531310