EMPATH-STRATUM, INC. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2023 : EMPATH HEALTH 403(B) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $17,224,681 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $30,109,504 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $15,535,012 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $15,120,041 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $67,498 |
| Value of total corrective distributions | 2023-12-31 | $56 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $16,507,800 |
| Value of total assets at end of year | 2023-12-31 | $132,549,059 |
| Value of total assets at beginning of year | 2023-12-31 | $100,749,886 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $347,417 |
| Total interest from all sources | 2023-12-31 | $471,251 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $3,896,593 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $3,896,593 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $11,818,366 |
| Participant contributions at end of year | 2023-12-31 | $1,317,785 |
| Participant contributions at beginning of year | 2023-12-31 | $1,297,079 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $866,711 |
| Other income not declared elsewhere | 2023-12-31 | $72,881 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $14,574,492 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $132,549,059 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $100,749,886 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $70,819 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $105,778,457 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $81,795,469 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $48,956 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $49,359 |
| Interest on participant loans | 2023-12-31 | $75,854 |
| Interest earned on other investments | 2023-12-31 | $395,397 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $25,403,861 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $17,607,979 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $9,151,671 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $9,308 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $3,822,723 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $15,120,041 |
| Contract administrator fees | 2023-12-31 | $276,598 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | KERKERING BARBERIO AND COMPANY |
| Accountancy firm EIN | 2023-12-31 | 591753337 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $17,224,681 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $30,109,504 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $15,535,012 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $15,120,041 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $67,498 |
| Value of total corrective distributions | 2023-01-01 | $56 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $16,507,800 |
| Value of total assets at end of year | 2023-01-01 | $132,549,059 |
| Value of total assets at beginning of year | 2023-01-01 | $100,749,886 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $347,417 |
| Total interest from all sources | 2023-01-01 | $471,251 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $3,896,593 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $3,896,593 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $11,818,366 |
| Participant contributions at end of year | 2023-01-01 | $1,317,785 |
| Participant contributions at beginning of year | 2023-01-01 | $1,297,079 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $866,711 |
| Other income not declared elsewhere | 2023-01-01 | $72,881 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $14,574,492 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $132,549,059 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $100,749,886 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $70,819 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $105,778,457 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $81,795,469 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $48,956 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $49,359 |
| Interest on participant loans | 2023-01-01 | $75,854 |
| Interest earned on other investments | 2023-01-01 | $395,397 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $25,403,861 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $17,607,979 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $9,151,671 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $9,308 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $3,822,723 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $15,120,041 |
| Contract administrator fees | 2023-01-01 | $276,598 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | KERKERING BARBERIO AND COMPANY |
| Accountancy firm EIN | 2023-01-01 | 591753337 |
| 2022 : EMPATH HEALTH 403(B) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $51,337,095 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-2,191,420 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $12,513,148 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $12,133,240 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $75,471 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $14,516,759 |
| Value of total assets at end of year | 2022-12-31 | $100,749,886 |
| Value of total assets at beginning of year | 2022-12-31 | $64,117,359 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $304,437 |
| Total interest from all sources | 2022-12-31 | $380,562 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,127,890 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,127,890 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $10,200,229 |
| Participant contributions at end of year | 2022-12-31 | $1,297,079 |
| Participant contributions at beginning of year | 2022-12-31 | $809,644 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $947,308 |
| Other income not declared elsewhere | 2022-12-31 | $64,617 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-14,704,568 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $100,749,886 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $64,117,359 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $63,695 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $81,795,469 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $51,923,715 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $49,359 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $67,350 |
| Interest on participant loans | 2022-12-31 | $65,000 |
| Interest earned on other investments | 2022-12-31 | $315,562 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $17,607,979 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $11,316,650 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-20,268,419 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-12,829 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $3,369,222 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $12,133,240 |
| Contract administrator fees | 2022-12-31 | $240,742 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | KERKERING BARBERIO AND COMPANY |
| Accountancy firm EIN | 2022-12-31 | 591753337 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $51,337,095 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-2,191,420 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $12,513,148 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $12,133,240 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $75,471 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $14,516,759 |
| Value of total assets at end of year | 2022-01-01 | $100,749,886 |
| Value of total assets at beginning of year | 2022-01-01 | $64,117,359 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $304,437 |
| Total interest from all sources | 2022-01-01 | $380,562 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $3,127,890 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $3,127,890 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $10,200,229 |
| Participant contributions at end of year | 2022-01-01 | $1,297,079 |
| Participant contributions at beginning of year | 2022-01-01 | $809,644 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $947,308 |
| Other income not declared elsewhere | 2022-01-01 | $64,617 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-14,704,568 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $100,749,886 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $64,117,359 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $63,695 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $81,795,469 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $51,923,715 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $49,359 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $67,350 |
| Interest on participant loans | 2022-01-01 | $65,000 |
| Interest earned on other investments | 2022-01-01 | $315,562 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $17,607,979 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $11,316,650 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-20,268,419 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-12,829 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $3,369,222 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $12,133,240 |
| Contract administrator fees | 2022-01-01 | $240,742 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-01-01 | Yes |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | KERKERING BARBERIO AND COMPANY |
| Accountancy firm EIN | 2022-01-01 | 591753337 |
