EP WEALTH ADVISORS ADMIN, LLC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EP WEALTH ADVISORS ADMIN, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022 : EP WEALTH ADVISORS ADMIN, LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $28,911 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $317 |
| Total income from all sources (including contributions) | 2022-12-31 | $5,209,399 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,125,598 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,118,229 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $9,488,407 |
| Value of total assets at end of year | 2022-12-31 | $30,308,593 |
| Value of total assets at beginning of year | 2022-12-31 | $26,196,198 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $7,369 |
| Total interest from all sources | 2022-12-31 | $11,654 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $439,571 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $439,571 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,956,002 |
| Participant contributions at end of year | 2022-12-31 | $80,698 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Participant contributions at end of year | 2022-12-31 | $99,053 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $5,742,783 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $4,358,969 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $5,317,616 |
| Assets. Loans (other than to participants) at end of year | 2022-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $56,350 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $28,911 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $317 |
| Administrative expenses (other) incurred | 2022-12-31 | $1,671 |
| Total non interest bearing cash at end of year | 2022-12-31 | $1,833 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $128,257 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $4,083,801 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $30,279,682 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $26,195,881 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $23,619,474 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $21,631,424 |
| Interest on participant loans | 2022-12-31 | $2,871 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $710,882 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $8,783 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,730,233 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,214,789 |
| Employer contributions (assets) at end of year | 2022-12-31 | $53,870 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $21,198 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,118,229 |
| Contract administrator fees | 2022-12-31 | $5,698 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | WRIGHT FORD YOUNG & CO. |
| Accountancy firm EIN | 2022-12-31 | 953288054 |
| 2021 : EP WEALTH ADVISORS ADMIN, LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $317 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $6,950 |
| Total income from all sources (including contributions) | 2021-12-31 | $8,063,661 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $3,104,666 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,096,015 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $3,186 |
| Value of total corrective distributions | 2021-12-31 | $317 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $5,034,957 |
| Value of total assets at end of year | 2021-12-31 | $26,196,198 |
| Value of total assets at beginning of year | 2021-12-31 | $21,243,836 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $5,148 |
| Total interest from all sources | 2021-12-31 | $2,169 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $368,455 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $368,455 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,190,896 |
| Participant contributions at end of year | 2021-12-31 | $0 |
| Participant contributions at beginning of year | 2021-12-31 | $65,033 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $4,358,969 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $5,246,130 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,900,175 |
| Assets. Loans (other than to participants) at end of year | 2021-12-31 | $56,350 |
| Assets. Loans (other than to participants) at beginning of year | 2021-12-31 | $51,072 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $317 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $6,950 |
| Other income not declared elsewhere | 2021-12-31 | $1,027 |
| Total non interest bearing cash at end of year | 2021-12-31 | $128,257 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $25,045 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $4,958,995 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $26,195,881 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $21,236,886 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $21,631,424 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $15,801,643 |
| Interest on participant loans | 2021-12-31 | $2,169 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,657,053 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $943,886 |
| Employer contributions (assets) at end of year | 2021-12-31 | $21,198 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $54,913 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,096,015 |
| Contract administrator fees | 2021-12-31 | $5,148 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | RAIMONDO PETTIT GROUP |
| Accountancy firm EIN | 2021-12-31 | 330532641 |
| 2020 : EP WEALTH ADVISORS ADMIN, LLC 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $13,402,689 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $6,950 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $8,128,426 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $294,229 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $284,004 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $1,054 |
| Value of total corrective distributions | 2020-12-31 | $6,550 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $5,647,651 |
| Value of total assets at end of year | 2020-12-31 | $21,243,836 |
| Value of total assets at beginning of year | 2020-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,621 |
| Total interest from all sources | 2020-12-31 | $3,511 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $215,338 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $215,338 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,557,620 |
| Participant contributions at end of year | 2020-12-31 | $65,033 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $5,246,130 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $3,445,593 |
| Assets. Loans (other than to participants) at end of year | 2020-12-31 | $51,072 |
| Assets. Loans (other than to participants) at beginning of year | 2020-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $6,950 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Total non interest bearing cash at end of year | 2020-12-31 | $25,045 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $7,834,197 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $21,236,886 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $15,801,643 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $0 |
| Interest on participant loans | 2020-12-31 | $3,351 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $160 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,261,926 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $644,438 |
| Employer contributions (assets) at end of year | 2020-12-31 | $54,913 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $284,004 |
| Contract administrator fees | 2020-12-31 | $2,621 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | RAIMONDO PETTIT GROUP |
| Accountancy firm EIN | 2020-12-31 | 330532641 |
