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CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 401k Plan overview

Plan NameCHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN
Plan identification number 003

CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CHARLES C. CLAUSEN, D.D.S., P.C. has sponsored the creation of one or more 401k plans.

Company Name:CHARLES C. CLAUSEN, D.D.S., P.C.
Employer identification number (EIN):860557363
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-01-01RUSSELL J. SNOW, EA2022-02-17
0032020-01-01RUSSELL J. SNOW, EA2021-08-09
0032019-01-01RUSSELL J. SNOW, EA2020-06-23
0032018-01-01RUSSELL J. SNOW, EA2019-08-08
0032017-01-01
0032016-01-01CHARLES C. CLAUSEN, D.D.S.2017-07-29
0032015-01-01CHARLES C. CLAUSEN, D.D.S.2016-09-29
0032014-01-01CHARLES C. CLAUSEN, D.D.S.2015-10-02
0032013-01-01CHARLES C. CLAUSEN, D.D.S.2014-07-29
0032012-01-01CHARLES C. CLAUSEN, D.D.S.2013-10-08 CHARLES C. CLAUSEN, DDS2013-10-08
0032011-01-01CHARLES C. CLAUSEN, D.D.S. CHARLES C. CLAUSEN, DDS2012-10-12
0032010-01-01CHARLES C. CLAUSEN, D.D.S. CHARLES C. CLAUSEN, DDS2011-10-07
0032009-01-01CHARLES C. CLAUSEN, D.D.S. CHARLES C. CLAUSEN, DDS2010-10-14

Plan Statistics for CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN

401k plan membership statisitcs for CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN

Measure Date Value
2021: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0112
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0114
Total number of active participants reported on line 7a of the Form 55002020-01-019
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0112
Number of participants with account balances2020-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0115
Total number of active participants reported on line 7a of the Form 55002019-01-0112
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-012
Total of all active and inactive participants2019-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0114
Number of participants with account balances2019-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0114
Total number of active participants reported on line 7a of the Form 55002018-01-0110
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-013
Total of all active and inactive participants2018-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0113
Number of participants with account balances2018-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0116
Total number of active participants reported on line 7a of the Form 55002017-01-0111
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0114
Number of participants with account balances2017-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2011: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-018
Number of participants with account balances2011-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-019
Total number of active participants reported on line 7a of the Form 55002010-01-018
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-019
Number of participants with account balances2010-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0112
Total number of active participants reported on line 7a of the Form 55002009-01-019
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-019
Number of participants with account balances2009-01-019

Financial Data on CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN

Measure Date Value
2021 : CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources2021-09-30$297,839
Expenses. Total of all expenses incurred2021-09-30$2,037,524
Benefits paid (including direct rollovers)2021-09-30$2,021,513
Total plan assets at end of year2021-09-30$0
Total plan assets at beginning of year2021-09-30$1,739,685
Value of fidelity bond covering the plan2021-09-30$175,000
Contributions received from other sources (not participants or employers)2021-09-30$7,975
Other income received2021-09-30$289,864
Net income (gross income less expenses)2021-09-30$-1,739,685
Net plan assets at end of year (total assets less liabilities)2021-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2021-09-30$1,739,685
Expenses. Administrative service providers (salaries,fees and commissions)2021-09-30$16,011
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
2020 : CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$238,469
Expenses. Total of all expenses incurred2020-12-31$118,097
Benefits paid (including direct rollovers)2020-12-31$93,588
Total plan assets at end of year2020-12-31$1,739,685
Total plan assets at beginning of year2020-12-31$1,619,313
Value of fidelity bond covering the plan2020-12-31$175,000
Other income received2020-12-31$238,469
Net income (gross income less expenses)2020-12-31$120,372
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,739,685
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,619,313
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$24,509
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$328,265
Expenses. Total of all expenses incurred2019-12-31$22,069
Benefits paid (including direct rollovers)2019-12-31$812
Total plan assets at end of year2019-12-31$1,619,313
Total plan assets at beginning of year2019-12-31$1,313,117
Value of fidelity bond covering the plan2019-12-31$175,000
Other income received2019-12-31$295,281
Net income (gross income less expenses)2019-12-31$306,196
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,619,313
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,313,117
Assets. Value of assets in partnership/joint-venture interests2019-12-31$17,860
Total contributions received or receivable from employer(s)2019-12-31$32,984
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$21,257
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-103,524
Expenses. Total of all expenses incurred2018-12-31$21,931
Benefits paid (including direct rollovers)2018-12-31$908
Total plan assets at end of year2018-12-31$1,313,117
Total plan assets at beginning of year2018-12-31$1,438,572
Value of fidelity bond covering the plan2018-12-31$25,000
Contributions received from other sources (not participants or employers)2018-12-31$907
Other income received2018-12-31$-141,163
Net income (gross income less expenses)2018-12-31$-125,455
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,313,117
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,438,572
Assets. Value of assets in partnership/joint-venture interests2018-12-31$17,860
Total contributions received or receivable from employer(s)2018-12-31$36,732
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$21,023
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$623,997
Expenses. Total of all expenses incurred2017-12-31$8,169
Total plan assets at end of year2017-12-31$1,438,572
Total plan assets at beginning of year2017-12-31$822,744
Value of fidelity bond covering the plan2017-12-31$500,000
Other income received2017-12-31$594,393
Net income (gross income less expenses)2017-12-31$615,828
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,438,572
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$822,744
Assets. Value of assets in partnership/joint-venture interests2017-12-31$17,860
Total contributions received or receivable from employer(s)2017-12-31$29,604
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$8,169
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2011 : CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-13,578
Expenses. Total of all expenses incurred2011-12-31$1,165
Total plan assets at end of year2011-12-31$873,030
Total plan assets at beginning of year2011-12-31$887,773
Value of fidelity bond covering the plan2011-12-31$750,000
Expenses. Other expenses not covered elsewhere2011-12-31$1,165
Other income received2011-12-31$-13,578
Net income (gross income less expenses)2011-12-31$-14,743
Net plan assets at end of year (total assets less liabilities)2011-12-31$873,030
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$887,773
Assets. Value of assets in partnership/joint-venture interests2011-12-31$641,153
2010 : CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$-13,120
Expenses. Total of all expenses incurred2010-12-31$4,618
Benefits paid (including direct rollovers)2010-12-31$4,143
Total plan assets at end of year2010-12-31$887,773
Total plan assets at beginning of year2010-12-31$905,511
Value of fidelity bond covering the plan2010-12-31$750,000
Expenses. Other expenses not covered elsewhere2010-12-31$475
Other income received2010-12-31$-13,120
Net income (gross income less expenses)2010-12-31$-17,738
Net plan assets at end of year (total assets less liabilities)2010-12-31$887,773
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$905,511
Assets. Value of assets in partnership/joint-venture interests2010-12-31$647,478

Form 5500 Responses for CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN

2021: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2011: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CHARLES C. CLAUSEN, DDS, PC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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