401k Plan data: SCI RETIREMENT PLAN plan

SCI RETIREMENT PLAN 401k Plan overview

Plan Name	SCI RETIREMENT PLAN
Plan identification number	001

SCI RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SINGHAL & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: SINGHAL & COMPANY, INC.

Employer identification number (EIN): 861065161

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCI RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 VINEET SINGHAL 2023-07-13
001 2021-01-01 VINEET SINGHAL 2022-05-23
001 2020-01-01 VINEET SINGHAL 2021-09-15
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2017-01-01 VINEET SINGHAL
001 2016-01-01 VINEET SINGHAL
001 2015-01-01 VINEET SINGHAL 2016-07-18
001 2014-01-01 VINEET SINGHAL 2015-07-17
001 2013-01-01 VINEET SINGHAL 2014-10-14
001 2012-01-01 VINEET SINGHAL VINEET SINGHAL 2013-09-16
001 2011-01-01 VINEET SINGHAL
001 2009-01-01 VINEET SINGHAL
001 2009-01-01 VINEET SINGHAL 2010-10-27
001 2009-01-01 VINEET SINGHAL 2010-10-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	VINEET SINGHAL	2023-07-13
001	2021-01-01	VINEET SINGHAL	2022-05-23
001	2020-01-01	VINEET SINGHAL	2021-09-15
001	2019-01-01
001	2019-01-01
001	2018-01-01
001	2018-01-01
001	2017-01-01	VINEET SINGHAL
001	2016-01-01	VINEET SINGHAL
001	2015-01-01	VINEET SINGHAL	2016-07-18
001	2014-01-01	VINEET SINGHAL	2015-07-17
001	2013-01-01	VINEET SINGHAL	2014-10-14
001	2012-01-01	VINEET SINGHAL		VINEET SINGHAL	2013-09-16
001	2011-01-01	VINEET SINGHAL
001	2009-01-01	VINEET SINGHAL
001	2009-01-01			VINEET SINGHAL	2010-10-27
001	2009-01-01			VINEET SINGHAL	2010-10-27

Plan Statistics for SCI RETIREMENT PLAN

401k plan membership statisitcs for SCI RETIREMENT PLAN

Measure Date Value
2019: SCI RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 20
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 62
Total of all active and inactive participants 2019-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 82
Number of participants with account balances 2019-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 8
2018: SCI RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 60
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 75
Total of all active and inactive participants 2018-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 135
Number of participants with account balances 2018-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 4
2017: SCI RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 74
Number of retired or separated participants receiving benefits 2017-01-01 14
Number of other retired or separated participants entitled to future benefits 2017-01-01 47
Total of all active and inactive participants 2017-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 135
Number of participants with account balances 2017-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: SCI RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 102
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 25
Total of all active and inactive participants 2016-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 127
Number of participants with account balances 2016-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2012: SCI RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 64
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 64
Number of participants with account balances 2012-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SCI RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 32
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 32
Number of participants with account balances 2011-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SCI RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 13
Number of participants with account balances 2009-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: SCI RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	20
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	62
Total of all active and inactive participants	2019-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	82
Number of participants with account balances	2019-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	8
2018: SCI RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	60
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	75
Total of all active and inactive participants	2018-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	135
Number of participants with account balances	2018-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: SCI RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	74
Number of retired or separated participants receiving benefits	2017-01-01	14
Number of other retired or separated participants entitled to future benefits	2017-01-01	47
Total of all active and inactive participants	2017-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	135
Number of participants with account balances	2017-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: SCI RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	102
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	25
Total of all active and inactive participants	2016-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	127
Number of participants with account balances	2016-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2012: SCI RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	64
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	64
Number of participants with account balances	2012-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SCI RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	32
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	32
Number of participants with account balances	2011-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SCI RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	13
Number of participants with account balances	2009-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SCI RETIREMENT PLAN

Measure	Date	Value
2019 : SCI RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,274,020
Total income from all sources (including contributions)	2019-12-31	$1,274,020
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$847,917
Total of all expenses incurred	2019-12-31	$847,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$839,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$839,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$339,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$339,482
Value of total assets at end of year	2019-12-31	$5,000,855
Value of total assets at end of year	2019-12-31	$5,000,855
Value of total assets at beginning of year	2019-12-31	$4,574,752
Value of total assets at beginning of year	2019-12-31	$4,574,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,441
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,441
Total interest from all sources	2019-12-31	$1,290
Total interest from all sources	2019-12-31	$1,290
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$700,000
Value of fidelity bond cover	2019-12-31	$700,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$219,705
Contributions received from participants	2019-12-31	$219,705
Participant contributions at end of year	2019-12-31	$3,153
Participant contributions at end of year	2019-12-31	$3,153
Participant contributions at beginning of year	2019-12-31	$61,664
Participant contributions at beginning of year	2019-12-31	$61,664
Participant contributions at end of year	2019-12-31	$699
Participant contributions at end of year	2019-12-31	$699
Participant contributions at beginning of year	2019-12-31	$649
Participant contributions at beginning of year	2019-12-31	$649
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$26,599
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$26,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$426,103
Value of net income/loss	2019-12-31	$426,103
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,000,855
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,000,855
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,574,752
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,574,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$4,858,234
Value of interest in pooled separate accounts at end of year	2019-12-31	$4,858,234
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,320,094
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,320,094
Interest on participant loans	2019-12-31	$1,044
Interest on participant loans	2019-12-31	$1,044
Interest earned on other investments	2019-12-31	$1,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$246
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$246
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$138,568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$138,568
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$192,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$192,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$933,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$933,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$93,178
Contributions received in cash from employer	2019-12-31	$93,178
Employer contributions (assets) at end of year	2019-12-31	$201
Employer contributions (assets) at end of year	2019-12-31	$201
Employer contributions (assets) at beginning of year	2019-12-31	$257
Employer contributions (assets) at beginning of year	2019-12-31	$257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$839,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$839,476
Contract administrator fees	2019-12-31	$8,441
Contract administrator fees	2019-12-31	$8,441
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HOZIK & COMPANY P.L.C.
Accountancy firm name	2019-12-31	HOZIK & COMPANY P.L.C.
Accountancy firm EIN	2019-12-31	541963607
Accountancy firm EIN	2019-12-31	541963607
2018 : SCI RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$216,670
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$917,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$911,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$660,734
Value of total assets at end of year	2018-12-31	$4,574,752
Value of total assets at beginning of year	2018-12-31	$5,275,703
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,650
Total interest from all sources	2018-12-31	$3,455
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$490,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$403,486
Participant contributions at end of year	2018-12-31	$61,664
Participant contributions at beginning of year	2018-12-31	$54,435
Participant contributions at end of year	2018-12-31	$649
Participant contributions at beginning of year	2018-12-31	$394
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$5,470
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-700,951
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,574,752
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$5,275,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$4,320,094
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$5,089,406
Interest on participant loans	2018-12-31	$3,025
Interest earned on other investments	2018-12-31	$1,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$192,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$131,267
Net investment gain/loss from pooled separate accounts	2018-12-31	$-447,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$251,778
Employer contributions (assets) at end of year	2018-12-31	$257
Employer contributions (assets) at beginning of year	2018-12-31	$201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$911,971
Contract administrator fees	2018-12-31	$5,650
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	VIJAY B. SHARMA, CPA
Accountancy firm EIN	2018-12-31	431988652
2017 : SCI RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,465,615
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$470,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$465,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$702,068
Value of total assets at end of year	2017-12-31	$5,275,703
Value of total assets at beginning of year	2017-12-31	$4,280,753
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,808
Total interest from all sources	2017-12-31	$3,256
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$490,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$424,968
Participant contributions at end of year	2017-12-31	$54,435
Participant contributions at beginning of year	2017-12-31	$87,008
Participant contributions at end of year	2017-12-31	$394
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$12,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$994,950
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,275,703
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,280,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$5,089,406
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$4,075,330
Interest on participant loans	2017-12-31	$3,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$131,267
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$118,414
Net investment gain/loss from pooled separate accounts	2017-12-31	$760,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$264,461
Employer contributions (assets) at end of year	2017-12-31	$201
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$465,857
Contract administrator fees	2017-12-31	$4,808
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	VIJAY B. SHARMA, CPA
Accountancy firm EIN	2017-12-31	431988652
2016 : SCI RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,131,003
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$178,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$173,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$861,874
Value of total assets at end of year	2016-12-31	$4,280,753
Value of total assets at beginning of year	2016-12-31	$3,328,547
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$5,319
Total interest from all sources	2016-12-31	$2,483
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$490,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$487,193
Participant contributions at end of year	2016-12-31	$87,008
Participant contributions at beginning of year	2016-12-31	$44,525
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$80,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$952,206
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,280,753
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,328,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$4,075,330
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$3,201,259
Interest on participant loans	2016-12-31	$2,483
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$118,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$82,763
Net investment gain/loss from pooled separate accounts	2016-12-31	$266,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$294,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$173,478
Contract administrator fees	2016-12-31	$5,319
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	VIJAY B. SHARMA, CPA
Accountancy firm EIN	2016-12-31	431988652
2012 : SCI RETIREMENT PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$326,103
Expenses. Total of all expenses incurred	2012-12-31	$23,305
Total plan assets at end of year	2012-12-31	$974,965
Total plan assets at beginning of year	2012-12-31	$672,167
Total contributions received or receivable from participants	2012-12-31	$150,859
Other income received	2012-12-31	$122,871
Net income (gross income less expenses)	2012-12-31	$302,798
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$974,965
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$672,167
Total contributions received or receivable from employer(s)	2012-12-31	$52,373
Value of corrective distributions	2012-12-31	$22,840
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$465
2011 : SCI RETIREMENT PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$151,879
Expenses. Total of all expenses incurred	2011-12-31	$33,805
Benefits paid (including direct rollovers)	2011-12-31	$11,129
Total plan assets at end of year	2011-12-31	$672,167
Total plan assets at beginning of year	2011-12-31	$554,093
Total contributions received or receivable from participants	2011-12-31	$135,420
Other income received	2011-12-31	$-26,817
Net income (gross income less expenses)	2011-12-31	$118,074
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$672,167
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$554,093
Total contributions received or receivable from employer(s)	2011-12-31	$43,276
Value of corrective distributions	2011-12-31	$22,271
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$405
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SCI RETIREMENT PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$189,753
Expenses. Total of all expenses incurred	2010-12-31	$293
Total plan assets at end of year	2010-12-31	$554,093
Total plan assets at beginning of year	2010-12-31	$364,633
Total contributions received or receivable from participants	2010-12-31	$79,136
Other income received	2010-12-31	$74,454
Net income (gross income less expenses)	2010-12-31	$189,460
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$554,093
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$364,633
Total contributions received or receivable from employer(s)	2010-12-31	$36,163
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$293

Form 5500 Responses for SCI RETIREMENT PLAN

2019: SCI RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SCI RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SCI RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SCI RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2012: SCI RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SCI RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SCI RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810618

Policy instance

Insurance contract or identification number	810618
Number of Individuals Covered	83
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $12,253
Total amount of fees paid to insurance company	USD $2,507
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,253
Insurance broker organization code?	3
Amount paid for insurance broker fees	2507
Additional information about fees paid to insurance broker	TPA FEES

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810618

Policy instance

Insurance contract or identification number	810618
Number of Individuals Covered	130
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $13,674
Total amount of fees paid to insurance company	USD $2,695
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	2695
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810618

Policy instance

Insurance contract or identification number	810618
Number of Individuals Covered	126
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $11,751
Total amount of fees paid to insurance company	USD $2,262
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,751
Insurance broker organization code?	3
Amount paid for insurance broker fees	2262
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	UNIGLOBAL PENSION PLANNING, INC.

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Company Name:	SINGHAL & COMPANY, INC.
Employer identification number (EIN):	861065161
NAIC Classification:	541600