CATAWBA INDIAN NATION GAMING AUTHORITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CATAWBA INDIAN NATION GAMING AUTHORITY 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : CATAWBA INDIAN NATION GAMING AUTHORITY 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $1,132,809 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $233,153 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $221,885 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $836,565 |
| Value of total assets at end of year | 2023-12-31 | $2,337,634 |
| Value of total assets at beginning of year | 2023-12-31 | $1,437,978 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $11,268 |
| Total interest from all sources | 2023-12-31 | $963 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $480,676 |
| Participant contributions at end of year | 2023-12-31 | $42,563 |
| Participant contributions at beginning of year | 2023-12-31 | $11,897 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $25,560 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $899,656 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $2,337,634 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $1,437,978 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $2,295,071 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $1,426,081 |
| Interest on participant loans | 2023-12-31 | $963 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $295,281 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $330,329 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $221,885 |
| Contract administrator fees | 2023-12-31 | $11,268 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | WIPFLI, LLP |
| Accountancy firm EIN | 2023-12-31 | 390758449 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $1,132,809 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $233,153 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $221,885 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $836,565 |
| Value of total assets at end of year | 2023-01-01 | $2,337,634 |
| Value of total assets at beginning of year | 2023-01-01 | $1,437,978 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $11,268 |
| Total interest from all sources | 2023-01-01 | $963 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $480,676 |
| Participant contributions at end of year | 2023-01-01 | $42,563 |
| Participant contributions at beginning of year | 2023-01-01 | $11,897 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $25,560 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $899,656 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $2,337,634 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $1,437,978 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $2,295,071 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $1,426,081 |
| Interest on participant loans | 2023-01-01 | $963 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $295,281 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $330,329 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $221,885 |
| Contract administrator fees | 2023-01-01 | $11,268 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | WIPFLI, LLP |
| Accountancy firm EIN | 2023-01-01 | 390758449 |
| 2022 : CATAWBA INDIAN NATION GAMING AUTHORITY 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $902,189 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $40,702 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $28,296 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,049,545 |
| Value of total assets at end of year | 2022-12-31 | $1,437,978 |
| Value of total assets at beginning of year | 2022-12-31 | $576,491 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $12,406 |
| Total interest from all sources | 2022-12-31 | $217 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $389,044 |
| Participant contributions at end of year | 2022-12-31 | $11,897 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $351,750 |
| Other income not declared elsewhere | 2022-12-31 | $-14,937 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $861,487 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $1,437,978 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $576,491 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,426,081 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $576,491 |
| Interest on participant loans | 2022-12-31 | $217 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-132,636 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $308,751 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $28,296 |
| Contract administrator fees | 2022-12-31 | $12,406 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | WIPFLI, LLP |
| Accountancy firm EIN | 2022-12-31 | 390758449 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $902,189 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $40,702 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $28,296 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,049,545 |
| Value of total assets at end of year | 2022-01-01 | $1,437,978 |
| Value of total assets at beginning of year | 2022-01-01 | $576,491 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $12,406 |
| Total interest from all sources | 2022-01-01 | $217 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $389,044 |
| Participant contributions at end of year | 2022-01-01 | $11,897 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $351,750 |
| Other income not declared elsewhere | 2022-01-01 | $-14,937 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $861,487 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $1,437,978 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $576,491 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $1,426,081 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $576,491 |
| Interest on participant loans | 2022-01-01 | $217 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-132,636 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $308,751 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $28,296 |
| Contract administrator fees | 2022-01-01 | $12,406 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | WIPFLI, LLP |
| Accountancy firm EIN | 2022-01-01 | 390758449 |
| 2021 : CATAWBA INDIAN NATION GAMING AUTHORITY 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $579,015 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $2,524 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $610 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $575,388 |
| Value of total assets at end of year | 2021-12-31 | $576,491 |
| Value of total assets at beginning of year | 2021-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,914 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Was this plan covered by a fidelity bond | 2021-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $78,398 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $435,217 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $576,491 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $576,491 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $576,491 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,627 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $61,773 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $610 |
| Contract administrator fees | 2021-12-31 | $1,914 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
