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A. J. SMITH, D.D.S. PROFIT SHARING PLAN 401k Plan overview

Plan NameA. J. SMITH, D.D.S. PROFIT SHARING PLAN
Plan identification number 001

A. J. SMITH, D.D.S. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A. J. SMITH, D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:A. J. SMITH, D.D.S.
Employer identification number (EIN):870304203
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A. J. SMITH, D.D.S. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01A. J. SMITH, D.D.S.
0012017-01-01A. J. SMITH, D.D.S.
0012016-01-01A. J. SMITH, D.D.S.
0012015-01-01A. J. SMITH, D.D.S.
0012014-01-01A. J. SMITH, D.D.S.
0012013-01-01A. J. SMITH, D.D.S.
0012012-01-01A. J. SMITH, D.D.S.
0012011-01-01A. J. SMITH, D.D.S.
0012010-01-01A.J. SMITH, D.D.S.
0012009-01-01A.J. SMITH, D.D.S. A.J. SMITH, D.D.S.2010-10-05

Plan Statistics for A. J. SMITH, D.D.S. PROFIT SHARING PLAN

401k plan membership statisitcs for A. J. SMITH, D.D.S. PROFIT SHARING PLAN

Measure Date Value
2018: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011
Number of participants with account balances2017-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-014
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-014
Number of participants with account balances2016-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014
Number of participants with account balances2015-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-014
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015
Number of participants with account balances2013-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-015
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Number of participants with account balances2010-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on A. J. SMITH, D.D.S. PROFIT SHARING PLAN

Measure Date Value
2018 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-08-31$165
Expenses. Total of all expenses incurred2018-08-31$1,926
Benefits paid (including direct rollovers)2018-08-31$1,848
Total plan assets at end of year2018-08-31$0
Total plan assets at beginning of year2018-08-31$1,761
Value of fidelity bond covering the plan2018-08-31$160,000
Expenses. Other expenses not covered elsewhere2018-08-31$78
Other income received2018-08-31$165
Net income (gross income less expenses)2018-08-31$-1,761
Net plan assets at end of year (total assets less liabilities)2018-08-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-08-31$1,761
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
2017 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$184,059
Expenses. Total of all expenses incurred2017-12-31$1,999,103
Benefits paid (including direct rollovers)2017-12-31$1,988,162
Total plan assets at end of year2017-12-31$1,761
Total plan assets at beginning of year2017-12-31$1,816,805
Value of fidelity bond covering the plan2017-12-31$160,000
Other income received2017-12-31$184,059
Net income (gross income less expenses)2017-12-31$-1,815,044
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,761
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,816,805
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$10,941
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$214,284
Expenses. Total of all expenses incurred2016-12-31$10,122
Total plan assets at end of year2016-12-31$1,816,805
Total plan assets at beginning of year2016-12-31$1,612,643
Value of fidelity bond covering the plan2016-12-31$160,000
Total contributions received or receivable from participants2016-12-31$25,680
Other income received2016-12-31$139,285
Net income (gross income less expenses)2016-12-31$204,162
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,816,805
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,612,643
Assets. Value of participant loans2016-12-31$6,732
Assets. Value of assets in partnership/joint-venture interests2016-12-31$43,410
Total contributions received or receivable from employer(s)2016-12-31$49,319
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$10,122
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$58,294
Expenses. Total of all expenses incurred2015-12-31$9,585
Total plan assets at end of year2015-12-31$1,612,643
Total plan assets at beginning of year2015-12-31$1,563,934
Value of fidelity bond covering the plan2015-12-31$160,000
Total contributions received or receivable from participants2015-12-31$25,680
Other income received2015-12-31$-11,969
Net income (gross income less expenses)2015-12-31$48,709
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,612,643
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,563,934
Assets. Value of participant loans2015-12-31$1,578
Assets. Value of assets in partnership/joint-venture interests2015-12-31$43,822
Total contributions received or receivable from employer(s)2015-12-31$44,583
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$9,585
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$116,346
Expenses. Total of all expenses incurred2014-12-31$7,563
Benefits paid (including direct rollovers)2014-12-31$637
Total plan assets at end of year2014-12-31$1,563,934
Total plan assets at beginning of year2014-12-31$1,455,151
Value of fidelity bond covering the plan2014-12-31$140,000
Total contributions received or receivable from participants2014-12-31$24,680
Other income received2014-12-31$46,487
Net income (gross income less expenses)2014-12-31$108,783
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,563,934
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,455,151
Assets. Value of participant loans2014-12-31$0
Assets. Value of assets in partnership/joint-venture interests2014-12-31$41,643
Total contributions received or receivable from employer(s)2014-12-31$45,179
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$6,926
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$205,566
Expenses. Total of all expenses incurred2013-12-31$9,616
Benefits paid (including direct rollovers)2013-12-31$1,379
Total plan assets at end of year2013-12-31$1,455,151
Total plan assets at beginning of year2013-12-31$1,259,201
Value of fidelity bond covering the plan2013-12-31$140,000
Total contributions received or receivable from participants2013-12-31$24,680
Other income received2013-12-31$140,247
Net income (gross income less expenses)2013-12-31$195,950
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,455,151
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,259,201
Assets. Value of participant loans2013-12-31$3,165
Assets. Value of assets in partnership/joint-venture interests2013-12-31$40,676
Total contributions received or receivable from employer(s)2013-12-31$40,639
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$8,237
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$182,540
Expenses. Total of all expenses incurred2012-12-31$14,596
Benefits paid (including direct rollovers)2012-12-31$7,193
Total plan assets at end of year2012-12-31$1,259,201
Total plan assets at beginning of year2012-12-31$1,091,257
Value of fidelity bond covering the plan2012-12-31$140,000
Total contributions received or receivable from participants2012-12-31$24,180
Expenses. Other expenses not covered elsewhere2012-12-31$0
Other income received2012-12-31$118,349
Net income (gross income less expenses)2012-12-31$167,944
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,259,201
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,091,257
Assets. Value of participant loans2012-12-31$3,849
Assets. Value of assets in partnership/joint-venture interests2012-12-31$39,807
Total contributions received or receivable from employer(s)2012-12-31$40,011
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,403
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$48,229
Expenses. Total of all expenses incurred2011-12-31$6,702
Total plan assets at end of year2011-12-31$1,091,257
Total plan assets at beginning of year2011-12-31$1,049,730
Value of fidelity bond covering the plan2011-12-31$140,000
Total contributions received or receivable from participants2011-12-31$24,520
Other income received2011-12-31$-16,301
Net income (gross income less expenses)2011-12-31$41,527
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,091,257
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,049,730
Assets. Value of participant loans2011-12-31$3,133
Assets. Value of assets in partnership/joint-venture interests2011-12-31$37,670
Total contributions received or receivable from employer(s)2011-12-31$40,010
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$6,702
2010 : A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$138,723
Expenses. Total of all expenses incurred2010-12-31$4,079
Total plan assets at end of year2010-12-31$1,049,730
Total plan assets at beginning of year2010-12-31$915,086
Value of fidelity bond covering the plan2010-12-31$140,000
Total contributions received or receivable from participants2010-12-31$24,940
Other income received2010-12-31$71,173
Net income (gross income less expenses)2010-12-31$134,644
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,049,730
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$915,086
Assets. Value of assets in partnership/joint-venture interests2010-12-31$36,816
Total contributions received or receivable from employer(s)2010-12-31$42,610
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,079

Form 5500 Responses for A. J. SMITH, D.D.S. PROFIT SHARING PLAN

2018: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: A. J. SMITH, D.D.S. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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