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THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTHE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN
Plan identification number 003

THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE SUN PRODUCTS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:THE SUN PRODUCTS CORPORATION
Employer identification number (EIN):870321861
NAIC Classification:325600

Additional information about THE SUN PRODUCTS CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4591862

More information about THE SUN PRODUCTS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-01-01MICHAEL BOTT2020-11-06
0032019-01-01FRANK STEINERT2020-07-13
0032018-01-01BARBARA MOLLOY2019-10-09
0032017-01-01
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01RENEE TEHI
0032011-01-01RENEE TEHI RENEE TEHI2012-10-14
0032010-01-01RENEE TEHI RENEE TEHI2011-10-12
0032009-01-01LISA NICHOLS
0032009-01-01 LISA NICHOLS2010-10-14

Plan Statistics for THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN

Measure Date Value
2016: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0187
Number of other retired or separated participants entitled to future benefits2016-01-0168
Total of all active and inactive participants2016-01-0168
Total participants2016-01-0168
Number of participants with account balances2016-01-0168
2015: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01122
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0187
Total of all active and inactive participants2015-01-0187
Total participants2015-01-0187
Number of participants with account balances2015-01-0187
2014: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01292
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01121
Total of all active and inactive participants2014-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01122
Number of participants with account balances2014-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01312
Total number of active participants reported on line 7a of the Form 55002013-01-01269
Number of other retired or separated participants entitled to future benefits2013-01-0122
Total of all active and inactive participants2013-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01292
Number of participants with account balances2013-01-01292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01312
Total number of active participants reported on line 7a of the Form 55002012-01-01300
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0111
Total of all active and inactive participants2012-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01312
Number of participants with account balances2012-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01323
Total number of active participants reported on line 7a of the Form 55002011-01-01305
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01312
Number of participants with account balances2011-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01305
Total number of active participants reported on line 7a of the Form 55002010-01-01314
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01321
Number of participants with account balances2010-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01293
Total number of active participants reported on line 7a of the Form 55002009-01-01305
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01305
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN

Measure Date Value
2016 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$309,167
Total of all expenses incurred2016-12-31$1,809,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,779,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,070
Value of total assets at end of year2016-12-31$7,281,561
Value of total assets at beginning of year2016-12-31$8,782,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$29,673
Total interest from all sources2016-12-31$617
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$69,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$69,555
Administrative expenses professional fees incurred2016-12-31$18,300
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$16,874
Participant contributions at beginning of year2016-12-31$34,854
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$17,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,500,460
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,281,561
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,782,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$10,712
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,138,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,313,834
Value of interest in pooled separate accounts at end of year2016-12-31$2,126,352
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,433,333
Interest on participant loans2016-12-31$617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$185,968
Net investment gain/loss from pooled separate accounts2016-12-31$35,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,779,954
Contract administrator fees2016-12-31$661
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2016-12-31510076769
2015 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$111,640
Total of all expenses incurred2015-12-31$5,173,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,130,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$26,574
Value of total assets at end of year2015-12-31$8,782,021
Value of total assets at beginning of year2015-12-31$13,843,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$43,000
Total interest from all sources2015-12-31$1,948
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$88,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$88,915
Administrative expenses professional fees incurred2015-12-31$36,494
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$34,854
Participant contributions at beginning of year2015-12-31$256,026
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$17,980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-5,061,625
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,782,021
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,843,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$3,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,313,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,320,863
Value of interest in pooled separate accounts at end of year2015-12-31$2,433,333
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,266,757
Interest on participant loans2015-12-31$1,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-44,319
Net investment gain/loss from pooled separate accounts2015-12-31$38,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,130,265
Contract administrator fees2015-12-31$3,506
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2015-12-31510076769
2014 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,099,066
Total of all expenses incurred2014-12-31$17,777,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$17,742,175
Value of total corrective distributions2014-12-31$15,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$960,259
Value of total assets at end of year2014-12-31$13,843,646
Value of total assets at beginning of year2014-12-31$29,522,347
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$20,018
Total interest from all sources2014-12-31$46,190
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$164,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$164,502
Administrative expenses professional fees incurred2014-12-31$11,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$653,079
Participant contributions at end of year2014-12-31$256,026
Participant contributions at beginning of year2014-12-31$1,503,063
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$34,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-15,678,701
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,843,646
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$29,522,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,320,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$21,415,878
Value of interest in pooled separate accounts at end of year2014-12-31$3,266,757
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,603,406
Interest on participant loans2014-12-31$46,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$846,128
Net investment gain/loss from pooled separate accounts2014-12-31$81,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$273,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,742,175
Contract administrator fees2014-12-31$8,510
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GUNNIP & COMPANY, LLP
Accountancy firm EIN2014-12-31510076769
2013 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$6,129,977
Total of all expenses incurred2013-12-31$3,039,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,006,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,293,943
Value of total assets at end of year2013-12-31$29,522,347
Value of total assets at beginning of year2013-12-31$26,431,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$32,856
Total interest from all sources2013-12-31$65,019
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$253,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$253,516
Administrative expenses professional fees incurred2013-12-31$25,600
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,351,205
Participant contributions at end of year2013-12-31$1,503,063
Participant contributions at beginning of year2013-12-31$1,575,247
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$75,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,090,786
Value of net assets at end of year (total assets less liabilities)2013-12-31$29,522,347
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$26,431,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$21,415,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,693,588
Value of interest in pooled separate accounts at end of year2013-12-31$6,603,406
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,162,726
Interest on participant loans2013-12-31$65,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,418,318
Net investment gain/loss from pooled separate accounts2013-12-31$99,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$867,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,006,335
Contract administrator fees2013-12-31$7,256
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2013-12-31510076769
2012 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,166,039
Total of all expenses incurred2012-12-31$1,914,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,884,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,588,502
Value of total assets at end of year2012-12-31$26,431,561
Value of total assets at beginning of year2012-12-31$23,179,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$29,965
Total interest from all sources2012-12-31$71,758
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$326,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$326,458
Administrative expenses professional fees incurred2012-12-31$16,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,612,981
Participant contributions at end of year2012-12-31$1,575,247
Participant contributions at beginning of year2012-12-31$1,526,739
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$19,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,251,762
Value of net assets at end of year (total assets less liabilities)2012-12-31$26,431,561
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,179,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,693,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,297,063
Value of interest in pooled separate accounts at end of year2012-12-31$6,162,726
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,355,997
Interest on participant loans2012-12-31$71,758
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,057,491
Net investment gain/loss from pooled separate accounts2012-12-31$121,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$955,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,884,312
Contract administrator fees2012-12-31$13,465
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2012-12-31510076769
2011 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,568,326
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,568,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,546,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,606,051
Value of total assets at end of year2011-12-31$23,179,799
Value of total assets at beginning of year2011-12-31$23,179,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,273
Total interest from all sources2011-12-31$74,760
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$263,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$263,513
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,669,923
Participant contributions at end of year2011-12-31$1,526,739
Participant contributions at beginning of year2011-12-31$1,670,566
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$11,935
Administrative expenses (other) incurred2011-12-31$36
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$130
Value of net assets at end of year (total assets less liabilities)2011-12-31$23,179,799
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$23,179,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$10,237
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,297,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,909,455
Value of interest in pooled separate accounts at end of year2011-12-31$5,355,997
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,599,648
Interest on participant loans2011-12-31$74,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-485,159
Net investment gain/loss from pooled separate accounts2011-12-31$109,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$924,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,546,923
Contract administrator fees2011-12-31$11,000
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2011-12-31510076769
2010 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,139,533
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,148,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,136,662
Expenses. Certain deemed distributions of participant loans2010-12-31$4,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,231,147
Value of total assets at end of year2010-12-31$23,179,669
Value of total assets at beginning of year2010-12-31$16,188,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,068
Total interest from all sources2010-12-31$73,670
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$225,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$225,845
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,639,467
Participant contributions at end of year2010-12-31$1,670,566
Participant contributions at beginning of year2010-12-31$1,229,709
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,918,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,991,336
Value of net assets at end of year (total assets less liabilities)2010-12-31$23,179,669
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,188,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$118
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,909,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,929,478
Value of interest in pooled separate accounts at end of year2010-12-31$4,599,648
Interest on participant loans2010-12-31$73,670
Value of interest in common/collective trusts at beginning of year2010-12-31$4,852,835
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$456
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,561,729
Net investment gain/loss from pooled separate accounts2010-12-31$47,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at beginning of year2010-12-31$2,175,855
Contributions received in cash from employer2010-12-31$673,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,136,662
Contract administrator fees2010-12-31$6,950
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2010-12-31510076769
2009 : THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN

2016: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE SUN PRODUCTS CORPORATION UNION EMPLOYEES RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered87
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered122
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered292
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered312
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered309
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered282
Insurance policy start date2010-01-04
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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