401k Plan data: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN plan

FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN
Plan identification number	001

FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FIRST WESTERN ADVISORS has sponsored the creation of one or more 401k plans.

Company Name: FIRST WESTERN ADVISORS

Employer identification number (EIN): 870393177

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 CYNTHIA A. RILEY
001 2017-01-01 CYNTHIA RILEY
001 2016-01-01 CYNTHIA RILEY
001 2015-01-01 CYNTHIA RILEY
001 2014-01-01 JEFF TERAN JEFF TERAN 2015-10-05
001 2013-01-01 JEFF TERAN JEFF TERAN 2014-10-09
001 2012-01-01 JEFF TERAN JEFF TERAN 2013-07-29
001 2011-01-01 JEFF TERAN JEFF TERAN 2012-09-14
001 2010-01-01 GARY TERAN GARY TERAN 2011-07-15
001 2009-01-01 GARY TERAN GARY TERAN 2010-10-12
001 2009-01-01 GARY TERAN GARY TERAN 2010-10-12
001 2009-01-01 GARY TERAN GARY TERAN 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	CYNTHIA A. RILEY
001	2017-01-01	CYNTHIA RILEY
001	2016-01-01	CYNTHIA RILEY
001	2015-01-01	CYNTHIA RILEY
001	2014-01-01	JEFF TERAN	JEFF TERAN	2015-10-05
001	2013-01-01	JEFF TERAN	JEFF TERAN	2014-10-09
001	2012-01-01	JEFF TERAN	JEFF TERAN	2013-07-29
001	2011-01-01	JEFF TERAN	JEFF TERAN	2012-09-14
001	2010-01-01	GARY TERAN	GARY TERAN	2011-07-15
001	2009-01-01	GARY TERAN	GARY TERAN	2010-10-12
001	2009-01-01	GARY TERAN	GARY TERAN	2010-10-12
001	2009-01-01	GARY TERAN	GARY TERAN	2010-10-13

Plan Statistics for FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 13
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 1
Total of all active and inactive participants 2022-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 15
Number of participants with account balances 2022-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 15
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1
Total of all active and inactive participants 2021-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 16
Number of participants with account balances 2021-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 15
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 16
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 17
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 17
Number of participants with account balances 2019-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 16
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 20
Number of participants with account balances 2018-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 16
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 3
Total of all active and inactive participants 2017-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 21
Number of participants with account balances 2017-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 17
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 21
Number of participants with account balances 2016-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 17
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 21
Number of participants with account balances 2015-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 16
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 21
Number of participants with account balances 2014-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 17
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 19
Number of participants with account balances 2013-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 18
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 21
Number of participants with account balances 2012-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 23
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 26
Number of participants with account balances 2011-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 23
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 24
Number of participants with account balances 2010-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 22
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 22
Number of participants with account balances 2009-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2022: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	13
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	1
Total of all active and inactive participants	2022-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	15
Number of participants with account balances	2022-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	15
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1
Total of all active and inactive participants	2021-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	16
Number of participants with account balances	2021-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	15
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	16
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	17
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	17
Number of participants with account balances	2019-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	16
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	20
Number of participants with account balances	2018-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	16
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	3
Total of all active and inactive participants	2017-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	21
Number of participants with account balances	2017-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	17
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	21
Number of participants with account balances	2016-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	17
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	21
Number of participants with account balances	2015-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	16
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	21
Number of participants with account balances	2014-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	17
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	19
Number of participants with account balances	2013-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	18
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	21
Number of participants with account balances	2012-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	23
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	26
Number of participants with account balances	2011-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	23
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	24
Number of participants with account balances	2010-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	22
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	22
Number of participants with account balances	2009-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-1,439,149
Expenses. Total of all expenses incurred	2022-12-31	$3,196
Benefits paid (including direct rollovers)	2022-12-31	$3,196
Total plan assets at end of year	2022-12-31	$4,189,905
Total plan assets at beginning of year	2022-12-31	$5,632,250
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Total contributions received or receivable from participants	2022-12-31	$137,121
Other income received	2022-12-31	$-1,650,477
Net income (gross income less expenses)	2022-12-31	$-1,442,345
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$4,189,905
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$5,632,250
Assets. Value of participant loans	2022-12-31	$79,185
Assets. Value of employer securities	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$74,207
2021 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$662,291
Expenses. Total of all expenses incurred	2021-12-31	$20,923
Benefits paid (including direct rollovers)	2021-12-31	$20,923
Total plan assets at end of year	2021-12-31	$5,166,284
Total plan assets at beginning of year	2021-12-31	$4,524,916
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Total contributions received or receivable from participants	2021-12-31	$112,315
Other income received	2021-12-31	$480,247
Net income (gross income less expenses)	2021-12-31	$641,368
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$5,166,284
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$4,524,916
Assets. Value of participant loans	2021-12-31	$109,268
Assets. Value of employer securities	2021-12-31	$792,000
Total contributions received or receivable from employer(s)	2021-12-31	$69,729
2020 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$1,063,964
Expenses. Total of all expenses incurred	2020-12-31	$91,884
Benefits paid (including direct rollovers)	2020-12-31	$91,884
Total plan assets at end of year	2020-12-31	$4,524,916
Total plan assets at beginning of year	2020-12-31	$3,552,836
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Total contributions received or receivable from participants	2020-12-31	$103,628
Contributions received from other sources (not participants or employers)	2020-12-31	$375,000
Other income received	2020-12-31	$515,938
Net income (gross income less expenses)	2020-12-31	$972,080
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$4,524,916
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$3,552,836
Assets. Value of participant loans	2020-12-31	$67,461
Assets. Value of employer securities	2020-12-31	$792,000
Total contributions received or receivable from employer(s)	2020-12-31	$69,398
2019 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$662,714
Expenses. Total of all expenses incurred	2019-12-31	$638,540
Benefits paid (including direct rollovers)	2019-12-31	$638,540
Total plan assets at end of year	2019-12-31	$3,552,836
Total plan assets at beginning of year	2019-12-31	$3,528,662
Value of fidelity bond covering the plan	2019-12-31	$1,000,000
Total contributions received or receivable from participants	2019-12-31	$110,760
Other income received	2019-12-31	$480,644
Net income (gross income less expenses)	2019-12-31	$24,174
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$3,552,836
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$3,528,662
Assets. Value of participant loans	2019-12-31	$62,254
Assets. Value of employer securities	2019-12-31	$792,000
Total contributions received or receivable from employer(s)	2019-12-31	$71,310
2018 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$27,581
Expenses. Total of all expenses incurred	2018-12-31	$45,833
Benefits paid (including direct rollovers)	2018-12-31	$45,833
Total plan assets at end of year	2018-12-31	$3,528,662
Total plan assets at beginning of year	2018-12-31	$3,546,914
Value of fidelity bond covering the plan	2018-12-31	$1,000,000
Total contributions received or receivable from participants	2018-12-31	$104,167
Other income received	2018-12-31	$-141,701
Net income (gross income less expenses)	2018-12-31	$-18,252
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$3,528,662
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$3,546,914
Assets. Value of participant loans	2018-12-31	$66,330
Assets. Value of employer securities	2018-12-31	$792,000
Total contributions received or receivable from employer(s)	2018-12-31	$65,115
2017 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$698,067
Expenses. Total of all expenses incurred	2017-12-31	$16,487
Benefits paid (including direct rollovers)	2017-12-31	$16,487
Total plan assets at end of year	2017-12-31	$3,546,914
Total plan assets at beginning of year	2017-12-31	$2,865,334
Value of fidelity bond covering the plan	2017-12-31	$1,000,000
Total contributions received or receivable from participants	2017-12-31	$94,718
Other income received	2017-12-31	$541,758
Net income (gross income less expenses)	2017-12-31	$681,580
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,546,914
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,865,334
Assets. Value of participant loans	2017-12-31	$96,374
Assets. Value of employer securities	2017-12-31	$792,000
Total contributions received or receivable from employer(s)	2017-12-31	$61,591
2016 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$259,637
Expenses. Total of all expenses incurred	2016-12-31	$5,167
Benefits paid (including direct rollovers)	2016-12-31	$5,167
Total plan assets at end of year	2016-12-31	$2,865,334
Total plan assets at beginning of year	2016-12-31	$2,610,864
Value of fidelity bond covering the plan	2016-12-31	$1,000,000
Total contributions received or receivable from participants	2016-12-31	$79,183
Other income received	2016-12-31	$125,358
Net income (gross income less expenses)	2016-12-31	$254,470
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,865,334
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,610,864
Assets. Value of participant loans	2016-12-31	$66,244
Assets. Value of employer securities	2016-12-31	$792,000
Total contributions received or receivable from employer(s)	2016-12-31	$55,096
2015 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$128,642
Expenses. Total of all expenses incurred	2015-12-31	$2,575
Benefits paid (including direct rollovers)	2015-12-31	$2,575
Total plan assets at end of year	2015-12-31	$2,610,864
Total plan assets at beginning of year	2015-12-31	$2,484,797
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Total contributions received or receivable from participants	2015-12-31	$69,227
Contributions received from other sources (not participants or employers)	2015-12-31	$48,521
Other income received	2015-12-31	$-29,092
Net income (gross income less expenses)	2015-12-31	$126,067
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,610,864
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,484,797
Assets. Value of participant loans	2015-12-31	$48,385
Assets. Value of employer securities	2015-12-31	$792,000
Total contributions received or receivable from employer(s)	2015-12-31	$39,986
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$267,800
Expenses. Total of all expenses incurred	2014-12-31	$26,768
Benefits paid (including direct rollovers)	2014-12-31	$26,768
Total plan assets at end of year	2014-12-31	$2,484,797
Total plan assets at beginning of year	2014-12-31	$2,243,765
Value of fidelity bond covering the plan	2014-12-31	$1,000,000
Total contributions received or receivable from participants	2014-12-31	$64,614
Other income received	2014-12-31	$166,921
Net income (gross income less expenses)	2014-12-31	$241,032
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,484,797
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,243,765
Assets. Value of participant loans	2014-12-31	$38,069
Assets. Value of employer securities	2014-12-31	$792,000
Total contributions received or receivable from employer(s)	2014-12-31	$36,265
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$437,507
Expenses. Total of all expenses incurred	2013-12-31	$98,844
Benefits paid (including direct rollovers)	2013-12-31	$98,844
Total plan assets at end of year	2013-12-31	$2,243,765
Total plan assets at beginning of year	2013-12-31	$1,905,102
Value of fidelity bond covering the plan	2013-12-31	$1,000,000
Total contributions received or receivable from participants	2013-12-31	$51,719
Other income received	2013-12-31	$353,225
Net income (gross income less expenses)	2013-12-31	$338,663
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,243,765
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,905,102
Assets. Value of participant loans	2013-12-31	$3,468
Assets. Value of employer securities	2013-12-31	$792,000
Total contributions received or receivable from employer(s)	2013-12-31	$32,563
2012 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$217,909
Expenses. Total of all expenses incurred	2012-12-31	$82,139
Benefits paid (including direct rollovers)	2012-12-31	$82,139
Total plan assets at end of year	2012-12-31	$1,905,102
Total plan assets at beginning of year	2012-12-31	$1,769,332
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Total contributions received or receivable from participants	2012-12-31	$32,347
Other income received	2012-12-31	$155,916
Net income (gross income less expenses)	2012-12-31	$135,770
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,905,102
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,769,332
Assets. Value of participant loans	2012-12-31	$15,183
Assets. Value of employer securities	2012-12-31	$792,000
Total contributions received or receivable from employer(s)	2012-12-31	$29,646
2011 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$41,102
Expenses. Total of all expenses incurred	2011-12-31	$104,422
Benefits paid (including direct rollovers)	2011-12-31	$104,422
Total plan assets at end of year	2011-12-31	$1,769,332
Total plan assets at beginning of year	2011-12-31	$1,832,652
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Total contributions received or receivable from participants	2011-12-31	$38,393
Other income received	2011-12-31	$-42,376
Net income (gross income less expenses)	2011-12-31	$-63,320
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,769,332
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,832,652
Assets. Value of participant loans	2011-12-31	$33,989
Assets. Value of employer securities	2011-12-31	$792,000
Total contributions received or receivable from employer(s)	2011-12-31	$45,085
2010 : FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$205,749
Expenses. Total of all expenses incurred	2010-12-31	$1,198
Benefits paid (including direct rollovers)	2010-12-31	$1,198
Total plan assets at end of year	2010-12-31	$1,832,652
Total plan assets at beginning of year	2010-12-31	$1,628,101
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Total contributions received or receivable from participants	2010-12-31	$28,003
Other income received	2010-12-31	$177,746
Net income (gross income less expenses)	2010-12-31	$204,551
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,832,652
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,628,101
Assets. Value of participant loans	2010-12-31	$54,346
Assets. Value of employer securities	2010-12-31	$646,000

Form 5500 Responses for FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN

2022: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FIRST WESTERN ADVISORS 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRST WESTERN ADVISORS
Employer identification number (EIN):	870393177
NAIC Classification:	523900