401k Plan data: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN plan

ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 401k Plan overview

Plan Name	ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN
Plan identification number	003

ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

ROTHSTEIN & SHAPIRO, M.D.'S, LTD. has sponsored the creation of one or more 401k plans.

Company Name: ROTHSTEIN & SHAPIRO, M.D.'S, LTD.

Employer identification number (EIN): 880137191

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2023-01-01
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01
003 2016-01-01
003 2013-01-01 BORIS LOKSHIN, MD 2014-08-04 BORIS LOKSHIN, MD 2014-08-04
003 2012-01-01 BORIS LOKSHIN, MD 2013-07-11 BORIS LOKSHIN, MD 2013-07-11
003 2011-01-01 BORIS LOKSHIN, MD BORIS LOKSHIN, MD 2012-06-25
003 2009-01-01 BORIS LOKSHIN, MD BORIS LOKSHIN, MD 2010-07-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2023-01-01
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01
003	2016-01-01
003	2013-01-01	BORIS LOKSHIN, MD	2014-08-04	BORIS LOKSHIN, MD	2014-08-04
003	2012-01-01	BORIS LOKSHIN, MD	2013-07-11	BORIS LOKSHIN, MD	2013-07-11
003	2011-01-01	BORIS LOKSHIN, MD		BORIS LOKSHIN, MD	2012-06-25
003	2009-01-01	BORIS LOKSHIN, MD		BORIS LOKSHIN, MD	2010-07-15

Plan Statistics for ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN

401k plan membership statisitcs for ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN

Measure Date Value
2025: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year 2025-03-14 9
Total number of particpants at end of year 2025-03-14 0
Number of Participants With Account Balances 2025-03-14 0
2024: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-05-28 12
Total number of particpants at end of year 2024-05-28 9
Number of Participants With Account Balances 2024-05-28 9
2023: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2023 401k membership
Total number of particpants at beginning of year 2023-03-24 11
Total number of particpants at end of year 2023-03-24 10
Number of Participants With Account Balances 2023-03-24 10
2022: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year 2022-04-22 10
Total number of particpants at end of year 2022-04-22 11
Number of Participants With Account Balances 2022-04-22 11
2011: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 10
Number of participants with account balances 2011-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 11
Number of participants with account balances 2009-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2025: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year	2025-03-14	9
Total number of particpants at end of year	2025-03-14	0
Number of Participants With Account Balances	2025-03-14	0
2024: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-05-28	12
Total number of particpants at end of year	2024-05-28	9
Number of Participants With Account Balances	2024-05-28	9
2023: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2023 401k membership
Total number of particpants at beginning of year	2023-03-24	11
Total number of particpants at end of year	2023-03-24	10
Number of Participants With Account Balances	2023-03-24	10
2022: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year	2022-04-22	10
Total number of particpants at end of year	2022-04-22	11
Number of Participants With Account Balances	2022-04-22	11
2011: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	10
Number of participants with account balances	2011-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	11
Number of participants with account balances	2009-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN

Measure	Date	Value
2025 : ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year	2025-03-14	0
Total liabilities as of the beginning of the plan year	2025-03-14	0
Total expenses incurred by plan in this plan year	2025-03-14	2663416
Net assets as of the end of the plan year	2025-03-14	0
Total assets as of the beginning of the plan year	2025-03-14	2429293
Value of plan covered by a fidelity bond	2025-03-14	500000
Participant contributions to plan in this plan year	2025-03-14	0
Other expenses paid from plan in this plan year	2025-03-14	0
Other income to plan in this plan year	2025-03-14	234123
Plan net income in this plan year	2025-03-14	-2429293
Net assets as of the end of the plan year	2025-03-14	0
Net assets as of the beginning of the plan year	2025-03-14	2429293
Employer contributions to plan in this plan year	2025-03-14	0
Expensese paid to adminstrative service provicers from plan in this plan year	2025-03-14	15596
2024 : ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year	2024-05-28	77634
Net assets as of the end of the plan year	2024-05-28	2429289
Total assets as of the beginning of the plan year	2024-05-28	2088011
Value of plan covered by a fidelity bond	2024-05-28	500000
Participant contributions to plan in this plan year	2024-05-28	9320
Other expenses paid from plan in this plan year	2024-05-28	0
Other income to plan in this plan year	2024-05-28	332493
Plan net income in this plan year	2024-05-28	341278
Net assets as of the end of the plan year	2024-05-28	2429289
Net assets as of the beginning of the plan year	2024-05-28	2088011
Employer contributions to plan in this plan year	2024-05-28	77099
Expensese paid to adminstrative service provicers from plan in this plan year	2024-05-28	24616
2023 : ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2023 401k financial data
Total expenses incurred by plan in this plan year	2023-03-24	90333
Net assets as of the end of the plan year	2023-03-24	2088011
Total assets as of the beginning of the plan year	2023-03-24	2377620
Value of plan covered by a fidelity bond	2023-03-24	500000
Participant contributions to plan in this plan year	2023-03-24	9065
Other expenses paid from plan in this plan year	2023-03-24	0
Other income to plan in this plan year	2023-03-24	-283070
Plan net income in this plan year	2023-03-24	-289609
Net assets as of the end of the plan year	2023-03-24	2088011
Net assets as of the beginning of the plan year	2023-03-24	2377620
Employer contributions to plan in this plan year	2023-03-24	74729
Expensese paid to adminstrative service provicers from plan in this plan year	2023-03-24	23574
2022 : ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year	2022-04-22	25846
Net assets as of the end of the plan year	2022-04-22	2377620
Total assets as of the beginning of the plan year	2022-04-22	2011855
Value of plan covered by a fidelity bond	2022-04-22	500000
Participant contributions to plan in this plan year	2022-04-22	12374
Other expenses paid from plan in this plan year	2022-04-22	0
Other income to plan in this plan year	2022-04-22	300927
Plan net income in this plan year	2022-04-22	365765
Net assets as of the end of the plan year	2022-04-22	2377620
Net assets as of the beginning of the plan year	2022-04-22	2011855
Employer contributions to plan in this plan year	2022-04-22	78310
Expensese paid to adminstrative service provicers from plan in this plan year	2022-04-22	25291
2011 : ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$30,236
Expenses. Total of all expenses incurred	2011-12-31	$1,350
Total plan assets at end of year	2011-12-31	$2,350,091
Total plan assets at beginning of year	2011-12-31	$2,321,205
Value of fidelity bond covering the plan	2011-12-31	$233,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$1,350
Other income received	2011-12-31	$-81,142
Net income (gross income less expenses)	2011-12-31	$28,886
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,350,091
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,321,205
Total contributions received or receivable from employer(s)	2011-12-31	$111,378
2010 : ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$325,057
Expenses. Total of all expenses incurred	2010-12-31	$1,754
Benefits paid (including direct rollovers)	2010-12-31	$1,754
Total plan assets at end of year	2010-12-31	$2,321,205
Total plan assets at beginning of year	2010-12-31	$1,997,902
Value of fidelity bond covering the plan	2010-12-31	$233,000
Contributions received from other sources (not participants or employers)	2010-12-31	$22,000
Other income received	2010-12-31	$193,011
Net income (gross income less expenses)	2010-12-31	$323,303
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,321,205
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,997,902
Total contributions received or receivable from employer(s)	2010-12-31	$110,046

Form 5500 Responses for ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN

2011: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ALLERGY & ASTHMA ASSOCIATES PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROTHSTEIN & SHAPIRO, M.D.'S, LTD.
Employer identification number (EIN):	880137191
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)