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WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameWEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WEST PLAINS, LLC has sponsored the creation of one or more 401k plans.

Company Name:WEST PLAINS, LLC
Employer identification number (EIN):900775324
NAIC Classification:424500

Additional information about WEST PLAINS, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2003-08-12
Company Identification Number: 602319589
Legal Registered Office Address: 4102 S REGAL ST STE 202

SPOKANE
United States of America (USA)
992235083

More information about WEST PLAINS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01CASSANDRA BRADY2021-11-04
0012020-01-01CASSANDRA BRADY2021-07-14
0012018-01-01CASSANDRA BRADY2019-05-30
0012017-01-01CELESTE LEE
0012016-01-01CELESTE LEE
0012015-01-01MELISSA LYNN FAIR
0012014-01-01MELISSA LYNN FAIR
0012013-01-01ABHRAWASHYU AWASTHI
0012012-01-01TIM DAMEWOOD TIM DAMEWOOD2014-02-14

Plan Statistics for WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2017: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01102
Total number of active participants reported on line 7a of the Form 55002017-01-0179
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0114
Total of all active and inactive participants2017-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0193
Number of participants with account balances2017-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01102
Total number of active participants reported on line 7a of the Form 55002016-01-0177
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0121
Total of all active and inactive participants2016-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0198
Number of participants with account balances2016-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01116
Total number of active participants reported on line 7a of the Form 55002015-01-01102
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01110
Number of participants with account balances2015-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01112
Total number of active participants reported on line 7a of the Form 55002014-01-01107
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01116
Number of participants with account balances2014-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01193
Total number of active participants reported on line 7a of the Form 55002013-01-0199
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01106
Number of participants with account balances2013-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01225
Total number of active participants reported on line 7a of the Form 55002012-01-01108
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0185
Total of all active and inactive participants2012-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01193
Number of participants with account balances2012-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015

Financial Data on WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2017 : WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$544,992
Total of all expenses incurred2017-12-31$557,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$546,206
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$307,670
Value of total assets at end of year2017-12-31$2,169,475
Value of total assets at beginning of year2017-12-31$2,182,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,675
Total interest from all sources2017-12-31$3,297
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$220,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$200,320
Participant contributions at end of year2017-12-31$45,845
Participant contributions at beginning of year2017-12-31$90,529
Participant contributions at end of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$14,258
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$35,573
Total non interest bearing cash at beginning of year2017-12-31$25,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-12,889
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,169,475
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,182,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,088,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,066,311
Interest on participant loans2017-12-31$3,297
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$234,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$93,092
Employer contributions (assets) at end of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$546,206
Contract administrator fees2017-12-31$11,675
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DAVIDSON, DOYLE & HILTON, LLP
Accountancy firm EIN2017-12-31541953476
2016 : WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$412,953
Total of all expenses incurred2016-12-31$164,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$154,270
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$285,355
Value of total assets at end of year2016-12-31$2,182,364
Value of total assets at beginning of year2016-12-31$1,933,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,112
Total interest from all sources2016-12-31$3,261
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$220,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$199,624
Participant contributions at end of year2016-12-31$90,529
Participant contributions at beginning of year2016-12-31$50,496
Participant contributions at end of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,823
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$25,524
Total non interest bearing cash at beginning of year2016-12-31$18,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$248,571
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,182,364
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,933,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,066,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,865,193
Interest on participant loans2016-12-31$3,261
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$124,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$81,908
Employer contributions (assets) at end of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$154,270
Contract administrator fees2016-12-31$10,112
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DAVIDSON, DOYLE & HILTON, LLP
Accountancy firm EIN2016-12-31541953476
2015 : WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$383,599
Total of all expenses incurred2015-12-31$568,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$564,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$370,832
Value of total assets at end of year2015-12-31$1,933,793
Value of total assets at beginning of year2015-12-31$2,118,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,983
Total interest from all sources2015-12-31$2,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$200,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$266,338
Participant contributions at end of year2015-12-31$50,496
Participant contributions at beginning of year2015-12-31$69,729
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$15,620
Total non interest bearing cash at end of year2015-12-31$18,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-184,470
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,933,793
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,118,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$3,983
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,865,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,612,054
Interest on participant loans2015-12-31$2,829
Value of interest in common/collective trusts at beginning of year2015-12-31$436,480
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$9,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$88,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$564,086
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DAVIDSON, DOYLE & HILTON, LLP
Accountancy firm EIN2015-12-31541953476
2014 : WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$586,952
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$302,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$289,859
Value of total corrective distributions2014-12-31$10,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$477,695
Value of total assets at end of year2014-12-31$2,118,263
Value of total assets at beginning of year2014-12-31$1,833,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,575
Total interest from all sources2014-12-31$3,618
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$115,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$115,327
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$184,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$255,112
Participant contributions at end of year2014-12-31$69,729
Participant contributions at beginning of year2014-12-31$29,204
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$148,151
Other income not declared elsewhere2014-12-31$2
Administrative expenses (other) incurred2014-12-31$1,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$284,741
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,118,263
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,833,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,612,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,462,664
Interest on participant loans2014-12-31$3,618
Value of interest in common/collective trusts at end of year2014-12-31$436,480
Value of interest in common/collective trusts at beginning of year2014-12-31$341,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-29,843
Net investment gain or loss from common/collective trusts2014-12-31$20,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$74,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$289,859
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DAVIDSON, DOYLE, & HILTON, LLP
Accountancy firm EIN2014-12-31541953476
2013 : WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$686,833
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$661,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$644,292
Expenses. Certain deemed distributions of participant loans2013-12-31$3,509
Value of total corrective distributions2013-12-31$10,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$360,675
Value of total assets at end of year2013-12-31$1,833,522
Value of total assets at beginning of year2013-12-31$1,808,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,564
Total interest from all sources2013-12-31$1,263
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$74,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$74,711
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$236,279
Participant contributions at end of year2013-12-31$29,204
Participant contributions at beginning of year2013-12-31$24,690
Participant contributions at beginning of year2013-12-31$10,234
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$61,351
Other income not declared elsewhere2013-12-31$1
Administrative expenses (other) incurred2013-12-31$3,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$25,410
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,833,522
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,808,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,462,664
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,480,373
Interest on participant loans2013-12-31$1,263
Value of interest in common/collective trusts at end of year2013-12-31$341,654
Value of interest in common/collective trusts at beginning of year2013-12-31$288,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$214,227
Net investment gain or loss from common/collective trusts2013-12-31$35,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$63,045
Employer contributions (assets) at beginning of year2013-12-31$4,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$644,292
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SIKICH LLP
Accountancy firm EIN2013-12-31363168081
2012 : WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$551,918
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$560,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$547,531
Value of total corrective distributions2012-12-31$12,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$356,434
Value of total assets at end of year2012-12-31$1,808,112
Value of total assets at beginning of year2012-12-31$1,817,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,225
Total interest from all sources2012-12-31$1,833
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$41,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$41,916
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$267,899
Participant contributions at end of year2012-12-31$24,690
Participant contributions at beginning of year2012-12-31$88,805
Participant contributions at end of year2012-12-31$10,234
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,091
Administrative expenses (other) incurred2012-12-31$1,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-8,999
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,808,112
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,817,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,480,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,495,040
Interest on participant loans2012-12-31$1,833
Value of interest in common/collective trusts at end of year2012-12-31$288,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$233,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$233,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$143,511
Net investment gain or loss from common/collective trusts2012-12-31$4,387
Net gain/loss from 103.12 investment entities2012-12-31$151,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$78,444
Employer contributions (assets) at end of year2012-12-31$4,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$547,531
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2012-12-31431947695

Form 5500 Responses for WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST

2017: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WEST PLAINS, LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number001
Policy instance 1
Insurance contract or identification number001
Number of Individuals Covered102
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,764
Total amount of fees paid to insurance companyUSD $3,207
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,764
Amount paid for insurance broker fees878
Additional information about fees paid to insurance brokerBROKER COMMISSIONS AND ALLOWANCES
Insurance broker organization code?3
Insurance broker nameNOVA 401K ASSOCIATES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number
Policy instance 1
Number of Individuals Covered111
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $15,384
Total amount of fees paid to insurance companyUSD $6,829
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,180
Amount paid for insurance broker fees204
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Insurance broker nameNOVA 401K ASSOCIATES, LP

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