THE DAILY HERALD COMPANY has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2013 : THE HERALD SAVINGS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-26 | $0 |
| Total transfer of assets from this plan | 2013-12-26 | $6,978,505 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-26 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-26 | $0 |
| Total income from all sources (including contributions) | 2013-12-26 | $1,679,491 |
| Total loss/gain on sale of assets | 2013-12-26 | $70,440 |
| Total of all expenses incurred | 2013-12-26 | $5,239,746 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-26 | $5,239,746 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-26 | $67,064 |
| Value of total assets at end of year | 2013-12-26 | $0 |
| Value of total assets at beginning of year | 2013-12-26 | $10,538,760 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-26 | $0 |
| Total interest from all sources | 2013-12-26 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-26 | $162,570 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-26 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-12-26 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-26 | $162,570 |
| Was this plan covered by a fidelity bond | 2013-12-26 | Yes |
| Value of fidelity bond cover | 2013-12-26 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-26 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-26 | No |
| Contributions received from participants | 2013-12-26 | $67,064 |
| Participant contributions at end of year | 2013-12-26 | $0 |
| Participant contributions at beginning of year | 2013-12-26 | $11,683 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-26 | No |
| Value of net income/loss | 2013-12-26 | $-3,560,255 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-26 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-26 | $10,538,760 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-26 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-26 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-26 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-26 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-26 | $10,310,183 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-26 | $1,379,417 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-26 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-26 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-26 | No |
| Assets. Invements in employer securities at end of year | 2013-12-26 | $0 |
| Assets. Invements in employer securities at beginning of year | 2013-12-26 | $21,200 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-26 | $5,239,746 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-26 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-26 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-26 | $195,694 |
| Did the plan have assets held for investment | 2013-12-26 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-26 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-26 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-26 | $306,824 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-26 | $236,384 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-26 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-26 | Disclaimer |
| Accountancy firm name | 2013-12-26 | JOHNSON LAMBERT LLP |
| Accountancy firm EIN | 2013-12-26 | 521446779 |
| 2012 : THE HERALD SAVINGS PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $27,586 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $27,586 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,680,550 |
| Total loss/gain on sale of assets | 2012-12-31 | $13,061 |
| Total of all expenses incurred | 2012-12-31 | $3,191,618 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,191,618 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $334,950 |
| Value of total assets at end of year | 2012-12-31 | $10,538,760 |
| Value of total assets at beginning of year | 2012-12-31 | $12,049,828 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $226,319 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $225,160 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $320,558 |
| Participant contributions at end of year | 2012-12-31 | $11,683 |
| Participant contributions at beginning of year | 2012-12-31 | $14,157 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $14,392 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-1,511,068 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,538,760 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $12,049,828 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $10,310,183 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $11,740,094 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,078,634 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $21,200 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $23,501 |
| Income. Dividends from common stock | 2012-12-31 | $1,159 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,191,618 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $195,694 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $272,076 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $131,325 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $118,264 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | JOHNSON LAMBERT LLP |
| Accountancy firm EIN | 2012-12-31 | 521446779 |
| 2011 : THE HERALD SAVINGS PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-18,359 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-18,359 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $520,914 |
| Total loss/gain on sale of assets | 2011-12-31 | $-8,880 |
| Total of all expenses incurred | 2011-12-31 | $973,144 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $973,144 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $434,948 |
| Value of total assets at end of year | 2011-12-31 | $12,049,828 |
| Value of total assets at beginning of year | 2011-12-31 | $12,502,058 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $224,969 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $224,351 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $434,948 |
| Participant contributions at end of year | 2011-12-31 | $14,157 |
| Participant contributions at beginning of year | 2011-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-452,230 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $12,049,828 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $12,502,058 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $11,740,094 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $12,200,899 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-111,764 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $23,501 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $31,058 |
| Income. Dividends from common stock | 2011-12-31 | $618 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $973,144 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $272,076 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $270,101 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $191,828 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $200,708 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | JOHNSON LAMBERT LLP |
| Accountancy firm EIN | 2011-12-31 | 521446779 |
| 2010 : THE HERALD SAVINGS PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $46,489 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $46,489 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,860,400 |
| Total loss/gain on sale of assets | 2010-12-31 | $1,649 |
| Total of all expenses incurred | 2010-12-31 | $773,252 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $773,252 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $461,490 |
| Value of total assets at end of year | 2010-12-31 | $12,502,058 |
| Value of total assets at beginning of year | 2010-12-31 | $11,414,910 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $218,133 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $217,423 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $459,500 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,990 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,087,148 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $12,502,058 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,414,910 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,200,899 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $11,158,863 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,132,639 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $31,058 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $34,399 |
| Income. Dividends from common stock | 2010-12-31 | $710 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $773,252 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $270,101 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $221,648 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $15,942 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $14,293 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | JOHNSON LAMBERT & COMPANY LLP |
| Accountancy firm EIN | 2010-12-31 | 521446779 |
