401k Plan data: BROETJE ORCHARDS 401(K) PLAN plan

BROETJE ORCHARDS 401(K) PLAN 401k Plan overview

Plan Name	BROETJE ORCHARDS 401(K) PLAN
Plan identification number	002

BROETJE ORCHARDS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROETJE ORCHARDS has sponsored the creation of one or more 401k plans.

Company Name: BROETJE ORCHARDS

Employer identification number (EIN): 910873596

NAIC Classification: 111300
NAIC Description: Fruit and Tree Nut Farming

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROETJE ORCHARDS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 JAMES HAZEN
002 2013-01-01 JAMES HAZEN
002 2012-01-01 JAMES HAZEN
002 2011-01-01 JAMES HAZEN 2012-10-15
002 2010-01-01 DENNIS SUNDBERG 2011-05-19 DENNIS SUNDBERG 2011-05-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	JAMES HAZEN
002	2013-01-01	JAMES HAZEN
002	2012-01-01	JAMES HAZEN
002	2011-01-01	JAMES HAZEN	2012-10-15
002	2010-01-01	DENNIS SUNDBERG	2011-05-19	DENNIS SUNDBERG	2011-05-19

Plan Statistics for BROETJE ORCHARDS 401(K) PLAN

401k plan membership statisitcs for BROETJE ORCHARDS 401(K) PLAN

Measure Date Value
2014: BROETJE ORCHARDS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,878
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,249
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 23
Total of all active and inactive participants 2014-01-01 2,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2,272
Number of participants with account balances 2014-01-01 215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: BROETJE ORCHARDS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,539
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,862
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 1,878
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,878
Number of participants with account balances 2013-01-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BROETJE ORCHARDS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,163
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,519
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 20
Total of all active and inactive participants 2012-01-01 1,539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,539
Number of participants with account balances 2012-01-01 181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2014: BROETJE ORCHARDS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,878
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,249
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	23
Total of all active and inactive participants	2014-01-01	2,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2,272
Number of participants with account balances	2014-01-01	215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: BROETJE ORCHARDS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,539
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,862
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	1,878
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,878
Number of participants with account balances	2013-01-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BROETJE ORCHARDS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,163
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,519
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	20
Total of all active and inactive participants	2012-01-01	1,539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,539
Number of participants with account balances	2012-01-01	181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on BROETJE ORCHARDS 401(K) PLAN

Measure	Date	Value
2014 : BROETJE ORCHARDS 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$29,253
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$8,709
Total income from all sources (including contributions)	2014-12-31	$864,087
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$308,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$305,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$739,928
Value of total assets at end of year	2014-12-31	$3,483,133
Value of total assets at beginning of year	2014-12-31	$2,906,589
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,600
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$90,105
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$90,105
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$394,556
Participant contributions at end of year	2014-12-31	$117,349
Participant contributions at beginning of year	2014-12-31	$86,380
Participant contributions at end of year	2014-12-31	$12,971
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$58,546
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,905
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Liabilities. Value of operating payables at end of year	2014-12-31	$2,664
Liabilities. Value of operating payables at beginning of year	2014-12-31	$2,484
Total non interest bearing cash at end of year	2014-12-31	$27,654
Total non interest bearing cash at beginning of year	2014-12-31	$29,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$556,000
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,453,880
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,897,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,314,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,790,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$34,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$286,826
Employer contributions (assets) at end of year	2014-12-31	$8,819
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$305,487
Contract administrator fees	2014-12-31	$2,600
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$26,589
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$6,225
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	NORTHWEST CPA GROUP, PLLC
Accountancy firm EIN	2014-12-31	562382653
2013 : BROETJE ORCHARDS 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$8,709
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$60,920
Total income from all sources (including contributions)	2013-12-31	$919,937
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$146,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$144,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$617,966
Value of total assets at end of year	2013-12-31	$2,906,589
Value of total assets at beginning of year	2013-12-31	$2,185,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,050
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$69,592
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$69,592
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$356,849
Participant contributions at end of year	2013-12-31	$86,380
Participant contributions at beginning of year	2013-12-31	$86,860
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$2,050
Liabilities. Value of operating payables at end of year	2013-12-31	$2,484
Liabilities. Value of operating payables at beginning of year	2013-12-31	$2,345
Total non interest bearing cash at end of year	2013-12-31	$29,354
Total non interest bearing cash at beginning of year	2013-12-31	$80,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$773,376
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,897,880
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,124,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,790,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,017,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$232,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$261,117
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$144,511
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$6,225
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$58,575
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	NORTHWEST CPA GROUP, PLLC
Accountancy firm EIN	2013-12-31	562382653
2012 : BROETJE ORCHARDS 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$60,920
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,345
Total income from all sources (including contributions)	2012-12-31	$877,981
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$462,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$460,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$690,136
Value of total assets at end of year	2012-12-31	$2,185,424
Value of total assets at beginning of year	2012-12-31	$1,711,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,200
Total interest from all sources	2012-12-31	$2,031
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$55,406
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$55,406
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$346,466
Participant contributions at end of year	2012-12-31	$86,860
Participant contributions at beginning of year	2012-12-31	$27,384
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$68,678
Administrative expenses (other) incurred	2012-12-31	$2,200
Liabilities. Value of operating payables at end of year	2012-12-31	$2,345
Liabilities. Value of operating payables at beginning of year	2012-12-31	$2,345
Total non interest bearing cash at end of year	2012-12-31	$80,851
Total non interest bearing cash at beginning of year	2012-12-31	$24,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$415,341
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,124,504
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,709,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,017,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,659,723
Interest on participant loans	2012-12-31	$2,031
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$130,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$274,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$460,440
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$58,575
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	NORTHWEST CPA GROUP, PLLC
Accountancy firm EIN	2012-12-31	562382653

Form 5500 Responses for BROETJE ORCHARDS 401(K) PLAN

2014: BROETJE ORCHARDS 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BROETJE ORCHARDS 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BROETJE ORCHARDS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BROETJE ORCHARDS
Employer identification number (EIN):	910873596
NAIC Classification:	111300
NAIC Description:	Fruit and Tree Nut Farming