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ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN
Plan identification number 001

ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT A WALKER D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:ROBERT A WALKER D.D.S.
Employer identification number (EIN):910976347
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012016-01-01ROBERT A WALKER2016-05-10
0012015-01-01
0012014-01-01
0012014-01-01
0012013-01-01
0012012-01-01ROBERT A WALKER ROBERT A WALKER2013-06-24
0012011-01-01ROBERT A WALKER ROBERT A WALKER2012-09-21
0012009-01-01ROBERT A. WALKER ROBERT A. WALKER2010-07-06

Financial Data on ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-01-21$-14,046
Expenses. Total of all expenses incurred2016-01-21$300,899
Benefits paid (including direct rollovers)2016-01-21$300,899
Total plan assets at end of year2016-01-21$0
Total plan assets at beginning of year2016-01-21$314,945
Value of fidelity bond covering the plan2016-01-21$100,000
Other income received2016-01-21$-14,046
Net income (gross income less expenses)2016-01-21$-314,945
Net plan assets at end of year (total assets less liabilities)2016-01-21$0
Net plan assets at beginning of year (total assets less liabilities)2016-01-21$314,945
Assets. Value of real-estate (other than employer real property)2016-01-21$0
2015 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$90,432
Expenses. Total of all expenses incurred2015-12-31$550,708
Benefits paid (including direct rollovers)2015-12-31$550,708
Total plan assets at end of year2015-12-31$314,945
Total plan assets at beginning of year2015-12-31$775,221
Value of fidelity bond covering the plan2015-12-31$100,000
Total contributions received or receivable from participants2015-12-31$27,510
Other income received2015-12-31$52,902
Net income (gross income less expenses)2015-12-31$-460,276
Net plan assets at end of year (total assets less liabilities)2015-12-31$314,945
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$775,221
Assets. Value of participant loans2015-12-31$0
Assets. Value of real-estate (other than employer real property)2015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$10,020
2014 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$55,694
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$775,221
Total plan assets at beginning of year2014-12-31$719,527
Value of fidelity bond covering the plan2014-12-31$100,000
Total contributions received or receivable from participants2014-12-31$4,680
Other income received2014-12-31$37,446
Net income (gross income less expenses)2014-12-31$55,694
Net plan assets at end of year (total assets less liabilities)2014-12-31$775,221
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$719,527
Assets. Value of participant loans2014-12-31$23,681
Assets. Value of real-estate (other than employer real property)2014-12-31$97,841
Total contributions received or receivable from employer(s)2014-12-31$13,568
2013 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$136,282
Expenses. Total of all expenses incurred2013-12-31$24
Total plan assets at end of year2013-12-31$719,527
Total plan assets at beginning of year2013-12-31$583,269
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$4,500
Expenses. Other expenses not covered elsewhere2013-12-31$24
Other income received2013-12-31$121,113
Net income (gross income less expenses)2013-12-31$136,258
Net plan assets at end of year (total assets less liabilities)2013-12-31$719,527
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$583,269
Assets. Value of participant loans2013-12-31$8,344
Assets. Value of real-estate (other than employer real property)2013-12-31$51,954
Total contributions received or receivable from employer(s)2013-12-31$10,669
2012 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$65,454
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$583,269
Total plan assets at beginning of year2012-12-31$517,815
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$5,234
Other income received2012-12-31$48,345
Net income (gross income less expenses)2012-12-31$65,454
Net plan assets at end of year (total assets less liabilities)2012-12-31$583,269
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$517,815
Assets. Value of participant loans2012-12-31$22,109
Assets. Value of real-estate (other than employer real property)2012-12-31$55,219
Total contributions received or receivable from employer(s)2012-12-31$11,875
2011 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-12,127
Expenses. Total of all expenses incurred2011-12-31$8,441
Benefits paid (including direct rollovers)2011-12-31$8,441
Total plan assets at end of year2011-12-31$517,815
Total plan assets at beginning of year2011-12-31$538,383
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$8,750
Other income received2011-12-31$-28,234
Net income (gross income less expenses)2011-12-31$-20,568
Net plan assets at end of year (total assets less liabilities)2011-12-31$517,815
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$538,383
Assets. Value of participant loans2011-12-31$32,063
Assets. Value of real-estate (other than employer real property)2011-12-31$59,970
Total contributions received or receivable from employer(s)2011-12-31$7,357
2010 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$64,418
Expenses. Total of all expenses incurred2010-12-31$2,677
Benefits paid (including direct rollovers)2010-12-31$2,677
Total plan assets at end of year2010-12-31$538,383
Total plan assets at beginning of year2010-12-31$476,642
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$250
Other income received2010-12-31$43,906
Net income (gross income less expenses)2010-12-31$61,741
Net plan assets at end of year (total assets less liabilities)2010-12-31$538,383
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$476,642
Assets. Value of participant loans2010-12-31$41,603
Assets. Value of real-estate (other than employer real property)2010-12-31$64,252
Total contributions received or receivable from employer(s)2010-12-31$20,262
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN

2016: ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROBERT A. WALKER D.D.S. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0963261
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0963261
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0963261
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS9990
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS9990
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS9990
Policy instance 1

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