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THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameTHE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALPHA TECHNOLOGIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALPHA TECHNOLOGIES, INC.
Employer identification number (EIN):911149989
NAIC Classification:517000

Additional information about ALPHA TECHNOLOGIES, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2010-08-20
Company Identification Number: 20101632432
Legal Registered Office Address: 3205 E FLAMINGO ROAD #205

LAS VEGAS
United States of America (USA)
89121

More information about ALPHA TECHNOLOGIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01JOHN O'ROURKE
0012015-01-01JOHN O'ROURKE
0012014-01-01JOHN O'ROURKE
0012013-01-01JOHN O'ROURKE
0012012-01-01JOHN O'ROURKE
0012011-01-01JOHN O'ROURKE
0012009-01-01JOHN O'ROURKE

Plan Statistics for THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01935
Total number of active participants reported on line 7a of the Form 55002017-01-01723
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01190
Total of all active and inactive participants2017-01-01913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01913
Number of participants with account balances2017-01-01686
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0144
2016: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01871
Total number of active participants reported on line 7a of the Form 55002016-01-01742
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01148
Total of all active and inactive participants2016-01-01890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01890
Number of participants with account balances2016-01-01664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0130
2015: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01327
Total number of active participants reported on line 7a of the Form 55002015-01-01700
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01137
Total of all active and inactive participants2015-01-01837
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01837
Number of participants with account balances2015-01-01607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0123
2014: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01272
Total number of active participants reported on line 7a of the Form 55002014-01-01238
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01296
Number of participants with account balances2014-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01247
Total number of active participants reported on line 7a of the Form 55002013-01-01200
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0161
Total of all active and inactive participants2013-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01261
Number of participants with account balances2013-01-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01239
Total number of active participants reported on line 7a of the Form 55002012-01-01190
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0152
Total of all active and inactive participants2012-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01242
Number of participants with account balances2012-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01219
Total number of active participants reported on line 7a of the Form 55002011-01-01178
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-01232
Total participants2011-01-01232
Number of participants with account balances2011-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01205
Total number of active participants reported on line 7a of the Form 55002009-01-01155
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0156
Total of all active and inactive participants2009-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01211
Number of participants with account balances2009-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,544,856
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,154,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,047,493
Value of total corrective distributions2017-12-31$8,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,645,144
Value of total assets at end of year2017-12-31$46,714,843
Value of total assets at beginning of year2017-12-31$38,324,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$98,982
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,453,132
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$191,358
Total non interest bearing cash at end of year2017-12-31$3
Total non interest bearing cash at beginning of year2017-12-31$551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,390,165
Value of net assets at end of year (total assets less liabilities)2017-12-31$46,714,843
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$38,324,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$42,501,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$34,319,752
Value of interest in common/collective trusts at end of year2017-12-31$3,213,136
Value of interest in common/collective trusts at beginning of year2017-12-31$3,091,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,848,688
Net investment gain or loss from common/collective trusts2017-12-31$51,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,000,654
Employer contributions (assets) at end of year2017-12-31$1,000,408
Employer contributions (assets) at beginning of year2017-12-31$913,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,047,493
Contract administrator fees2017-12-31$98,982
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BERNTSON PORTER & COMPANY
Accountancy firm EIN2017-12-31911308574
2016 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$104,414
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,435,470
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,413,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,314,493
Value of total corrective distributions2016-12-31$16,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,445,286
Value of total assets at end of year2016-12-31$38,324,678
Value of total assets at beginning of year2016-12-31$32,198,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$82,731
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,162,009
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$368,058
Total non interest bearing cash at end of year2016-12-31$551
Total non interest bearing cash at beginning of year2016-12-31$5,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,022,196
Value of net assets at end of year (total assets less liabilities)2016-12-31$38,324,678
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,198,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$34,319,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$28,259,655
Value of interest in common/collective trusts at end of year2016-12-31$3,091,198
Value of interest in common/collective trusts at beginning of year2016-12-31$3,096,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,773,712
Net investment gain or loss from common/collective trusts2016-12-31$216,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$915,219
Employer contributions (assets) at end of year2016-12-31$913,177
Employer contributions (assets) at beginning of year2016-12-31$836,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,314,493
Contract administrator fees2016-12-31$82,731
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BERNTSON PORTER & COMPANY
Accountancy firm EIN2016-12-31911308574
2015 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$9,752,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,428,333
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,270,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,218,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,854,855
Value of total assets at end of year2015-12-31$32,198,068
Value of total assets at beginning of year2015-12-31$20,288,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$51,983
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,918,511
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$99,364
Total non interest bearing cash at end of year2015-12-31$5,335
Total non interest bearing cash at beginning of year2015-12-31$93
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,157,371
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,198,068
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,288,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$28,259,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,237,719
Value of interest in common/collective trusts at end of year2015-12-31$3,096,970
Value of interest in common/collective trusts at beginning of year2015-12-31$1,750,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$245,117
Net investment gain or loss from common/collective trusts2015-12-31$328,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$836,980
Employer contributions (assets) at end of year2015-12-31$836,108
Employer contributions (assets) at beginning of year2015-12-31$299,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,218,979
Contract administrator fees2015-12-31$51,983
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERNTSON PORTER & COMPANY
Accountancy firm EIN2015-12-31911308574
2014 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,704,691
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$802,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$766,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,605,194
Value of total assets at end of year2014-12-31$20,288,040
Value of total assets at beginning of year2014-12-31$18,385,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,871
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,269,679
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$35,787
Total non interest bearing cash at end of year2014-12-31$93
Total non interest bearing cash at beginning of year2014-12-31$41,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,902,126
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,288,040
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,385,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,237,719
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,844,541
Value of interest in common/collective trusts at end of year2014-12-31$1,750,502
Value of interest in common/collective trusts at beginning of year2014-12-31$1,227,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,075,415
Net investment gain or loss from common/collective trusts2014-12-31$24,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$299,728
Employer contributions (assets) at end of year2014-12-31$299,726
Employer contributions (assets) at beginning of year2014-12-31$272,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$766,694
Contract administrator fees2014-12-31$35,871
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BERNTSON PORTER & COMPANY
Accountancy firm EIN2014-12-31911308574
2013 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,560,040
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$104,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$75,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,523,878
Value of total assets at end of year2013-12-31$18,385,914
Value of total assets at beginning of year2013-12-31$13,930,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$29,078
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,142,007
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$37,755
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$109,140
Total non interest bearing cash at end of year2013-12-31$41,352
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,455,802
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,385,914
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,930,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,844,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,152,029
Value of interest in common/collective trusts at end of year2013-12-31$1,227,290
Value of interest in common/collective trusts at beginning of year2013-12-31$1,494,570
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,011,052
Net investment gain or loss from common/collective trusts2013-12-31$25,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$272,731
Employer contributions (assets) at end of year2013-12-31$272,731
Employer contributions (assets) at beginning of year2013-12-31$245,758
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$75,160
Contract administrator fees2013-12-31$29,078
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BERNTSON PORTER & COMPANY
Accountancy firm EIN2013-12-31911308574
2012 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,912,112
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$249,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$227,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,278,153
Value of total assets at end of year2012-12-31$13,930,112
Value of total assets at beginning of year2012-12-31$11,267,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,416
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,032,046
Participant contributions at end of year2012-12-31$37,755
Participant contributions at beginning of year2012-12-31$34,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,662,743
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,930,112
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,267,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,152,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,906,707
Value of interest in common/collective trusts at end of year2012-12-31$1,494,570
Value of interest in common/collective trusts at beginning of year2012-12-31$1,099,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,614,043
Net investment gain or loss from common/collective trusts2012-12-31$19,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$246,107
Employer contributions (assets) at end of year2012-12-31$245,758
Employer contributions (assets) at beginning of year2012-12-31$226,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$227,953
Contract administrator fees2012-12-31$21,416
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERNTSON PORTER & COMPANY
Accountancy firm EIN2012-12-31911308574
2011 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$935,095
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$129,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$108,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,161,336
Value of total assets at end of year2011-12-31$11,267,369
Value of total assets at beginning of year2011-12-31$10,461,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$20,709
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$926,738
Participant contributions at end of year2011-12-31$34,607
Participant contributions at beginning of year2011-12-31$29,699
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,768
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$805,609
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,267,369
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,461,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,906,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,367,605
Value of interest in common/collective trusts at end of year2011-12-31$1,099,225
Value of interest in common/collective trusts at beginning of year2011-12-31$861,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-287,145
Net investment gain or loss from common/collective trusts2011-12-31$60,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$226,830
Employer contributions (assets) at end of year2011-12-31$226,830
Employer contributions (assets) at beginning of year2011-12-31$202,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$108,777
Contract administrator fees2011-12-31$20,709
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERNTSON, PORTER & COMPANY
Accountancy firm EIN2011-12-31911308574
2010 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,246,022
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$552,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$534,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,012,513
Value of total assets at end of year2010-12-31$10,461,760
Value of total assets at beginning of year2010-12-31$8,768,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,968
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$779,308
Participant contributions at end of year2010-12-31$29,699
Participant contributions at beginning of year2010-12-31$27,592
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30,437
Total non interest bearing cash at end of year2010-12-31$1
Total non interest bearing cash at beginning of year2010-12-31$2,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,693,506
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,461,760
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,768,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,367,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,868,412
Value of interest in common/collective trusts at end of year2010-12-31$861,687
Value of interest in common/collective trusts at beginning of year2010-12-31$686,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,215,400
Net investment gain or loss from common/collective trusts2010-12-31$18,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$202,768
Employer contributions (assets) at end of year2010-12-31$202,768
Employer contributions (assets) at beginning of year2010-12-31$183,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$534,548
Contract administrator fees2010-12-31$17,968
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERNTSON, PORTER & COMPANY
Accountancy firm EIN2010-12-31911308574
2009 : THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST

2017: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE ALPHA GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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