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ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORCA BAY SEAFOODS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ORCA BAY SEAFOODS, INC.
Employer identification number (EIN):911306833
NAIC Classification:311710
NAIC Description:Seafood Product Preparation and Packaging

Additional information about ORCA BAY SEAFOODS, INC.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1985-09-26
Company Identification Number: 600594540
Legal Registered Office Address: 2729 6TH AVE S STE 200

SEATTLE
United States of America (USA)
981342101

More information about ORCA BAY SEAFOODS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01WENDY KOWALSKI
0012015-01-01WENDY KOWALSKI
0012014-01-01WENDY KOWALSKI
0012013-01-01WENDY KOWALSKI
0012012-01-01WENDY KOWALSKI
0012011-01-01PAMELA VESSEY
0012010-01-01PAMELA VESSEY
0012009-01-01PAMELA VESSEY

Plan Statistics for ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01194
Total number of active participants reported on line 7a of the Form 55002016-01-01181
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0125
Total of all active and inactive participants2016-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01206
Number of participants with account balances2016-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01175
Total number of active participants reported on line 7a of the Form 55002015-01-01151
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0132
Total of all active and inactive participants2015-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01183
Number of participants with account balances2015-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01203
Total number of active participants reported on line 7a of the Form 55002014-01-01131
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0127
Total of all active and inactive participants2014-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01158
Number of participants with account balances2014-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01190
Total number of active participants reported on line 7a of the Form 55002013-01-01154
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01193
Number of participants with account balances2013-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01169
Total number of active participants reported on line 7a of the Form 55002012-01-01169
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0121
Total of all active and inactive participants2012-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01190
Number of participants with account balances2012-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01167
Total number of active participants reported on line 7a of the Form 55002011-01-01151
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01169
Number of participants with account balances2011-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01170
Total number of active participants reported on line 7a of the Form 55002010-01-01142
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0125
Total of all active and inactive participants2010-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01167
Number of participants with account balances2010-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01163
Total number of active participants reported on line 7a of the Form 55002009-01-01149
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01170
Number of participants with account balances2009-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$27
Total income from all sources (including contributions)2016-12-31$1,345,709
Total of all expenses incurred2016-12-31$549,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$540,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$779,532
Value of total assets at end of year2016-12-31$6,730,930
Value of total assets at beginning of year2016-12-31$5,934,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,650
Total interest from all sources2016-12-31$6,192
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,285
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$417,267
Participant contributions at end of year2016-12-31$177,559
Participant contributions at beginning of year2016-12-31$148,862
Participant contributions at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$27
Other income not declared elsewhere2016-12-31$2,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$796,619
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,730,903
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,934,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$8,650
Value of interest in pooled separate accounts at end of year2016-12-31$5,968,363
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,346,487
Interest on participant loans2016-12-31$6,192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$222,743
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$216,872
Net investment gain/loss from pooled separate accounts2016-12-31$555,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$362,265
Employer contributions (assets) at end of year2016-12-31$362,265
Employer contributions (assets) at beginning of year2016-12-31$222,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$540,440
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31VISSE & COMPANY CPA'S
Accountancy firm EIN2016-12-31542088418
2015 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$591,966
Total of all expenses incurred2015-12-31$608,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$604,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$601,707
Value of total assets at end of year2015-12-31$5,934,284
Value of total assets at beginning of year2015-12-31$5,950,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,800
Total interest from all sources2015-12-31$8,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$3,800
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$379,644
Participant contributions at end of year2015-12-31$148,862
Participant contributions at beginning of year2015-12-31$202,557
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$12,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-16,233
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,934,284
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,950,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,346,487
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,466,531
Interest on participant loans2015-12-31$8,412
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$216,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$178,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-18,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$222,063
Employer contributions (assets) at end of year2015-12-31$222,063
Employer contributions (assets) at beginning of year2015-12-31$90,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$604,399
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31VISSE & COMPANY CPA'S
Accountancy firm EIN2015-12-31542088418
2014 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$942,321
Total of all expenses incurred2014-12-31$471,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$464,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$446,170
Value of total assets at end of year2014-12-31$5,950,517
Value of total assets at beginning of year2014-12-31$5,479,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,125
Total interest from all sources2014-12-31$9,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$355,631
Participant contributions at end of year2014-12-31$202,557
Participant contributions at beginning of year2014-12-31$236,347
Participant contributions at end of year2014-12-31$12,495
Participant contributions at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$470,583
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,950,517
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,479,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,125
Value of interest in pooled separate accounts at end of year2014-12-31$5,466,531
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,939,852
Interest on participant loans2014-12-31$9,717
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$178,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$183,735
Net investment gain/loss from pooled separate accounts2014-12-31$486,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$90,539
Employer contributions (assets) at end of year2014-12-31$90,539
Employer contributions (assets) at beginning of year2014-12-31$120,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$464,613
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31VISSE & COMPANY CPA'S
Accountancy firm EIN2014-12-31542088418
2013 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,196
Total income from all sources (including contributions)2013-12-31$1,505,804
Total of all expenses incurred2013-12-31$304,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$263,837
Expenses. Certain deemed distributions of participant loans2013-12-31$25,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$454,485
Value of total assets at end of year2013-12-31$5,479,934
Value of total assets at beginning of year2013-12-31$4,280,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,425
Total interest from all sources2013-12-31$10,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$334,485
Participant contributions at end of year2013-12-31$236,347
Participant contributions at beginning of year2013-12-31$159,722
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$14
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,196
Other income not declared elsewhere2013-12-31$4,470
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,201,795
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,479,934
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,278,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,939,852
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,850,712
Interest on participant loans2013-12-31$7,800
Interest earned on other investments2013-12-31$2,415
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$183,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$269,887
Net investment gain/loss from pooled separate accounts2013-12-31$1,036,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$120,000
Employer contributions (assets) at end of year2013-12-31$120,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$263,837
Contract administrator fees2013-12-31$14,425
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31VISSE & COMPANY CPAS
Accountancy firm EIN2013-12-31542088418
2012 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,196
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,196
Total income from all sources (including contributions)2012-12-31$803,258
Total of all expenses incurred2012-12-31$200,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$184,999
Expenses. Certain deemed distributions of participant loans2012-12-31$13,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$275,153
Value of total assets at end of year2012-12-31$4,280,335
Value of total assets at beginning of year2012-12-31$3,677,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,650
Total interest from all sources2012-12-31$11,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$275,153
Participant contributions at end of year2012-12-31$159,722
Participant contributions at beginning of year2012-12-31$131,672
Participant contributions at end of year2012-12-31$14
Participant contributions at beginning of year2012-12-31$14
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$602,562
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,278,139
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,675,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,850,712
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,302,061
Interest on participant loans2012-12-31$6,940
Interest earned on other investments2012-12-31$4,283
Value of interest in master investment trust accounts at beginning of year2012-12-31$144,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$269,887
Net investment gain/loss from pooled separate accounts2012-12-31$516,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at beginning of year2012-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$184,999
Contract administrator fees2012-12-31$2,650
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31VISSE & COMPANY CPAS
Accountancy firm EIN2012-12-31542088418
2011 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,196
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,250
Total income from all sources (including contributions)2011-12-31$315,455
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$122,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$114,292
Value of total corrective distributions2011-12-31$7,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$399,851
Value of total assets at end of year2011-12-31$3,677,773
Value of total assets at beginning of year2011-12-31$3,485,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,050
Total interest from all sources2011-12-31$11,902
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$1,050
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$270,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$270,550
Participant contributions at end of year2011-12-31$131,672
Participant contributions at beginning of year2011-12-31$133,735
Participant contributions at end of year2011-12-31$14
Participant contributions at beginning of year2011-12-31$14
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$29,301
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$2,250
Other income not declared elsewhere2011-12-31$599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$192,789
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,675,577
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,482,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,302,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,120,144
Interest on participant loans2011-12-31$7,825
Interest earned on other investments2011-12-31$4,077
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$144,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$131,145
Net investment gain/loss from pooled separate accounts2011-12-31$-96,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$100,000
Employer contributions (assets) at end of year2011-12-31$100,000
Employer contributions (assets) at beginning of year2011-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$114,292
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31VISSE & COMPANY, CPAS
Accountancy firm EIN2011-12-31542088418
2010 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$966
Total income from all sources (including contributions)2010-12-31$757,590
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$184,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$162,934
Value of total corrective distributions2010-12-31$20,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$354,529
Value of total assets at end of year2010-12-31$3,485,038
Value of total assets at beginning of year2010-12-31$2,910,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,395
Total interest from all sources2010-12-31$12,331
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$1,395
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$270,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$254,529
Participant contributions at end of year2010-12-31$133,735
Participant contributions at beginning of year2010-12-31$132,382
Participant contributions at end of year2010-12-31$14
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$572,963
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,482,788
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,909,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,120,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,650,740
Interest on participant loans2010-12-31$8,522
Interest earned on other investments2010-12-31$3,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$131,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$127,669
Net investment gain/loss from pooled separate accounts2010-12-31$390,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$100,000
Employer contributions (assets) at end of year2010-12-31$100,000
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$162,934
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31VISSE & COMPANY, CPAS
Accountancy firm EIN2010-12-31542088418
2009 : ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN

2016: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ORCA BAY SEAFOODS, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873388
Policy instance 1
Insurance contract or identification number873388
Number of Individuals Covered178
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of fees paid to insurance companyUSD $4,823
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Amount paid for insurance broker fees4823
Insurance broker nameHUNNEX JAMES E & ASSOC. INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873388
Policy instance 1
Insurance contract or identification number873388
Number of Individuals Covered153
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $16,063
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,063
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873388
Policy instance 1
Insurance contract or identification number873388
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameHUNNEX AND SHOEMAKER, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number873388
Policy instance 1
Insurance contract or identification number873388
Number of Individuals Covered162
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,016
Total amount of fees paid to insurance companyUSD $1,150
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,016
Insurance broker organization code?3
Amount paid for insurance broker fees1150
Additional information about fees paid to insurance brokerCONTRACT ADMINISTRATION FEES
Insurance broker nameHUNNEX AND SHOEMAKER, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number888175
Policy instance 2
Insurance contract or identification number888175
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,353
Total amount of fees paid to insurance companyUSD $430
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,353
Insurance broker organization code?4
Amount paid for insurance broker fees430
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameNATIONAL ASSOCIATES NW
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number888175
Policy instance 1
Insurance contract or identification number888175
Number of Individuals Covered151
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,396
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number888175
Policy instance 1
Insurance contract or identification number888175
Number of Individuals Covered151
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $11,498
Total amount of fees paid to insurance companyUSD $1,715
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,498
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameNATIONAL ASSOICATES, INC., N.W.

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