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Plan Name | CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN |
Plan identification number | 007 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | CASCADE FINANCIAL CORPORATION |
Employer identification number (EIN): | 911661954 |
NAIC Classification: | 522120 |
NAIC Description: | Savings Institutions |
Additional information about CASCADE FINANCIAL CORPORATION
Jurisdiction of Incorporation: | Washington Secretary of State Corporations Division |
Incorporation Date: | 2003-03-24 |
Company Identification Number: | 602282154 |
Legal Registered Office Address: |
3400 CAPITAL BLVD S STE 101 OLYMPIA United States of America (USA) 985010000 |
More information about CASCADE FINANCIAL CORPORATION
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
007 | 2012-01-01 | BARBRA HYMAN | |||
007 | 2011-01-01 | DEBRAH A BRONSON | |||
007 | 2010-01-01 | DEBRAH A BRONSON | |||
007 | 2009-01-01 | DEBRAH A. BRONSON | DEBRAH A. BRONSON | 2010-09-30 |
Measure | Date | Value |
---|---|---|
2012: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 244 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 0 |
Number of participants with account balances | 2012-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 270 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 198 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 6 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 40 |
Total of all active and inactive participants | 2011-01-01 | 244 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 244 |
Number of participants with account balances | 2011-01-01 | 188 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
2010: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 285 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 215 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 55 |
Total of all active and inactive participants | 2010-01-01 | 270 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 270 |
Number of participants with account balances | 2010-01-01 | 207 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 11 |
2009: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 285 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 239 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 46 |
Total of all active and inactive participants | 2009-01-01 | 285 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 285 |
Number of participants with account balances | 2009-01-01 | 215 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 5 |
Measure | Date | Value |
---|---|---|
2012 : CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-13 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-13 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-13 | $0 |
Total income from all sources (including contributions) | 2012-12-13 | $717,617 |
Total loss/gain on sale of assets | 2012-12-13 | $0 |
Total of all expenses incurred | 2012-12-13 | $8,984,491 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-13 | $8,958,188 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-13 | $0 |
Value of total assets at end of year | 2012-12-13 | $0 |
Value of total assets at beginning of year | 2012-12-13 | $8,266,874 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-13 | $26,303 |
Total interest from all sources | 2012-12-13 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-13 | $37,877 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-13 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-13 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-13 | $37,877 |
Was this plan covered by a fidelity bond | 2012-12-13 | Yes |
Value of fidelity bond cover | 2012-12-13 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-13 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-13 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-13 | No |
Administrative expenses (other) incurred | 2012-12-13 | $26,303 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-13 | No |
Value of net income/loss | 2012-12-13 | $-8,266,874 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-13 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-13 | $8,266,874 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-13 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-13 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-13 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-13 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-13 | $7,054,766 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-13 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-13 | $1,212,108 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-13 | $1,212,108 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-13 | $679,740 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-13 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-13 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-13 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-13 | $8,958,188 |
Did the plan have assets held for investment | 2012-12-13 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-13 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-13 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-13 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-13 | Disclaimer |
Accountancy firm name | 2012-12-13 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2012-12-13 | 910189318 |
2011 : CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $235,465 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,011,917 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,000,539 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $345,630 |
Value of total assets at end of year | 2011-12-31 | $8,266,874 |
Value of total assets at beginning of year | 2011-12-31 | $9,043,326 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,378 |
Total interest from all sources | 2011-12-31 | $4,479 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $222,183 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $222,183 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $302,357 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $202,095 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $43,273 |
Administrative expenses (other) incurred | 2011-12-31 | $11,378 |
Total non interest bearing cash at end of year | 2011-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $2,840 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-776,452 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,266,874 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $9,043,326 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,054,766 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,583,808 |
Interest on participant loans | 2011-12-31 | $4,342 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $857,883 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,212,108 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $178,941 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $178,941 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $137 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-343,378 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $6,551 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $217,759 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,000,539 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2011-12-31 | 910189318 |
2010 : CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-606,244 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-606,244 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $6 |
Total income from all sources (including contributions) | 2010-12-31 | $1,193,800 |
Total loss/gain on sale of assets | 2010-12-31 | $-32,944 |
Total of all expenses incurred | 2010-12-31 | $758,290 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $748,291 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $913,747 |
Value of total assets at end of year | 2010-12-31 | $9,043,326 |
Value of total assets at beginning of year | 2010-12-31 | $8,607,822 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $9,999 |
Total interest from all sources | 2010-12-31 | $10,923 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $153,906 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $153,906 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $722,990 |
Participant contributions at end of year | 2010-12-31 | $202,095 |
Participant contributions at beginning of year | 2010-12-31 | $165,660 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $92,759 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $6 |
Administrative expenses (other) incurred | 2010-12-31 | $9,999 |
Total non interest bearing cash at end of year | 2010-12-31 | $2,840 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $20,021 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $435,510 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $9,043,326 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,607,816 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,583,808 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,548,800 |
Interest on participant loans | 2010-12-31 | $10,225 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $857,883 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $897,495 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $178,941 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $124,523 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $124,523 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $698 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $740,665 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $13,747 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $217,759 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $851,323 |
Contributions received in cash from employer | 2010-12-31 | $97,998 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $748,291 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $125,265 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $158,209 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2010-12-31 | 910189318 |
2012: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | Yes |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: CASCADE FINANCIAL CORPORATION 401K SALARY DEFERRAL & PROFIT SHARING PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |