401k Plan data: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN plan

THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE GOTTMAN INSTITUTE, INC. 401(K) PLAN
Plan identification number	001

THE GOTTMAN INSTITUTE, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE GOTTMAN INSTITUTE, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE GOTTMAN INSTITUTE, INC.

Employer identification number (EIN): 911717352

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Additional information about THE GOTTMAN INSTITUTE, INC.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 1996-03-19

Company Identification Number: 601698563

Legal Registered Office Address: 2101 4TH AVE STE 1750

SEATTLE
United States of America (USA)
981212327

More information about THE GOTTMAN INSTITUTE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GOTTMAN INSTITUTE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 EDWARD SARGENT 2023-04-17
001 2021-01-01 EDWARD SARGENT 2022-03-25
001 2020-01-01
001 2019-01-01
001 2018-01-01 ALAN KUNOVSKY
001 2017-01-01 ALAN KUNOVSKY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	EDWARD SARGENT	2023-04-17
001	2021-01-01	EDWARD SARGENT	2022-03-25
001	2020-01-01
001	2019-01-01
001	2018-01-01	ALAN KUNOVSKY
001	2017-01-01	ALAN KUNOVSKY

Plan Statistics for THE GOTTMAN INSTITUTE, INC. 401(K) PLAN

401k plan membership statisitcs for THE GOTTMAN INSTITUTE, INC. 401(K) PLAN

Measure Date Value
2022: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 22
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 9
Total of all active and inactive participants 2022-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 31
Number of participants with account balances 2022-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 2
2021: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 31
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 10
Total of all active and inactive participants 2021-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 41
Number of participants with account balances 2021-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 28
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 4
Total of all active and inactive participants 2020-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 32
Number of participants with account balances 2020-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 20
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 4
Total of all active and inactive participants 2019-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 24
Number of participants with account balances 2019-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 21
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 22
Number of participants with account balances 2018-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 24
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 24
Number of participants with account balances 2017-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2022: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	22
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	9
Total of all active and inactive participants	2022-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	31
Number of participants with account balances	2022-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2
2021: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	31
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	10
Total of all active and inactive participants	2021-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	41
Number of participants with account balances	2021-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	28
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	4
Total of all active and inactive participants	2020-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	32
Number of participants with account balances	2020-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	20
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	4
Total of all active and inactive participants	2019-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	24
Number of participants with account balances	2019-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	21
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	22
Number of participants with account balances	2018-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	24
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	24
Number of participants with account balances	2017-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on THE GOTTMAN INSTITUTE, INC. 401(K) PLAN

Measure	Date	Value
2022 : THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$181,668
Expenses. Total of all expenses incurred	2022-12-31	$37,768
Benefits paid (including direct rollovers)	2022-12-31	$31,400
Total plan assets at end of year	2022-12-31	$780,764
Total plan assets at beginning of year	2022-12-31	$636,864
Total contributions received or receivable from participants	2022-12-31	$178,741
Other income received	2022-12-31	$-58,287
Net income (gross income less expenses)	2022-12-31	$143,900
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$780,764
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$636,864
Total contributions received or receivable from employer(s)	2022-12-31	$61,214
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$6,368
2021 : THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$282,096
Expenses. Total of all expenses incurred	2021-12-31	$90,878
Benefits paid (including direct rollovers)	2021-12-31	$86,173
Total plan assets at end of year	2021-12-31	$636,864
Total plan assets at beginning of year	2021-12-31	$445,646
Total contributions received or receivable from participants	2021-12-31	$145,298
Other income received	2021-12-31	$79,632
Net income (gross income less expenses)	2021-12-31	$191,218
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$636,864
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$445,646
Total contributions received or receivable from employer(s)	2021-12-31	$57,166
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$4,705
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$210,101
Expenses. Total of all expenses incurred	2020-12-31	$6,237
Benefits paid (including direct rollovers)	2020-12-31	$2,901
Total plan assets at end of year	2020-12-31	$445,646
Total plan assets at beginning of year	2020-12-31	$241,782
Total contributions received or receivable from participants	2020-12-31	$120,239
Other income received	2020-12-31	$40,068
Net income (gross income less expenses)	2020-12-31	$203,864
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$445,646
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$241,782
Total contributions received or receivable from employer(s)	2020-12-31	$49,794
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$3,336
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$157,809
Expenses. Total of all expenses incurred	2019-12-31	$26,914
Benefits paid (including direct rollovers)	2019-12-31	$24,442
Total plan assets at end of year	2019-12-31	$241,782
Total plan assets at beginning of year	2019-12-31	$110,887
Total contributions received or receivable from participants	2019-12-31	$70,573
Other income received	2019-12-31	$28,557
Net income (gross income less expenses)	2019-12-31	$130,895
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$241,782
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$110,887
Total contributions received or receivable from employer(s)	2019-12-31	$58,679
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$2,472
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$81,600
Expenses. Total of all expenses incurred	2018-12-31	$3,923
Benefits paid (including direct rollovers)	2018-12-31	$2,668
Total plan assets at end of year	2018-12-31	$110,887
Total plan assets at beginning of year	2018-12-31	$33,210
Total contributions received or receivable from participants	2018-12-31	$65,752
Other income received	2018-12-31	$-15,495
Net income (gross income less expenses)	2018-12-31	$77,677
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$110,887
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$33,210
Total contributions received or receivable from employer(s)	2018-12-31	$31,343
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$1,255
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$33,210
Expenses. Total of all expenses incurred	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$33,210
Total plan assets at beginning of year	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$26,025
Other income received	2017-12-31	$703
Net income (gross income less expenses)	2017-12-31	$33,210
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$33,210
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$0
Total contributions received or receivable from employer(s)	2017-12-31	$6,482

Form 5500 Responses for THE GOTTMAN INSTITUTE, INC. 401(K) PLAN

2022: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE GOTTMAN INSTITUTE, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	First time form 5500 has been submitted	Yes
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE GOTTMAN INSTITUTE, INC.
Employer identification number (EIN):	911717352
NAIC Classification:	624100
NAIC Description:	Individual and Family Services

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	1996-03-19
Company Identification Number:	601698563
Legal Registered Office Address:	2101 4TH AVE STE 1750 SEATTLE United States of America (USA) 981212327