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HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 401k Plan overview

Plan NameHARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST
Plan identification number 001

HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CENTERLINE LOGISTICS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CENTERLINE LOGISTICS CORPORATION
Employer identification number (EIN):911913474
NAIC Classification:114110

Additional information about CENTERLINE LOGISTICS CORPORATION

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1998-06-22
Company Identification Number: 601884188
Legal Registered Office Address: 701 5TH AVE STE 3600

SEATTLE
United States of America (USA)
981047010

More information about CENTERLINE LOGISTICS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOHN SALTSMAN JOHN SALTSMAN2018-10-11
0012016-01-01JOHN SALTSMAN JOHN SALTSMAN2017-09-11
0012015-01-01JOHN SALTSMAN JOHN SALTSMAN2016-09-28
0012014-01-01HARLEY FRANCO HARLEY FRANCO2015-09-01
0012013-01-01HARLEY V FRANCO HARLEY V FRANCO2014-07-28
0012012-01-01HARLEY FRANCO HARLEY FRANCO2013-07-31
0012011-01-01HARLEY V FRANCO HARLEY V FRANCO2012-10-14
0012010-01-01HARLEY FRANCO HARLEY FRANCO2011-08-09
0012009-01-01HARLEY V FRANCO HARLEY V FRANCO2010-10-08
0012009-01-01HARLEY V FRANCO HARLEY V FRANCO2010-10-08

Plan Statistics for HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

401k plan membership statisitcs for HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2022: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01742
Total number of active participants reported on line 7a of the Form 55002022-01-01682
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01187
Total of all active and inactive participants2022-01-01869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01871
Number of participants with account balances2022-01-01831
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0124
2021: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01725
Total number of active participants reported on line 7a of the Form 55002021-01-01553
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01162
Total of all active and inactive participants2021-01-01715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01719
Number of participants with account balances2021-01-01658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0124
2020: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01711
Total number of active participants reported on line 7a of the Form 55002020-01-01598
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01110
Total of all active and inactive participants2020-01-01708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01710
Number of participants with account balances2020-01-01642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01784
Total number of active participants reported on line 7a of the Form 55002019-01-01576
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01109
Total of all active and inactive participants2019-01-01685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01687
Number of participants with account balances2019-01-01628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0147
2018: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01748
Total number of active participants reported on line 7a of the Form 55002018-01-01669
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01116
Total of all active and inactive participants2018-01-01785
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01787
Number of participants with account balances2018-01-01700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0139
2017: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01692
Total number of active participants reported on line 7a of the Form 55002017-01-01640
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0179
Total of all active and inactive participants2017-01-01719
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01720
Number of participants with account balances2017-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01737
Total number of active participants reported on line 7a of the Form 55002016-01-01681
Number of retired or separated participants receiving benefits2016-01-0112
Number of other retired or separated participants entitled to future benefits2016-01-0167
Total of all active and inactive participants2016-01-01760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01760
Number of participants with account balances2016-01-01493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01582
Total number of active participants reported on line 7a of the Form 55002015-01-01585
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0163
Total of all active and inactive participants2015-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01648
Number of participants with account balances2015-01-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0122
2014: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01447
Total number of active participants reported on line 7a of the Form 55002014-01-01470
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0148
Total of all active and inactive participants2014-01-01518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01518
Number of participants with account balances2014-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01369
Total number of active participants reported on line 7a of the Form 55002013-01-01373
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01420
Number of participants with account balances2013-01-01298
2012: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01324
Total number of active participants reported on line 7a of the Form 55002012-01-01291
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0147
Total of all active and inactive participants2012-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01338
Number of participants with account balances2012-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01273
Total number of active participants reported on line 7a of the Form 55002011-01-01226
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01263
Number of participants with account balances2011-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01291
Total number of active participants reported on line 7a of the Form 55002010-01-01241
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0135
Total of all active and inactive participants2010-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01276
Number of participants with account balances2010-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0117
2009: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01206
Total number of active participants reported on line 7a of the Form 55002009-01-01261
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0130
Total of all active and inactive participants2009-01-01291
Total participants2009-01-01291
Number of participants with account balances2009-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2022 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-963,385
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,708,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,531,790
Expenses. Certain deemed distributions of participant loans2022-12-31$17,440
Value of total corrective distributions2022-12-31$1,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,315,889
Value of total assets at end of year2022-12-31$51,818,327
Value of total assets at beginning of year2022-12-31$58,490,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$157,664
Total interest from all sources2022-12-31$142,499
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$985,751
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$985,751
Administrative expenses professional fees incurred2022-12-31$37,888
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,891,835
Participant contributions at end of year2022-12-31$1,615,515
Participant contributions at beginning of year2022-12-31$1,561,915
Participant contributions at end of year2022-12-31$7,273
Participant contributions at beginning of year2022-12-31$682
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,321,067
Other income not declared elsewhere2022-12-31$-1,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,672,122
Value of net assets at end of year (total assets less liabilities)2022-12-31$51,818,327
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$58,490,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$37,184
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$45,315,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$52,296,679
Value of interest in pooled separate accounts at end of year2022-12-31$1,599,407
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,931,174
Interest on participant loans2022-12-31$93,918
Interest earned on other investments2022-12-31$48,581
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,226,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,665,888
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,107,366
Net investment gain/loss from pooled separate accounts2022-12-31$-298,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,102,987
Employer contributions (assets) at end of year2022-12-31$53,918
Employer contributions (assets) at beginning of year2022-12-31$34,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,531,790
Contract administrator fees2022-12-31$82,592
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$14,546,642
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,339,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,173,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,358,223
Value of total assets at end of year2021-12-31$58,490,449
Value of total assets at beginning of year2021-12-31$54,283,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$166,441
Total interest from all sources2021-12-31$133,152
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$984,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$984,634
Administrative expenses professional fees incurred2021-12-31$53,860
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,365,014
Participant contributions at end of year2021-12-31$1,561,915
Participant contributions at beginning of year2021-12-31$1,652,962
Participant contributions at end of year2021-12-31$682
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$951,486
Other income not declared elsewhere2021-12-31$-165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,207,161
Value of net assets at end of year (total assets less liabilities)2021-12-31$58,490,449
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$54,283,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$26,927
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$52,296,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$47,742,011
Value of interest in pooled separate accounts at end of year2021-12-31$1,931,174
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,769,103
Interest on participant loans2021-12-31$88,268
Interest earned on other investments2021-12-31$44,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,665,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,077,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,655,049
Net investment gain/loss from pooled separate accounts2021-12-31$415,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,041,723
Employer contributions (assets) at end of year2021-12-31$34,111
Employer contributions (assets) at beginning of year2021-12-31$42,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,173,040
Contract administrator fees2021-12-31$85,654
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$12,866,528
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,705,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,566,361
Expenses. Certain deemed distributions of participant loans2020-12-31$1,037
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,683,316
Value of total assets at end of year2020-12-31$54,283,288
Value of total assets at beginning of year2020-12-31$49,122,503
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$138,345
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$153,012
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$761,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$761,491
Administrative expenses professional fees incurred2020-12-31$67,466
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$4,358,392
Participant contributions at end of year2020-12-31$1,652,962
Participant contributions at beginning of year2020-12-31$1,460,225
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$806
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$293,079
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$1,414
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,160,785
Value of net assets at end of year (total assets less liabilities)2020-12-31$54,283,288
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$49,122,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$47,742,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$44,056,134
Value of interest in pooled separate accounts at end of year2020-12-31$1,769,103
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,168,718
Interest on participant loans2020-12-31$102,861
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$50,151
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,077,048
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,386,969
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,100,825
Net investment gain/loss from pooled separate accounts2020-12-31$166,470
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,031,845
Employer contributions (assets) at end of year2020-12-31$42,164
Employer contributions (assets) at beginning of year2020-12-31$49,651
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,566,361
Contract administrator fees2020-12-31$70,879
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,503,118
Total income from all sources (including contributions)2019-12-31$15,503,118
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,471,343
Total of all expenses incurred2019-12-31$8,471,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,263,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,263,552
Expenses. Certain deemed distributions of participant loans2019-12-31$68,049
Expenses. Certain deemed distributions of participant loans2019-12-31$68,049
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,705,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,705,014
Value of total assets at end of year2019-12-31$49,122,503
Value of total assets at end of year2019-12-31$49,122,503
Value of total assets at beginning of year2019-12-31$42,090,728
Value of total assets at beginning of year2019-12-31$42,090,728
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$139,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$139,742
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$120,556
Total interest from all sources2019-12-31$120,556
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$990,200
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$990,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$990,200
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$990,200
Administrative expenses professional fees incurred2019-12-31$38,359
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$4,219,556
Contributions received from participants2019-12-31$4,219,556
Participant contributions at end of year2019-12-31$1,460,225
Participant contributions at end of year2019-12-31$1,460,225
Participant contributions at beginning of year2019-12-31$1,533,018
Participant contributions at beginning of year2019-12-31$1,533,018
Participant contributions at end of year2019-12-31$806
Participant contributions at end of year2019-12-31$806
Participant contributions at beginning of year2019-12-31$301
Participant contributions at beginning of year2019-12-31$301
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$436,786
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$436,786
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$261
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$261
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$2,093
Other income not declared elsewhere2019-12-31$2,093
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,031,775
Value of net income/loss2019-12-31$7,031,775
Value of net assets at end of year (total assets less liabilities)2019-12-31$49,122,503
Value of net assets at end of year (total assets less liabilities)2019-12-31$49,122,503
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$42,090,728
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$42,090,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$28,282
Investment advisory and management fees2019-12-31$28,282
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$44,056,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$44,056,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$37,209,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$37,209,717
Value of interest in pooled separate accounts at end of year2019-12-31$2,168,718
Value of interest in pooled separate accounts at end of year2019-12-31$2,168,718
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,820,479
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,820,479
Interest on participant loans2019-12-31$95,499
Interest on participant loans2019-12-31$95,499
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$25,057
Interest earned on other investments2019-12-31$25,057
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,386,969
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,386,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,474,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,474,721
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,252,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,252,290
Net investment gain/loss from pooled separate accounts2019-12-31$432,965
Net investment gain/loss from pooled separate accounts2019-12-31$432,965
Net investment gain or loss from common/collective trusts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,048,672
Contributions received in cash from employer2019-12-31$2,048,672
Employer contributions (assets) at end of year2019-12-31$49,651
Employer contributions (assets) at end of year2019-12-31$49,651
Employer contributions (assets) at beginning of year2019-12-31$52,492
Employer contributions (assets) at beginning of year2019-12-31$52,492
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,263,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,263,291
Contract administrator fees2019-12-31$73,101
Contract administrator fees2019-12-31$73,101
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,995,679
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,106,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,994,550
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,581,352
Value of total assets at end of year2018-12-31$42,090,728
Value of total assets at beginning of year2018-12-31$41,201,576
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$111,977
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$101,827
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$895,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$895,588
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$4,169,285
Participant contributions at end of year2018-12-31$1,533,018
Participant contributions at beginning of year2018-12-31$1,438,185
Participant contributions at end of year2018-12-31$301
Participant contributions at beginning of year2018-12-31$123
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,413,594
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-3,114
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$889,152
Value of net assets at end of year (total assets less liabilities)2018-12-31$42,090,728
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$41,201,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$16,612
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$37,209,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$37,120,554
Value of interest in pooled separate accounts at end of year2018-12-31$1,820,479
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,787,254
Interest on participant loans2018-12-31$86,986
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$14,841
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,474,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$812,589
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,357,078
Net investment gain/loss from pooled separate accounts2018-12-31$-222,896
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,998,473
Employer contributions (assets) at end of year2018-12-31$52,492
Employer contributions (assets) at beginning of year2018-12-31$42,871
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,994,550
Contract administrator fees2018-12-31$95,365
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS
Accountancy firm EIN2018-12-31910189318
2017 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$5,294
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,878,709
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,583,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,465,735
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,887,188
Value of total assets at end of year2017-12-31$41,201,576
Value of total assets at beginning of year2017-12-31$31,911,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$117,391
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$84,820
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$752,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$752,748
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$3,600,142
Participant contributions at end of year2017-12-31$1,438,185
Participant contributions at beginning of year2017-12-31$1,272,039
Participant contributions at end of year2017-12-31$123
Participant contributions at beginning of year2017-12-31$135
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,352,826
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$1,039
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$5,024
Other income not declared elsewhere2017-12-31$25,448
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$270
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$9,295,292
Value of net assets at end of year (total assets less liabilities)2017-12-31$41,201,576
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$31,906,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$37,120,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,521,573
Value of interest in pooled separate accounts at end of year2017-12-31$1,787,254
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$78,940
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$5,880
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$5,061,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$21,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$21,763
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$812,589
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,995,064
Net investment gain/loss from pooled separate accounts2017-12-31$97,583
Net investment gain or loss from common/collective trusts2017-12-31$35,858
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,934,220
Employer contributions (assets) at end of year2017-12-31$42,871
Employer contributions (assets) at beginning of year2017-12-31$34,809
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,464,696
Contract administrator fees2017-12-31$102,391
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2016 401k financial data
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$5,294
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,444
Total income from all sources (including contributions)2016-12-31$7,421,559
Total of all expenses incurred2016-12-31$2,553,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,480,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,578,147
Value of total assets at end of year2016-12-31$31,911,578
Value of total assets at beginning of year2016-12-31$27,044,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$72,873
Total interest from all sources2016-12-31$63,401
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$479,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$479,830
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,135,641
Participant contributions at end of year2016-12-31$1,272,039
Participant contributions at beginning of year2016-12-31$1,076,368
Participant contributions at end of year2016-12-31$135
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$808,991
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$5,024
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$4,786
Administrative expenses (other) incurred2016-12-31$42,873
Liabilities. Value of operating payables at end of year2016-12-31$270
Liabilities. Value of operating payables at beginning of year2016-12-31$1,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,867,856
Value of net assets at end of year (total assets less liabilities)2016-12-31$31,906,284
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$27,038,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,521,573
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,885,653
Interest on participant loans2016-12-31$61,650
Interest earned on other investments2016-12-31$1,751
Value of interest in common/collective trusts at end of year2016-12-31$5,061,259
Value of interest in common/collective trusts at beginning of year2016-12-31$4,031,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$21,763
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$51,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$51,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,208,309
Net investment gain or loss from common/collective trusts2016-12-31$91,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,633,515
Employer contributions (assets) at end of year2016-12-31$34,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,480,830
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS, LLP
Accountancy firm EIN2016-12-31910189318
2015 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$6,444
Total income from all sources (including contributions)2015-12-31$3,640,645
Total of all expenses incurred2015-12-31$2,601,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,517,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,958,408
Value of total assets at end of year2015-12-31$27,044,872
Value of total assets at beginning of year2015-12-31$25,999,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$84,644
Total interest from all sources2015-12-31$57,771
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,027,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,027,322
Administrative expenses professional fees incurred2015-12-31$16,329
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,535,259
Participant contributions at end of year2015-12-31$1,076,368
Participant contributions at beginning of year2015-12-31$1,109,640
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$450
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$115,394
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$4,786
Administrative expenses (other) incurred2015-12-31$38,255
Liabilities. Value of operating payables at end of year2015-12-31$1,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$1,038,722
Value of net assets at end of year (total assets less liabilities)2015-12-31$27,038,428
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,999,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$30,060
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,885,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,261,648
Interest on participant loans2015-12-31$57,771
Value of interest in common/collective trusts at end of year2015-12-31$4,031,359
Value of interest in common/collective trusts at beginning of year2015-12-31$4,562,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$51,492
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$65,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$65,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,331,514
Net investment gain or loss from common/collective trusts2015-12-31$-71,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,307,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,517,279
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS, LLP
Accountancy firm EIN2015-12-31910189318
2014 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2014 401k financial data
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$150,357
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,481,232
Total of all expenses incurred2014-12-31$1,234,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,154,993
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,281,164
Value of total assets at end of year2014-12-31$25,999,706
Value of total assets at beginning of year2014-12-31$22,902,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,012
Total interest from all sources2014-12-31$58,561
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,177,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,177,675
Administrative expenses professional fees incurred2014-12-31$16,162
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,046,206
Participant contributions at end of year2014-12-31$1,109,640
Participant contributions at beginning of year2014-12-31$1,026,348
Participant contributions at end of year2014-12-31$450
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$113,137
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$145,707
Administrative expenses (other) incurred2014-12-31$35,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$3,247,227
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,999,706
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,752,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$27,774
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,261,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,353,326
Interest on participant loans2014-12-31$58,561
Value of interest in common/collective trusts at end of year2014-12-31$4,562,020
Value of interest in common/collective trusts at beginning of year2014-12-31$3,334,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$65,948
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$188,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$188,307
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-205,382
Net investment gain or loss from common/collective trusts2014-12-31$169,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,121,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,154,993
Contract administrator fees2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$4,650
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS, LLP
Accountancy firm EIN2014-12-31910189318
2013 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$150,357
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$43,150
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,999,281
Total of all expenses incurred2013-12-31$1,964,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,891,478
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,835,167
Value of total assets at end of year2013-12-31$22,902,836
Value of total assets at beginning of year2013-12-31$18,761,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$73,261
Total interest from all sources2013-12-31$52,682
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$687,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$687,147
Administrative expenses professional fees incurred2013-12-31$16,649
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,756,334
Participant contributions at end of year2013-12-31$1,026,348
Participant contributions at beginning of year2013-12-31$947,043
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$108,070
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$145,707
Administrative expenses (other) incurred2013-12-31$32,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$4,034,542
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,752,479
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,717,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$23,913
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,353,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,670,481
Interest on participant loans2013-12-31$52,682
Value of interest in common/collective trusts at end of year2013-12-31$3,334,855
Value of interest in common/collective trusts at beginning of year2013-12-31$4,068,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$188,307
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$74,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$74,938
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,519,719
Net investment gain or loss from common/collective trusts2013-12-31$-95,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$970,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,891,478
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$4,650
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$43,150
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS, LLP
Accountancy firm EIN2013-12-31910189318
2012 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$43,150
Total income from all sources (including contributions)2012-12-31$4,355,433
Total of all expenses incurred2012-12-31$910,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$858,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,611,748
Value of total assets at end of year2012-12-31$18,761,087
Value of total assets at beginning of year2012-12-31$15,273,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$52,309
Total interest from all sources2012-12-31$50,415
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$339,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$339,028
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,519,152
Participant contributions at end of year2012-12-31$947,043
Participant contributions at beginning of year2012-12-31$850,543
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$237,644
Administrative expenses (other) incurred2012-12-31$31,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,444,810
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,717,937
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,273,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$20,788
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,670,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,923,609
Interest on participant loans2012-12-31$50,415
Value of interest in common/collective trusts at end of year2012-12-31$4,068,625
Value of interest in common/collective trusts at beginning of year2012-12-31$3,493,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$74,938
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$5,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$5,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,057,545
Net investment gain or loss from common/collective trusts2012-12-31$296,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$854,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$858,314
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$43,150
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS, LLP
Accountancy firm EIN2012-12-31910189318
2011 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,492,046
Total of all expenses incurred2011-12-31$1,148,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,082,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,996,547
Value of total assets at end of year2011-12-31$15,273,127
Value of total assets at beginning of year2011-12-31$14,929,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$65,685
Total interest from all sources2011-12-31$43,526
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$267,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$267,572
Administrative expenses professional fees incurred2011-12-31$15,143
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,271,837
Participant contributions at end of year2011-12-31$850,543
Participant contributions at beginning of year2011-12-31$780,323
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$15,963
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$3,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$343,393
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,273,127
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,929,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$19,514
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,923,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,174,660
Interest on participant loans2011-12-31$43,356
Value of interest in common/collective trusts at end of year2011-12-31$3,493,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$5,067
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,974,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,974,751
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-952,946
Net investment gain or loss from common/collective trusts2011-12-31$137,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$708,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,082,968
Contract administrator fees2011-12-31$27,195
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS, LLP
Accountancy firm EIN2011-12-31910189318
2010 : HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$908,428
Total unrealized appreciation/depreciation of assets2010-12-31$908,428
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,387,336
Total loss/gain on sale of assets2010-12-31$170,601
Total of all expenses incurred2010-12-31$766,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$719,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,020,846
Value of total assets at end of year2010-12-31$14,929,734
Value of total assets at beginning of year2010-12-31$12,308,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$47,010
Total interest from all sources2010-12-31$39,725
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$247,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$247,736
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,204,381
Participant contributions at end of year2010-12-31$780,323
Participant contributions at beginning of year2010-12-31$651,898
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$53,157
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$316
Administrative expenses (other) incurred2010-12-31$5,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,621,121
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,929,734
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,308,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$17,063
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,174,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,261,471
Interest on participant loans2010-12-31$38,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,974,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,394,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,394,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$763,308
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$719,205
Contract administrator fees2010-12-31$24,394
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$170,601
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS, LLP
Accountancy firm EIN2010-12-31910189318

Form 5500 Responses for HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

2022: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HARLEY MARINE SERVICES, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered871
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465040
Policy instance 1
Insurance contract or identification number465040
Number of Individuals Covered871
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered719
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465040
Policy instance 1
Insurance contract or identification number465040
Number of Individuals Covered719
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered710
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465040
Policy instance 1
Insurance contract or identification number465040
Number of Individuals Covered710
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered687
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465040
Policy instance 1
Insurance contract or identification number465040
Number of Individuals Covered687
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered787
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $806
Total amount of fees paid to insurance companyUSD $215
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $806
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465040
Policy instance 1
Insurance contract or identification number465040
Number of Individuals Covered787
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,194
Total amount of fees paid to insurance companyUSD $585
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,194
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered720
Insurance policy start date2017-06-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $273
Total amount of fees paid to insurance companyUSD $104
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $273
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465040
Policy instance 1
Insurance contract or identification number465040
Number of Individuals Covered720
Insurance policy start date2017-06-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $449
Total amount of fees paid to insurance companyUSD $143
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $449
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH

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