THE MARKETS, LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2023 : THE MARKETS, LLC 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $2,228,281 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $1,521,391 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,421,382 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $31,773 |
| Value of total corrective distributions | 2023-12-31 | $355 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $668,913 |
| Value of total assets at end of year | 2023-12-31 | $11,524,344 |
| Value of total assets at beginning of year | 2023-12-31 | $10,817,454 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $67,881 |
| Total interest from all sources | 2023-12-31 | $9,060 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $12,859 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $12,859 |
| Was this plan covered by a fidelity bond | 2023-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $668,913 |
| Participant contributions at end of year | 2023-12-31 | $171,300 |
| Participant contributions at beginning of year | 2023-12-31 | $103,423 |
| Participant contributions at end of year | 2023-12-31 | $24,064 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $433,218 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $384,305 |
| Other income not declared elsewhere | 2023-12-31 | $49,009 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $706,890 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $11,524,344 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $10,817,454 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $79,058 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $28,621 |
| Interest on participant loans | 2023-12-31 | $9,030 |
| Interest earned on other investments | 2023-12-31 | $30 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $10,816,299 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $10,299,948 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $405 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $1,157 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $5,372 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $2,492 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $1,480,576 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,421,382 |
| Contract administrator fees | 2023-12-31 | $67,881 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $2,228,281 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $1,521,391 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $1,421,382 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $31,773 |
| Value of total corrective distributions | 2023-01-01 | $355 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $668,913 |
| Value of total assets at end of year | 2023-01-01 | $11,524,344 |
| Value of total assets at beginning of year | 2023-01-01 | $10,817,454 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $67,881 |
| Total interest from all sources | 2023-01-01 | $9,060 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $12,859 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $12,859 |
| Was this plan covered by a fidelity bond | 2023-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $668,913 |
| Participant contributions at end of year | 2023-01-01 | $171,300 |
| Participant contributions at beginning of year | 2023-01-01 | $103,423 |
| Participant contributions at end of year | 2023-01-01 | $24,064 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $433,218 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $384,305 |
| Other income not declared elsewhere | 2023-01-01 | $49,009 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $706,890 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $11,524,344 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $10,817,454 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $79,058 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $28,621 |
| Interest on participant loans | 2023-01-01 | $9,030 |
| Interest earned on other investments | 2023-01-01 | $30 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $10,816,299 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $10,299,948 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $405 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $1,157 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $5,372 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $2,492 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $1,480,576 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $1,421,382 |
| Contract administrator fees | 2023-01-01 | $67,881 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-01-01 | 410746749 |
| 2022 : THE MARKETS, LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,063,761 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $2,397,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,324,756 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $14 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $656,143 |
| Value of total assets at end of year | 2022-12-31 | $10,817,454 |
| Value of total assets at beginning of year | 2022-12-31 | $14,278,991 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $73,006 |
| Total interest from all sources | 2022-12-31 | $8,547 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $298 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $298 |
| Was this plan covered by a fidelity bond | 2022-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $653,460 |
| Participant contributions at end of year | 2022-12-31 | $103,423 |
| Participant contributions at beginning of year | 2022-12-31 | $99,201 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $384,305 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $243,127 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,683 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $297 |
| Other income not declared elsewhere | 2022-12-31 | $-26,531 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,461,537 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $10,817,454 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $14,278,991 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $13,738,376 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $28,621 |
| Interest on participant loans | 2022-12-31 | $6,044 |
| Interest earned on other investments | 2022-12-31 | $2,503 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $10,299,948 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $197,943 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $47 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $47 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,157 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-460,412 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-12,014 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,229,792 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,324,756 |
| Contract administrator fees | 2022-12-31 | $73,006 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,063,761 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $2,397,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,324,756 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $14 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $656,143 |
| Value of total assets at end of year | 2022-01-01 | $10,817,454 |
| Value of total assets at beginning of year | 2022-01-01 | $14,278,991 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $73,006 |
| Total interest from all sources | 2022-01-01 | $8,547 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $298 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $298 |
| Was this plan covered by a fidelity bond | 2022-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $653,460 |
| Participant contributions at end of year | 2022-01-01 | $103,423 |
| Participant contributions at beginning of year | 2022-01-01 | $99,201 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $384,305 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $243,127 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $2,683 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $297 |
| Other income not declared elsewhere | 2022-01-01 | $-26,531 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,461,537 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $10,817,454 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $14,278,991 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $13,738,376 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $28,621 |
| Interest on participant loans | 2022-01-01 | $6,044 |
| Interest earned on other investments | 2022-01-01 | $2,503 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $10,299,948 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $197,943 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $1,157 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-460,412 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-12,014 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-1,229,792 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,324,756 |
| Contract administrator fees | 2022-01-01 | $73,006 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-01-01 | Yes |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-01-01 | 410746749 |
| 2021 : THE MARKETS, LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $3,228 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,234,891 |
| Total of all expenses incurred | 2021-12-31 | $1,175,622 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,151,191 |
| Value of total corrective distributions | 2021-12-31 | $3,283 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $575,814 |
| Value of total assets at end of year | 2021-12-31 | $14,278,991 |
| Value of total assets at beginning of year | 2021-12-31 | $13,222,950 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $21,148 |
| Total interest from all sources | 2021-12-31 | $6,467 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $120,066 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $120,066 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $567,410 |
| Participant contributions at end of year | 2021-12-31 | $99,201 |
| Participant contributions at beginning of year | 2021-12-31 | $132,899 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $243,127 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $297 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $110 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $3,228 |
| Other income not declared elsewhere | 2021-12-31 | $366 |
| Administrative expenses (other) incurred | 2021-12-31 | $21,148 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,059,269 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $14,278,991 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $13,219,722 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $13,738,376 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $12,731,687 |
| Interest on participant loans | 2021-12-31 | $6,467 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $197,943 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $358,254 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $47 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,529,557 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $2,621 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $8,404 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,151,191 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | CLIFTON LARSON ALLEN LLP |
| Accountancy firm EIN | 2021-12-31 | 410746749 |
| 2020 : THE MARKETS, LLC 401(K) PLAN 2020 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $3,228 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,264,775 |
| Total of all expenses incurred | 2020-12-31 | $1,311,890 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,287,461 |
| Value of total corrective distributions | 2020-12-31 | $5,306 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $581,697 |
| Value of total assets at end of year | 2020-12-31 | $13,222,950 |
| Value of total assets at beginning of year | 2020-12-31 | $12,266,837 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $19,123 |
| Total interest from all sources | 2020-12-31 | $10,954 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $153,504 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $153,504 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $566,650 |
| Participant contributions at end of year | 2020-12-31 | $132,899 |
| Participant contributions at beginning of year | 2020-12-31 | $242,832 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $110 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $214 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $3,228 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Administrative expenses (other) incurred | 2020-12-31 | $19,123 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $952,885 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $13,219,722 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $12,266,837 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $12,731,687 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $11,889,625 |
| Interest on participant loans | 2020-12-31 | $10,952 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $358,254 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $131,989 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $2,177 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $2,177 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $2 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,513,524 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $5,096 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $15,047 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,287,461 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN, LLP |
| Accountancy firm EIN | 2020-12-31 | 410746749 |
| 2019 : THE MARKETS, LLC 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $2,524,794 |
| Total of all expenses incurred | 2019-12-31 | $549,050 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $521,863 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $5,182 |
| Value of total corrective distributions | 2019-12-31 | $1,944 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $515,681 |
| Value of total assets at end of year | 2019-12-31 | $12,266,837 |
| Value of total assets at beginning of year | 2019-12-31 | $10,291,093 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $20,061 |
| Total interest from all sources | 2019-12-31 | $15,299 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $132,190 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $132,190 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $515,681 |
| Participant contributions at end of year | 2019-12-31 | $242,832 |
| Participant contributions at beginning of year | 2019-12-31 | $277,429 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $214 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $167 |
| Administrative expenses (other) incurred | 2019-12-31 | $20,061 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,975,744 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $12,266,837 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,291,093 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $11,889,625 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $9,983,378 |
| Interest on participant loans | 2019-12-31 | $15,286 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $131,989 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $28,172 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $2,177 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,947 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,947 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $13 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,860,209 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,415 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $521,863 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2019-12-31 | 910189318 |
| 2018 : THE MARKETS, LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $65,676 |
| Total of all expenses incurred | 2018-12-31 | $1,708,488 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,679,276 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $947 |
| Value of total corrective distributions | 2018-12-31 | $7,187 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $553,965 |
| Value of total assets at end of year | 2018-12-31 | $10,291,093 |
| Value of total assets at beginning of year | 2018-12-31 | $11,933,905 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $21,078 |
| Total interest from all sources | 2018-12-31 | $14,034 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $119,170 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $119,170 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $549,626 |
| Participant contributions at end of year | 2018-12-31 | $277,429 |
| Participant contributions at beginning of year | 2018-12-31 | $264,554 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $4,339 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $167 |
| Administrative expenses (other) incurred | 2018-12-31 | $21,078 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,642,812 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $10,291,093 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $11,933,905 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $9,983,378 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $11,462,195 |
| Interest on participant loans | 2018-12-31 | $14,029 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $28,172 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $205,538 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,947 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,618 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,618 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $5 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-622,371 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $878 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,679,276 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2018-12-31 | 910189318 |
| 2017 : THE MARKETS, LLC 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $2,244,313 |
| Total of all expenses incurred | 2017-12-31 | $970,716 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $941,549 |
| Value of total corrective distributions | 2017-12-31 | $2,974 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $530,972 |
| Value of total assets at end of year | 2017-12-31 | $11,933,905 |
| Value of total assets at beginning of year | 2017-12-31 | $10,660,308 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $26,193 |
| Total interest from all sources | 2017-12-31 | $11,310 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $124,262 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $124,262 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $506,972 |
| Participant contributions at end of year | 2017-12-31 | $264,554 |
| Participant contributions at beginning of year | 2017-12-31 | $298,350 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $24,000 |
| Administrative expenses (other) incurred | 2017-12-31 | $26,193 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,273,597 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $11,933,905 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $10,660,308 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $11,462,195 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $9,788,354 |
| Interest on participant loans | 2017-12-31 | $11,309 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $205,538 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $572,123 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,618 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,481 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,481 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,575,281 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $2,488 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $941,549 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2017-12-31 | 910189318 |
| 2016 : THE MARKETS, LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $1,157,195 |
| Total of all expenses incurred | 2016-12-31 | $2,007,953 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,968,554 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $5,591 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $379,210 |
| Value of total assets at end of year | 2016-12-31 | $10,660,308 |
| Value of total assets at beginning of year | 2016-12-31 | $11,511,066 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $33,808 |
| Total interest from all sources | 2016-12-31 | $14,162 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $118,258 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $118,258 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $379,210 |
| Participant contributions at end of year | 2016-12-31 | $298,350 |
| Participant contributions at beginning of year | 2016-12-31 | $348,307 |
| Administrative expenses (other) incurred | 2016-12-31 | $33,808 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-850,758 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $10,660,308 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,511,066 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $9,788,354 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,603,539 |
| Interest on participant loans | 2016-12-31 | $14,162 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $572,123 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $557,840 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,481 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,380 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,380 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $640,881 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $4,684 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,968,554 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | FARBER HASS HURLEY LLP |
| Accountancy firm EIN | 2016-12-31 | 204207759 |
| 2015 : THE MARKETS, LLC 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $516,832 |
| Total of all expenses incurred | 2015-12-31 | $1,827,369 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,785,052 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $5,128 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $381,414 |
| Value of total assets at end of year | 2015-12-31 | $11,511,066 |
| Value of total assets at beginning of year | 2015-12-31 | $12,821,603 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $37,189 |
| Total interest from all sources | 2015-12-31 | $13,945 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $124,629 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $124,629 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $381,414 |
| Participant contributions at end of year | 2015-12-31 | $348,307 |
| Participant contributions at beginning of year | 2015-12-31 | $308,206 |
| Administrative expenses (other) incurred | 2015-12-31 | $37,189 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-1,310,537 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,511,066 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $12,821,603 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,603,539 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $11,939,683 |
| Interest on participant loans | 2015-12-31 | $13,945 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $557,840 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $572,613 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,380 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,101 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,101 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-7,134 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $3,978 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,785,052 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | FARBER HASS HURLEY LLP |
| Accountancy firm EIN | 2015-12-31 | 204207759 |
| 2014 : THE MARKETS, LLC 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $1,378,722 |
| Total of all expenses incurred | 2014-12-31 | $1,494,866 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,462,604 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $467,624 |
| Value of total assets at end of year | 2014-12-31 | $12,821,603 |
| Value of total assets at beginning of year | 2014-12-31 | $12,937,747 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $32,262 |
| Total interest from all sources | 2014-12-31 | $13,719 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $143,709 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $143,709 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $467,624 |
| Participant contributions at end of year | 2014-12-31 | $308,206 |
| Participant contributions at beginning of year | 2014-12-31 | $364,778 |
| Administrative expenses (other) incurred | 2014-12-31 | $32,262 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-116,144 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $12,821,603 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $12,937,747 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $11,939,683 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $11,760,217 |
| Interest on participant loans | 2014-12-31 | $13,719 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $572,613 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $812,507 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,101 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $245 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $245 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $731,676 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $21,994 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,462,604 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | FARBER HASS HURLEY LLP |
| Accountancy firm EIN | 2014-12-31 | 204207759 |
| 2013 : THE MARKETS, LLC 401(K) PLAN 2013 401k financial data |
|---|
| Total transfer of assets to this plan | 2013-12-31 | $13,796,840 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,337,378 |
| Total of all expenses incurred | 2013-12-31 | $2,196,471 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,171,657 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $12,761 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $224,916 |
| Value of total assets at end of year | 2013-12-31 | $12,937,747 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $12,053 |
| Total interest from all sources | 2013-12-31 | $6,101 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $76,106 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $76,106 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $224,916 |
| Participant contributions at end of year | 2013-12-31 | $364,778 |
| Administrative expenses (other) incurred | 2013-12-31 | $12,053 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-859,093 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $12,937,747 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $11,760,217 |
| Interest on participant loans | 2013-12-31 | $6,101 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $812,507 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $245 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,033,144 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $-2,889 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,171,657 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
