401k Plan data: THE MARKETS, LLC 401(K) PLAN plan

THE MARKETS, LLC 401(K) PLAN 401k Plan overview

Plan Name	THE MARKETS, LLC 401(K) PLAN
Plan identification number	001

THE MARKETS, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE MARKETS, LLC has sponsored the creation of one or more 401k plans.

Company Name: THE MARKETS, LLC

Employer identification number (EIN): 912122791

NAIC Classification: 445110
NAIC Description: Supermarkets and Other Grocery (except Convenience) Stores

Additional information about THE MARKETS, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 2001-05-31

Company Identification Number: 602124656

Legal Registered Office Address: 701 5TH AVE STE 3300

SEATTLE
United States of America (USA)
981040000

More information about THE MARKETS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE MARKETS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 PATRICK BENNETT
001 2016-01-01 HEATHER SKEWIS
001 2015-01-01 HEATHER SKEWIS
001 2014-01-01 HEATHER SKEWIS
001 2013-08-01 MARCUS SCHUMACHER

Plan Statistics for THE MARKETS, LLC 401(K) PLAN

401k plan membership statisitcs for THE MARKETS, LLC 401(K) PLAN

Measure Date Value
2022: THE MARKETS, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 418
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 237
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 98
Total of all active and inactive participants 2022-01-01 335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 335
Number of participants with account balances 2022-01-01 323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: THE MARKETS, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 471
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 294
Number of retired or separated participants receiving benefits 2021-01-01 3
Number of other retired or separated participants entitled to future benefits 2021-01-01 179
Total of all active and inactive participants 2021-01-01 476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 480
Number of participants with account balances 2021-01-01 423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE MARKETS, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 506
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 296
Number of retired or separated participants receiving benefits 2020-01-01 2
Number of other retired or separated participants entitled to future benefits 2020-01-01 171
Total of all active and inactive participants 2020-01-01 469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 2
Total participants 2020-01-01 471
Number of participants with account balances 2020-01-01 457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE MARKETS, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 492
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 349
Number of retired or separated participants receiving benefits 2019-01-01 3
Number of other retired or separated participants entitled to future benefits 2019-01-01 154
Total of all active and inactive participants 2019-01-01 506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 506
Number of participants with account balances 2019-01-01 392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE MARKETS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 547
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 329
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 159
Total of all active and inactive participants 2018-01-01 492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 492
Number of participants with account balances 2018-01-01 412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE MARKETS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 689
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 367
Number of retired or separated participants receiving benefits 2017-01-01 3
Number of other retired or separated participants entitled to future benefits 2017-01-01 177
Total of all active and inactive participants 2017-01-01 547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 547
Number of participants with account balances 2017-01-01 468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE MARKETS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 629
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 459
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 226
Total of all active and inactive participants 2016-01-01 688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 688
Number of participants with account balances 2016-01-01 501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE MARKETS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 645
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 467
Number of retired or separated participants receiving benefits 2015-01-01 4
Number of other retired or separated participants entitled to future benefits 2015-01-01 158
Total of all active and inactive participants 2015-01-01 629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 629
Number of participants with account balances 2015-01-01 493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE MARKETS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 879
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 481
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 161
Total of all active and inactive participants 2014-01-01 645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 645
Number of participants with account balances 2014-01-01 545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE MARKETS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-08-01 879
Total number of active participants reported on line 7a of the Form 5500 2013-08-01 714
Number of retired or separated participants receiving benefits 2013-08-01 1
Number of other retired or separated participants entitled to future benefits 2013-08-01 164
Total of all active and inactive participants 2013-08-01 879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-08-01 0
Total participants 2013-08-01 879
Number of participants with account balances 2013-08-01 679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-08-01 0

Measure	Date	Value
2022: THE MARKETS, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	418
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	237
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	98
Total of all active and inactive participants	2022-01-01	335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	335
Number of participants with account balances	2022-01-01	323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: THE MARKETS, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	471
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	294
Number of retired or separated participants receiving benefits	2021-01-01	3
Number of other retired or separated participants entitled to future benefits	2021-01-01	179
Total of all active and inactive participants	2021-01-01	476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	480
Number of participants with account balances	2021-01-01	423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE MARKETS, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	506
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	296
Number of retired or separated participants receiving benefits	2020-01-01	2
Number of other retired or separated participants entitled to future benefits	2020-01-01	171
Total of all active and inactive participants	2020-01-01	469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	2
Total participants	2020-01-01	471
Number of participants with account balances	2020-01-01	457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE MARKETS, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	492
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	349
Number of retired or separated participants receiving benefits	2019-01-01	3
Number of other retired or separated participants entitled to future benefits	2019-01-01	154
Total of all active and inactive participants	2019-01-01	506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	506
Number of participants with account balances	2019-01-01	392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE MARKETS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	547
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	329
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	159
Total of all active and inactive participants	2018-01-01	492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	492
Number of participants with account balances	2018-01-01	412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE MARKETS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	689
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	367
Number of retired or separated participants receiving benefits	2017-01-01	3
Number of other retired or separated participants entitled to future benefits	2017-01-01	177
Total of all active and inactive participants	2017-01-01	547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	547
Number of participants with account balances	2017-01-01	468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE MARKETS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	629
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	459
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	226
Total of all active and inactive participants	2016-01-01	688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	688
Number of participants with account balances	2016-01-01	501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE MARKETS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	645
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	467
Number of retired or separated participants receiving benefits	2015-01-01	4
Number of other retired or separated participants entitled to future benefits	2015-01-01	158
Total of all active and inactive participants	2015-01-01	629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	629
Number of participants with account balances	2015-01-01	493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE MARKETS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	879
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	481
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	161
Total of all active and inactive participants	2014-01-01	645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	645
Number of participants with account balances	2014-01-01	545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE MARKETS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-08-01	879
Total number of active participants reported on line 7a of the Form 5500	2013-08-01	714
Number of retired or separated participants receiving benefits	2013-08-01	1
Number of other retired or separated participants entitled to future benefits	2013-08-01	164
Total of all active and inactive participants	2013-08-01	879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-08-01	0
Total participants	2013-08-01	879
Number of participants with account balances	2013-08-01	679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-08-01	0

Financial Data on THE MARKETS, LLC 401(K) PLAN

Measure	Date	Value
2022 : THE MARKETS, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,063,761
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,397,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,324,756
Expenses. Certain deemed distributions of participant loans	2022-12-31	$14
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$656,143
Value of total assets at end of year	2022-12-31	$10,817,454
Value of total assets at beginning of year	2022-12-31	$14,278,991
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$73,006
Total interest from all sources	2022-12-31	$8,547
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$298
Was this plan covered by a fidelity bond	2022-12-31	No
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$653,460
Participant contributions at end of year	2022-12-31	$103,423
Participant contributions at beginning of year	2022-12-31	$99,201
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$384,305
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$243,127
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,683
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$297
Other income not declared elsewhere	2022-12-31	$-26,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,461,537
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$10,817,454
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$14,278,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$13,738,376
Value of interest in pooled separate accounts at end of year	2022-12-31	$28,621
Interest on participant loans	2022-12-31	$6,044
Interest earned on other investments	2022-12-31	$2,503
Value of interest in common/collective trusts at end of year	2022-12-31	$10,299,948
Value of interest in common/collective trusts at beginning of year	2022-12-31	$197,943
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$47
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$47
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$1,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-460,412
Net investment gain/loss from pooled separate accounts	2022-12-31	$-12,014
Net investment gain or loss from common/collective trusts	2022-12-31	$-1,229,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,324,756
Contract administrator fees	2022-12-31	$73,006
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : THE MARKETS, LLC 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$3,228
Total income from all sources (including contributions)	2021-12-31	$2,234,891
Total of all expenses incurred	2021-12-31	$1,175,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,151,191
Value of total corrective distributions	2021-12-31	$3,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$575,814
Value of total assets at end of year	2021-12-31	$14,278,991
Value of total assets at beginning of year	2021-12-31	$13,222,950
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$21,148
Total interest from all sources	2021-12-31	$6,467
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$120,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$120,066
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$567,410
Participant contributions at end of year	2021-12-31	$99,201
Participant contributions at beginning of year	2021-12-31	$132,899
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$243,127
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$297
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$3,228
Other income not declared elsewhere	2021-12-31	$366
Administrative expenses (other) incurred	2021-12-31	$21,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,059,269
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$14,278,991
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$13,219,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$13,738,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$12,731,687
Interest on participant loans	2021-12-31	$6,467
Value of interest in common/collective trusts at end of year	2021-12-31	$197,943
Value of interest in common/collective trusts at beginning of year	2021-12-31	$358,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$47
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,529,557
Net investment gain or loss from common/collective trusts	2021-12-31	$2,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$8,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,151,191
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	CLIFTON LARSON ALLEN LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : THE MARKETS, LLC 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,228
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,264,775
Total of all expenses incurred	2020-12-31	$1,311,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,287,461
Value of total corrective distributions	2020-12-31	$5,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$581,697
Value of total assets at end of year	2020-12-31	$13,222,950
Value of total assets at beginning of year	2020-12-31	$12,266,837
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$19,123
Total interest from all sources	2020-12-31	$10,954
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$153,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$153,504
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$566,650
Participant contributions at end of year	2020-12-31	$132,899
Participant contributions at beginning of year	2020-12-31	$242,832
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$110
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$214
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$3,228
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$19,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$952,885
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$13,219,722
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$12,266,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$12,731,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$11,889,625
Interest on participant loans	2020-12-31	$10,952
Value of interest in common/collective trusts at end of year	2020-12-31	$358,254
Value of interest in common/collective trusts at beginning of year	2020-12-31	$131,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,177
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,513,524
Net investment gain or loss from common/collective trusts	2020-12-31	$5,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$15,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,287,461
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : THE MARKETS, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$2,524,794
Total of all expenses incurred	2019-12-31	$549,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$521,863
Expenses. Certain deemed distributions of participant loans	2019-12-31	$5,182
Value of total corrective distributions	2019-12-31	$1,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$515,681
Value of total assets at end of year	2019-12-31	$12,266,837
Value of total assets at beginning of year	2019-12-31	$10,291,093
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$20,061
Total interest from all sources	2019-12-31	$15,299
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$132,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$132,190
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$515,681
Participant contributions at end of year	2019-12-31	$242,832
Participant contributions at beginning of year	2019-12-31	$277,429
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$167
Administrative expenses (other) incurred	2019-12-31	$20,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,975,744
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$12,266,837
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,291,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$11,889,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,983,378
Interest on participant loans	2019-12-31	$15,286
Value of interest in common/collective trusts at end of year	2019-12-31	$131,989
Value of interest in common/collective trusts at beginning of year	2019-12-31	$28,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,177
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,947
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,860,209
Net investment gain or loss from common/collective trusts	2019-12-31	$1,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$521,863
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2019-12-31	910189318
2018 : THE MARKETS, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$65,676
Total of all expenses incurred	2018-12-31	$1,708,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,679,276
Expenses. Certain deemed distributions of participant loans	2018-12-31	$947
Value of total corrective distributions	2018-12-31	$7,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$553,965
Value of total assets at end of year	2018-12-31	$10,291,093
Value of total assets at beginning of year	2018-12-31	$11,933,905
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$21,078
Total interest from all sources	2018-12-31	$14,034
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$119,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$119,170
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$549,626
Participant contributions at end of year	2018-12-31	$277,429
Participant contributions at beginning of year	2018-12-31	$264,554
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$4,339
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$167
Administrative expenses (other) incurred	2018-12-31	$21,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,642,812
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,291,093
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,933,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,983,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$11,462,195
Interest on participant loans	2018-12-31	$14,029
Value of interest in common/collective trusts at end of year	2018-12-31	$28,172
Value of interest in common/collective trusts at beginning of year	2018-12-31	$205,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$1,947
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$1,618
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$1,618
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-622,371
Net investment gain or loss from common/collective trusts	2018-12-31	$878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,679,276
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : THE MARKETS, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,244,313
Total of all expenses incurred	2017-12-31	$970,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$941,549
Value of total corrective distributions	2017-12-31	$2,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$530,972
Value of total assets at end of year	2017-12-31	$11,933,905
Value of total assets at beginning of year	2017-12-31	$10,660,308
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$26,193
Total interest from all sources	2017-12-31	$11,310
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$124,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$124,262
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$506,972
Participant contributions at end of year	2017-12-31	$264,554
Participant contributions at beginning of year	2017-12-31	$298,350
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$24,000
Administrative expenses (other) incurred	2017-12-31	$26,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,273,597
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,933,905
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,660,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$11,462,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$9,788,354
Interest on participant loans	2017-12-31	$11,309
Value of interest in common/collective trusts at end of year	2017-12-31	$205,538
Value of interest in common/collective trusts at beginning of year	2017-12-31	$572,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$1,618
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,481
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,481
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,575,281
Net investment gain or loss from common/collective trusts	2017-12-31	$2,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$941,549
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318
2016 : THE MARKETS, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,157,195
Total of all expenses incurred	2016-12-31	$2,007,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,968,554
Expenses. Certain deemed distributions of participant loans	2016-12-31	$5,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$379,210
Value of total assets at end of year	2016-12-31	$10,660,308
Value of total assets at beginning of year	2016-12-31	$11,511,066
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$33,808
Total interest from all sources	2016-12-31	$14,162
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$118,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$118,258
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$379,210
Participant contributions at end of year	2016-12-31	$298,350
Participant contributions at beginning of year	2016-12-31	$348,307
Administrative expenses (other) incurred	2016-12-31	$33,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-850,758
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,660,308
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,511,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,788,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,603,539
Interest on participant loans	2016-12-31	$14,162
Value of interest in common/collective trusts at end of year	2016-12-31	$572,123
Value of interest in common/collective trusts at beginning of year	2016-12-31	$557,840
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,481
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$640,881
Net investment gain or loss from common/collective trusts	2016-12-31	$4,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,968,554
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2016-12-31	204207759
2015 : THE MARKETS, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$516,832
Total of all expenses incurred	2015-12-31	$1,827,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,785,052
Expenses. Certain deemed distributions of participant loans	2015-12-31	$5,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$381,414
Value of total assets at end of year	2015-12-31	$11,511,066
Value of total assets at beginning of year	2015-12-31	$12,821,603
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$37,189
Total interest from all sources	2015-12-31	$13,945
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$124,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$124,629
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$381,414
Participant contributions at end of year	2015-12-31	$348,307
Participant contributions at beginning of year	2015-12-31	$308,206
Administrative expenses (other) incurred	2015-12-31	$37,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,310,537
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,511,066
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,821,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,603,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$11,939,683
Interest on participant loans	2015-12-31	$13,945
Value of interest in common/collective trusts at end of year	2015-12-31	$557,840
Value of interest in common/collective trusts at beginning of year	2015-12-31	$572,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,101
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-7,134
Net investment gain or loss from common/collective trusts	2015-12-31	$3,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,785,052
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2015-12-31	204207759
2014 : THE MARKETS, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,378,722
Total of all expenses incurred	2014-12-31	$1,494,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,462,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$467,624
Value of total assets at end of year	2014-12-31	$12,821,603
Value of total assets at beginning of year	2014-12-31	$12,937,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$32,262
Total interest from all sources	2014-12-31	$13,719
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$143,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$143,709
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$467,624
Participant contributions at end of year	2014-12-31	$308,206
Participant contributions at beginning of year	2014-12-31	$364,778
Administrative expenses (other) incurred	2014-12-31	$32,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-116,144
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,821,603
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,937,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$11,939,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,760,217
Interest on participant loans	2014-12-31	$13,719
Value of interest in common/collective trusts at end of year	2014-12-31	$572,613
Value of interest in common/collective trusts at beginning of year	2014-12-31	$812,507
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,101
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$245
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$731,676
Net investment gain or loss from common/collective trusts	2014-12-31	$21,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,462,604
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2014-12-31	204207759
2013 : THE MARKETS, LLC 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$13,796,840
Total income from all sources (including contributions)	2013-12-31	$1,337,378
Total of all expenses incurred	2013-12-31	$2,196,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,171,657
Expenses. Certain deemed distributions of participant loans	2013-12-31	$12,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$224,916
Value of total assets at end of year	2013-12-31	$12,937,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$12,053
Total interest from all sources	2013-12-31	$6,101
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$76,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$76,106
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$224,916
Participant contributions at end of year	2013-12-31	$364,778
Administrative expenses (other) incurred	2013-12-31	$12,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-859,093
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,937,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,760,217
Interest on participant loans	2013-12-31	$6,101
Value of interest in common/collective trusts at end of year	2013-12-31	$812,507
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$245
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,033,144
Net investment gain or loss from common/collective trusts	2013-12-31	$-2,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,171,657
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No

Form 5500 Responses for THE MARKETS, LLC 401(K) PLAN

2022: THE MARKETS, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE MARKETS, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE MARKETS, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE MARKETS, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE MARKETS, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE MARKETS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE MARKETS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE MARKETS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE MARKETS, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE MARKETS, LLC 401(K) PLAN 2013 form 5500 responses
2013-08-01	Type of plan entity	Single employer plan
2013-08-01	First time form 5500 has been submitted	Yes
2013-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-08-01	Plan funding arrangement – Trust	Yes
2013-08-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	335
Insurance policy start date	2022-01-13
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

473199

Policy instance

Insurance contract or identification number	473199
Number of Individuals Covered	335
Insurance policy start date	2022-01-13
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE MARKETS, LLC
Employer identification number (EIN):	912122791
NAIC Classification:	445110
NAIC Description:	Supermarkets and Other Grocery (except Convenience) Stores

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	2001-05-31
Company Identification Number:	602124656
Legal Registered Office Address:	701 5TH AVE STE 3300 SEATTLE United States of America (USA) 981040000