401k Plan data: CASTLE LAW GROUP 401(K) PLAN plan

CASTLE LAW GROUP 401(K) PLAN 401k Plan overview

Plan Name	CASTLE LAW GROUP 401(K) PLAN
Plan identification number	001

CASTLE LAW GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE CASTLE LAW GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: THE CASTLE LAW GROUP, LLC

Employer identification number (EIN): 920185839

NAIC Classification: 531390
NAIC Description: Other Activities Related to Real Estate

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CASTLE LAW GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 SARAH MOSS
001 2014-01-01 SARAH MOSS
001 2014-01-01 SARAH MOSS
001 2013-01-01 SARAH MOSS
001 2012-01-01 SARAH MOSS
001 2009-01-01 WILLIAM NAPIER

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	SARAH MOSS
001	2014-01-01	SARAH MOSS
001	2014-01-01	SARAH MOSS
001	2013-01-01	SARAH MOSS
001	2012-01-01	SARAH MOSS
001	2009-01-01	WILLIAM NAPIER

Plan Statistics for CASTLE LAW GROUP 401(K) PLAN

401k plan membership statisitcs for CASTLE LAW GROUP 401(K) PLAN

Measure Date Value
2015: CASTLE LAW GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 230
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 136
Total of all active and inactive participants 2015-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 138
Number of participants with account balances 2015-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CASTLE LAW GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 429
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 70
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 177
Total of all active and inactive participants 2014-01-01 247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 249
Number of participants with account balances 2014-01-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CASTLE LAW GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 739
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 228
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 197
Total of all active and inactive participants 2013-01-01 426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 426
Number of participants with account balances 2013-01-01 288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CASTLE LAW GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 809
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 536
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 202
Total of all active and inactive participants 2012-01-01 739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 739
Number of participants with account balances 2012-01-01 417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2009: CASTLE LAW GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 677
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 719
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 94
Total of all active and inactive participants 2009-01-01 813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 813
Number of participants with account balances 2009-01-01 342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: CASTLE LAW GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	230
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	136
Total of all active and inactive participants	2015-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	138
Number of participants with account balances	2015-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CASTLE LAW GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	429
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	70
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	177
Total of all active and inactive participants	2014-01-01	247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	249
Number of participants with account balances	2014-01-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CASTLE LAW GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	739
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	228
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	197
Total of all active and inactive participants	2013-01-01	426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	426
Number of participants with account balances	2013-01-01	288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CASTLE LAW GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	809
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	536
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	202
Total of all active and inactive participants	2012-01-01	739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	739
Number of participants with account balances	2012-01-01	417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2009: CASTLE LAW GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	677
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	719
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	94
Total of all active and inactive participants	2009-01-01	813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	813
Number of participants with account balances	2009-01-01	342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CASTLE LAW GROUP 401(K) PLAN

Measure	Date	Value
2018 : CASTLE LAW GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$35,946
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$819,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$804,063
Expenses. Certain deemed distributions of participant loans	2018-12-31	$1,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$0
Value of total assets at end of year	2018-12-31	$0
Value of total assets at beginning of year	2018-12-31	$783,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$14,300
Total interest from all sources	2018-12-31	$1,188
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$889
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$79,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at beginning of year	2018-12-31	$4,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$11,693
Administrative expenses (other) incurred	2018-12-31	$14,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-783,566
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$783,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$713,622
Interest on participant loans	2018-12-31	$1,188
Value of interest in common/collective trusts at beginning of year	2018-12-31	$65,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$20,931
Net investment gain or loss from common/collective trusts	2018-12-31	$1,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$804,063
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WATSON COON RYAN, LLC
Accountancy firm EIN	2018-12-31	823543701
2017 : CASTLE LAW GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$118,479
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$40,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$36,329
Expenses. Certain deemed distributions of participant loans	2017-12-31	$1,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$0
Value of total assets at end of year	2017-12-31	$783,566
Value of total assets at beginning of year	2017-12-31	$705,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,936
Total interest from all sources	2017-12-31	$1,879
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$30,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$30,923
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$71,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$4,822
Participant contributions at beginning of year	2017-12-31	$4,822
Other income not declared elsewhere	2017-12-31	$1,814
Administrative expenses (other) incurred	2017-12-31	$1,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$78,335
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$783,566
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$705,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$713,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$631,935
Interest on participant loans	2017-12-31	$1,879
Value of interest in common/collective trusts at end of year	2017-12-31	$65,122
Value of interest in common/collective trusts at beginning of year	2017-12-31	$68,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$79,988
Net investment gain or loss from common/collective trusts	2017-12-31	$3,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$36,329
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WATSON COON RYAN, LLC
Accountancy firm EIN	2017-12-31	823543701
2016 : CASTLE LAW GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$57,407
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$126,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$111,033
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,808
Value of total corrective distributions	2016-12-31	$11,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$705,231
Value of total assets at beginning of year	2016-12-31	$773,948
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,880
Total interest from all sources	2016-12-31	$1,808
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$20,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$20,065
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$78,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at end of year	2016-12-31	$4,822
Participant contributions at beginning of year	2016-12-31	$4,822
Other income not declared elsewhere	2016-12-31	$1,781
Administrative expenses (other) incurred	2016-12-31	$1,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-68,717
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$705,231
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$773,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$631,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$684,097
Interest on participant loans	2016-12-31	$1,808
Value of interest in common/collective trusts at end of year	2016-12-31	$68,474
Value of interest in common/collective trusts at beginning of year	2016-12-31	$73,626
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$30,050
Net investment gain or loss from common/collective trusts	2016-12-31	$3,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$11,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$111,033
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WATSON COON RYAN, LLC
Accountancy firm EIN	2016-12-31	823543701
2015 : CASTLE LAW GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$64,500
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,853,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,843,476
Expenses. Certain deemed distributions of participant loans	2015-12-31	$3,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$-11,403
Value of total assets at end of year	2015-12-31	$762,545
Value of total assets at beginning of year	2015-12-31	$3,551,181
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,050
Total interest from all sources	2015-12-31	$2,226
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$39,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$39,273
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$356,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$4,822
Participant contributions at beginning of year	2015-12-31	$14,810
Participant contributions at beginning of year	2015-12-31	$10,918
Other income not declared elsewhere	2015-12-31	$5,246
Administrative expenses (other) incurred	2015-12-31	$6,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-2,788,636
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$762,545
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,551,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$684,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,200,141
Interest on participant loans	2015-12-31	$2,226
Value of interest in common/collective trusts at end of year	2015-12-31	$73,626
Value of interest in common/collective trusts at beginning of year	2015-12-31	$313,909
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$25,992
Net investment gain or loss from common/collective trusts	2015-12-31	$3,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$-11,403
Employer contributions (assets) at end of year	2015-12-31	$11,403
Employer contributions (assets) at beginning of year	2015-12-31	$11,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,843,476
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	YANARI WATSON MCGAUGHEY, P.C.
Accountancy firm EIN	2015-12-31	840805444
2014 : CASTLE LAW GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$161,286
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$811,583
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,250,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,206,786
Expenses. Certain deemed distributions of participant loans	2014-12-31	$26,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$389,135
Value of total assets at end of year	2014-12-31	$3,532,056
Value of total assets at beginning of year	2014-12-31	$4,809,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$17,430
Total interest from all sources	2014-12-31	$6,091
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$166,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$166,588
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$481,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$252,351
Participant contributions at end of year	2014-12-31	$14,810
Participant contributions at beginning of year	2014-12-31	$107,487
Participant contributions at end of year	2014-12-31	$10,918
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$14,551
Other income not declared elsewhere	2014-12-31	$173,844
Administrative expenses (other) incurred	2014-12-31	$17,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,439,043
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,532,056
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,809,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,200,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,336,084
Interest on participant loans	2014-12-31	$6,091
Value of interest in common/collective trusts at end of year	2014-12-31	$317,105
Value of interest in common/collective trusts at beginning of year	2014-12-31	$360,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$66,093
Net investment gain or loss from common/collective trusts	2014-12-31	$9,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$122,233
Employer contributions (assets) at end of year	2014-12-31	$11,403
Employer contributions (assets) at beginning of year	2014-12-31	$6,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,206,786
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	YANARI WATSON MCGAUGHEY, P.C.
Accountancy firm EIN	2014-12-31	840805444
2013 : CASTLE LAW GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$1,346,194
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,791,698
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,297,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,192,506
Expenses. Certain deemed distributions of participant loans	2013-12-31	$47,456
Value of total corrective distributions	2013-12-31	$32,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$633,767
Value of total assets at end of year	2013-12-31	$4,809,813
Value of total assets at beginning of year	2013-12-31	$7,661,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,145
Total interest from all sources	2013-12-31	$7,476
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$178,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$178,439
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$411,726
Participant contributions at end of year	2013-12-31	$107,487
Participant contributions at beginning of year	2013-12-31	$243,409
Other income not declared elsewhere	2013-12-31	$17,153
Administrative expenses (other) incurred	2013-12-31	$24,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-1,505,357
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,809,813
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,661,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,336,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,763,783
Interest on participant loans	2013-12-31	$7,476
Value of interest in common/collective trusts at end of year	2013-12-31	$360,076
Value of interest in common/collective trusts at beginning of year	2013-12-31	$629,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$914,435
Net investment gain or loss from common/collective trusts	2013-12-31	$40,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$222,041
Employer contributions (assets) at end of year	2013-12-31	$6,166
Employer contributions (assets) at beginning of year	2013-12-31	$25,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,192,506
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	YANARI WATSON MCGAUGHEY, P.C.
Accountancy firm EIN	2013-12-31	840805444
2012 : CASTLE LAW GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$23
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,117,528
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,517,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,438,244
Expenses. Certain deemed distributions of participant loans	2012-12-31	$65,776
Value of total corrective distributions	2012-12-31	$3,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,175,698
Value of total assets at end of year	2012-12-31	$7,661,364
Value of total assets at beginning of year	2012-12-31	$7,061,235
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$9,927
Total interest from all sources	2012-12-31	$11,547
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$167,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$167,807
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$711,707
Participant contributions at end of year	2012-12-31	$243,409
Participant contributions at beginning of year	2012-12-31	$316,157
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$31,270
Other income not declared elsewhere	2012-12-31	$1,625
Administrative expenses (other) incurred	2012-12-31	$9,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$600,106
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,661,364
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,061,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,763,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,065,788
Interest on participant loans	2012-12-31	$11,547
Value of interest in common/collective trusts at end of year	2012-12-31	$629,111
Value of interest in common/collective trusts at beginning of year	2012-12-31	$629,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$734,250
Net investment gain or loss from common/collective trusts	2012-12-31	$26,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$432,721
Employer contributions (assets) at end of year	2012-12-31	$25,061
Employer contributions (assets) at beginning of year	2012-12-31	$49,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,438,244
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	YANARI WATSON MCGAUGHEY, P.C.
Accountancy firm EIN	2012-12-31	840805444
2009 : CASTLE LAW GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CASTLE LAW GROUP 401(K) PLAN

2015: CASTLE LAW GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CASTLE LAW GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CASTLE LAW GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CASTLE LAW GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2009: CASTLE LAW GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	THE CASTLE LAW GROUP, LLC
Employer identification number (EIN):	920185839
NAIC Classification:	531390
NAIC Description:	Other Activities Related to Real Estate