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THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN
Plan identification number 002

THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROY L. HOUCK CONSTRUCTION CO. has sponsored the creation of one or more 401k plans.

Company Name:ROY L. HOUCK CONSTRUCTION CO.
Employer identification number (EIN):930585834
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Additional information about ROY L. HOUCK CONSTRUCTION CO.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1970-07-28
Company Identification Number: 9034513
Legal Registered Office Address: 4444 22ND AVE NE

SALEM
United States of America (USA)
97301

More information about ROY L. HOUCK CONSTRUCTION CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01PAMELA HOUCK2023-10-04
0022021-01-01PAMELA HOUCK2022-10-04
0022020-01-01PAMELA HOUCK2021-10-13
0022019-01-01PAMELA HOUCK2021-01-15
0022019-01-01PAMELA HOUCK2021-01-15
0022018-01-01PAMELA HOUCK2019-10-14
0022018-01-01PAMELA HOUCK2019-10-10
0022017-01-01PAMELA HOUCK2018-10-15
0022017-01-01PAMELA HOUCK2019-10-10
0022016-01-01PAMELA HOUCK2018-10-11
0022015-01-01PAMELA HOUCK2016-10-12
0022014-01-01PAMELA HOUCK2015-10-14
0022013-01-01PAMELA HOUCK2014-07-14
0022012-01-01PAMELA HOUCK2013-07-09
0022011-01-01PAMELA HOUCK
0022010-01-01PAMELA HOUCK
0022009-01-01PENSION PLANNERS NORTHWEST

Financial Data on THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total transfers to/from plan in this plan year2022-10-040
Total liabilities as of the end of the plan year2022-10-0416473
Total liabilities as of the beginning of the plan year2022-10-043359
Total expenses incurred by plan in this plan year2022-10-04610555
Net assets as of the end of the plan year2022-10-044541325
Total assets as of the beginning of the plan year2022-10-044297247
Value of plan covered by a fidelity bond2022-10-04450000
Participant contributions to plan in this plan year2022-10-04106419
Value of participant loans at end of plan year2022-10-04119680
Other expenses paid from plan in this plan year2022-10-040
Other contributions to plan in this plan year2022-10-040
Other income to plan in this plan year2022-10-04495955
Plan net income in this plan year2022-10-04230964
Net assets as of the end of the plan year2022-10-044524852
Net assets as of the beginning of the plan year2022-10-044293888
Employer contributions to plan in this plan year2022-10-04239145
Expensese paid to adminstrative service provicers from plan in this plan year2022-10-040
2011 : THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$460
Total income from all sources (including contributions)2011-12-31$149,712
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$250,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$206,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$109,189
Value of total assets at end of year2011-12-31$2,832,742
Value of total assets at beginning of year2011-12-31$2,933,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$43,701
Total interest from all sources2011-12-31$3,709
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$8,133
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$300,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$31,101
Participant contributions at end of year2011-12-31$58,996
Participant contributions at beginning of year2011-12-31$66,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-100,599
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,832,742
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,933,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,169,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,867,576
Interest on participant loans2011-12-31$3,709
Value of interest in common/collective trusts at end of year2011-12-31$604,625
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$18,495
Net investment gain or loss from common/collective trusts2011-12-31$18,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$78,088
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$206,610
Contract administrator fees2011-12-31$35,568
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KERNUTT STOKES
Accountancy firm EIN2011-12-31930396435
2010 : THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$460
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,272
Total income from all sources (including contributions)2010-12-31$493,775
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$198,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$189,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$153,712
Value of total assets at end of year2010-12-31$2,933,801
Value of total assets at beginning of year2010-12-31$2,639,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,866
Total interest from all sources2010-12-31$2,989
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$300,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$36,596
Participant contributions at end of year2010-12-31$66,225
Participant contributions at beginning of year2010-12-31$55,733
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$460
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$295,766
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,933,341
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,637,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,867,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,068,089
Interest on participant loans2010-12-31$2,989
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$514,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$337,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$117,116
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$1,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$189,143
Contract administrator fees2010-12-31$8,866
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KERNUTT STOKES, LLP
Accountancy firm EIN2010-12-31930396435
2009 : THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN

2011: THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE HOUCK COMPANIES 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 83826-1
Policy instance 1

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