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EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameEMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN
Plan identification number 002

EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMERY & SONS CONSTRUCTION, INC. has sponsored the creation of one or more 401k plans.

Company Name:EMERY & SONS CONSTRUCTION, INC.
Employer identification number (EIN):930629452
NAIC Classification:236200

Additional information about EMERY & SONS CONSTRUCTION, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1974-05-01
Company Identification Number: 10570711
Legal Registered Office Address: 15556 COON HOLLOW RD SE

STAYTON
United States of America (USA)
97383

More information about EMERY & SONS CONSTRUCTION, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01PATRICIA PERRIN PATRICIA PERRIN2017-08-25
0022015-01-01PATRICIA PERRIN2016-10-17 PATRICIA PERRIN2016-10-17
0022014-01-01BILL MARTINAK BILL MARTINAK2015-10-15
0022013-01-01KEVIN BOERCER
0022012-01-01KEVIN BOERCKER
0022011-01-01WILLIAM MARINAK WILLIAM MARINAK2012-07-30
0022009-01-01PENSION PLANNERS NORTHWEST

Plan Statistics for EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN

Measure Date Value
2016: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01227
Total number of active participants reported on line 7a of the Form 55002016-01-01198
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0161
Total of all active and inactive participants2016-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01261
Number of participants with account balances2016-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0137
2015: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01204
Total number of active participants reported on line 7a of the Form 55002015-01-01203
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0134
Total of all active and inactive participants2015-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01240
Number of participants with account balances2015-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0123
2014: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01212
Total number of active participants reported on line 7a of the Form 55002014-01-01198
Number of retired or separated participants receiving benefits2014-01-0119
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01252
Number of participants with account balances2014-01-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0128
2013: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01184
Total number of active participants reported on line 7a of the Form 55002013-01-01173
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-0130
Total of all active and inactive participants2013-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01209
Number of participants with account balances2013-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0124
2012: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01207
Total number of active participants reported on line 7a of the Form 55002012-01-01157
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0127
Total of all active and inactive participants2012-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01184
Number of participants with account balances2012-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01229
Total number of active participants reported on line 7a of the Form 55002011-01-01175
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0134
Total of all active and inactive participants2011-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01209
Number of participants with account balances2011-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01224
Total number of active participants reported on line 7a of the Form 55002009-01-01162
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01191
Number of participants with account balances2009-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0129

Financial Data on EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN

Measure Date Value
2016 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,539,807
Total loss/gain on sale of assets2016-12-31$-574,094
Total of all expenses incurred2016-12-31$644,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$599,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,359,083
Value of total assets at end of year2016-12-31$16,658,801
Value of total assets at beginning of year2016-12-31$14,763,636
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$45,122
Total interest from all sources2016-12-31$26,880
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$130,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$130,800
Administrative expenses professional fees incurred2016-12-31$21,944
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$547,875
Participant contributions at end of year2016-12-31$882,924
Participant contributions at beginning of year2016-12-31$743,247
Participant contributions at end of year2016-12-31$9,749
Participant contributions at beginning of year2016-12-31$8,484
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,852
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$15,160
Administrative expenses (other) incurred2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$528
Total non interest bearing cash at beginning of year2016-12-31$35,777
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,895,165
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,658,801
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,763,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$23,178
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,899,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,317,216
Interest on participant loans2016-12-31$26,880
Value of interest in common/collective trusts at end of year2016-12-31$12,816,936
Value of interest in common/collective trusts at beginning of year2016-12-31$629,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,573,906
Net investment gain or loss from common/collective trusts2016-12-31$8,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$808,356
Employer contributions (assets) at end of year2016-12-31$49,519
Employer contributions (assets) at beginning of year2016-12-31$29,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$599,520
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$18,820,486
Aggregate carrying amount (costs) on sale of assets2016-12-31$19,394,580
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN2016-12-31930623286
2015 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$76
Total income from all sources (including contributions)2015-12-31$1,161,681
Total loss/gain on sale of assets2015-12-31$222,058
Total of all expenses incurred2015-12-31$2,158,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,990,389
Expenses. Certain deemed distributions of participant loans2015-12-31$99,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,231,374
Value of total assets at end of year2015-12-31$14,763,636
Value of total assets at beginning of year2015-12-31$15,760,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$68,488
Total interest from all sources2015-12-31$22,434
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$754,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$754,714
Administrative expenses professional fees incurred2015-12-31$68,488
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$494,602
Participant contributions at end of year2015-12-31$743,247
Participant contributions at beginning of year2015-12-31$776,055
Participant contributions at end of year2015-12-31$8,484
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$24,694
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$76
Other income not declared elsewhere2015-12-31$36,810
Total non interest bearing cash at end of year2015-12-31$35,777
Total non interest bearing cash at beginning of year2015-12-31$41,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-997,020
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,763,636
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,760,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,317,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,282,914
Interest on participant loans2015-12-31$22,434
Value of interest in common/collective trusts at end of year2015-12-31$629,287
Value of interest in common/collective trusts at beginning of year2015-12-31$628,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,111,998
Net investment gain or loss from common/collective trusts2015-12-31$6,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$712,078
Employer contributions (assets) at end of year2015-12-31$29,625
Employer contributions (assets) at beginning of year2015-12-31$31,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,990,389
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$9,542,282
Aggregate carrying amount (costs) on sale of assets2015-12-31$9,320,224
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31AKT, LLP
Accountancy firm EIN2015-12-31930623286
2014 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$76
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$61
Total income from all sources (including contributions)2014-12-31$2,307,011
Total loss/gain on sale of assets2014-12-31$876,113
Total of all expenses incurred2014-12-31$692,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$601,450
Expenses. Certain deemed distributions of participant loans2014-12-31$37,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,256,403
Value of total assets at end of year2014-12-31$15,760,732
Value of total assets at beginning of year2014-12-31$14,146,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$53,542
Total interest from all sources2014-12-31$22,328
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,121,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,121,608
Administrative expenses professional fees incurred2014-12-31$53,542
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$455,660
Participant contributions at end of year2014-12-31$776,055
Participant contributions at beginning of year2014-12-31$754,801
Participant contributions at beginning of year2014-12-31$15,383
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$75,449
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$76
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$61
Other income not declared elsewhere2014-12-31$37,007
Total non interest bearing cash at end of year2014-12-31$41,986
Total non interest bearing cash at beginning of year2014-12-31$8,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,614,152
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,760,656
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,146,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,282,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,752,738
Interest on participant loans2014-12-31$22,328
Value of interest in common/collective trusts at end of year2014-12-31$628,420
Value of interest in common/collective trusts at beginning of year2014-12-31$566,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,012,117
Net investment gain or loss from common/collective trusts2014-12-31$5,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$725,294
Employer contributions (assets) at end of year2014-12-31$31,357
Employer contributions (assets) at beginning of year2014-12-31$48,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$601,450
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$7,052,486
Aggregate carrying amount (costs) on sale of assets2014-12-31$6,176,373
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31AKT, LLP
Accountancy firm EIN2014-12-31930623286
2013 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$61
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$602
Total income from all sources (including contributions)2013-12-31$3,868,598
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,929,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,833,857
Expenses. Certain deemed distributions of participant loans2013-12-31$44,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,271,652
Value of total assets at end of year2013-12-31$14,146,565
Value of total assets at beginning of year2013-12-31$12,208,493
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$51,243
Total interest from all sources2013-12-31$19,998
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$765,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$765,143
Administrative expenses professional fees incurred2013-12-31$43,812
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$429,121
Participant contributions at end of year2013-12-31$754,801
Participant contributions at beginning of year2013-12-31$624,331
Participant contributions at end of year2013-12-31$15,383
Participant contributions at beginning of year2013-12-31$13,381
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$61
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$602
Other income not declared elsewhere2013-12-31$32,018
Total non interest bearing cash at end of year2013-12-31$8,072
Total non interest bearing cash at beginning of year2013-12-31$11,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,938,613
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,146,504
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,207,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$7,431
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,752,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,914,272
Interest on participant loans2013-12-31$19,998
Value of interest in common/collective trusts at end of year2013-12-31$566,887
Value of interest in common/collective trusts at beginning of year2013-12-31$623,144
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,779,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$842,531
Employer contributions (assets) at end of year2013-12-31$48,684
Employer contributions (assets) at beginning of year2013-12-31$21,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,833,857
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31AKT, LLP
Accountancy firm EIN2013-12-31930623286
2012 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$602
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,708,736
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$933,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$810,503
Expenses. Certain deemed distributions of participant loans2012-12-31$80,419
Value of total corrective distributions2012-12-31$1,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,276,628
Value of total assets at end of year2012-12-31$12,208,493
Value of total assets at beginning of year2012-12-31$10,432,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$41,269
Total interest from all sources2012-12-31$24,688
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$301,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$301,792
Administrative expenses professional fees incurred2012-12-31$35,996
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$472,460
Participant contributions at end of year2012-12-31$624,331
Participant contributions at beginning of year2012-12-31$697,818
Participant contributions at end of year2012-12-31$13,381
Participant contributions at beginning of year2012-12-31$16,397
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,322
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$602
Other income not declared elsewhere2012-12-31$24,360
Administrative expenses (other) incurred2012-12-31$1
Total non interest bearing cash at end of year2012-12-31$11,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,775,140
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,207,891
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,432,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$5,272
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,914,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,004,635
Interest on participant loans2012-12-31$24,688
Value of interest in common/collective trusts at end of year2012-12-31$623,144
Value of interest in common/collective trusts at beginning of year2012-12-31$684,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,081,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$797,846
Employer contributions (assets) at end of year2012-12-31$21,676
Employer contributions (assets) at beginning of year2012-12-31$29,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$810,503
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31AKT, LLP
Accountancy firm EIN2012-12-31930623332
2011 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$699,853
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,105,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$968,596
Expenses. Certain deemed distributions of participant loans2011-12-31$66,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,258,396
Value of total assets at end of year2011-12-31$10,432,751
Value of total assets at beginning of year2011-12-31$10,838,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$71,120
Total interest from all sources2011-12-31$21,390
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$182,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$182,828
Administrative expenses professional fees incurred2011-12-31$15,606
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$540,910
Participant contributions at end of year2011-12-31$697,818
Participant contributions at beginning of year2011-12-31$496,213
Participant contributions at end of year2011-12-31$16,397
Participant contributions at beginning of year2011-12-31$6,521
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$-4,090
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$3,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-405,999
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,432,751
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,838,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$55,514
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,004,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,166,061
Interest on participant loans2011-12-31$19,369
Value of interest in common/collective trusts at end of year2011-12-31$684,081
Value of interest in common/collective trusts at beginning of year2011-12-31$158,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,798
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-762,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$717,486
Employer contributions (assets) at end of year2011-12-31$29,820
Employer contributions (assets) at beginning of year2011-12-31$8,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$968,596
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31AKT, LLP
Accountancy firm EIN2011-12-31930623286
2010 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,584,225
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,155,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,086,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,316,361
Value of total assets at end of year2010-12-31$10,838,750
Value of total assets at beginning of year2010-12-31$9,410,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$69,612
Total interest from all sources2010-12-31$19,887
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$118,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$118,347
Administrative expenses professional fees incurred2010-12-31$20,502
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$581,163
Participant contributions at end of year2010-12-31$496,213
Participant contributions at beginning of year2010-12-31$609,834
Participant contributions at end of year2010-12-31$6,521
Participant contributions at beginning of year2010-12-31$2,005
Assets. Other investments not covered elsewhere at end of year2010-12-31$-4,090
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$124,009
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$3,301
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$511
Administrative expenses (other) incurred2010-12-31$1,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,428,515
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,838,750
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,410,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$47,688
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,166,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$694,720
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$8,000,112
Interest on participant loans2010-12-31$19,887
Value of interest in common/collective trusts at end of year2010-12-31$158,579
Value of interest in common/collective trusts at beginning of year2010-12-31$101,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,798
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,129,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$611,189
Employer contributions (assets) at end of year2010-12-31$8,367
Employer contributions (assets) at beginning of year2010-12-31$1,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,086,098
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31AKT, LLP
Accountancy firm EIN2010-12-31930623332
2009 : EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN

2016: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EMERY & SONS CONSTRUCTION INC. RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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