SPENCER BANCORPORATION, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2016: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 26 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 5 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 3 |
| Total of all active and inactive participants | 2016-01-01 | 27 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 27 |
| Number of participants with account balances | 2016-01-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
| 2015: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4 |
| Total of all active and inactive participants | 2015-01-01 | 25 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 25 |
| Number of participants with account balances | 2015-01-01 | 25 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
| 2014: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 23 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 20 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 2 |
| Total of all active and inactive participants | 2014-01-01 | 24 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 24 |
| Number of participants with account balances | 2014-01-01 | 24 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 1 |
| Total of all active and inactive participants | 2013-01-01 | 23 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 23 |
| Number of participants with account balances | 2013-01-01 | 23 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
| 2012: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 23 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 20 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
| Total of all active and inactive participants | 2012-01-01 | 25 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 25 |
| Number of participants with account balances | 2012-01-01 | 25 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 24 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 21 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 23 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 23 |
| Number of participants with account balances | 2011-01-01 | 22 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 3 |
| 2010: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 22 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 2 |
| Total of all active and inactive participants | 2010-01-01 | 24 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 24 |
| Number of participants with account balances | 2010-01-01 | 24 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 20 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 20 |
| Number of participants with account balances | 2009-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $192,263 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $53,089 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $53,089 |
| Total plan assets at end of year | 2016-12-31 | $1,567,979 |
| Total plan assets at beginning of year | 2016-12-31 | $1,428,805 |
| Value of fidelity bond covering the plan | 2016-12-31 | $143,000 |
| Other income received | 2016-12-31 | $84,283 |
| Net income (gross income less expenses) | 2016-12-31 | $139,174 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $1,567,979 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,428,805 |
| Assets. Value of employer securities | 2016-12-31 | $1,445,178 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $107,980 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $136,779 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $151,108 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $151,108 |
| Total plan assets at end of year | 2015-12-31 | $1,428,805 |
| Total plan assets at beginning of year | 2015-12-31 | $1,443,134 |
| Value of fidelity bond covering the plan | 2015-12-31 | $145,000 |
| Other income received | 2015-12-31 | $31,221 |
| Net income (gross income less expenses) | 2015-12-31 | $-14,329 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $1,428,805 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,443,134 |
| Assets. Value of employer securities | 2015-12-31 | $1,372,920 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $105,558 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $93,559 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $146,633 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $146,633 |
| Total plan assets at end of year | 2014-12-31 | $1,443,134 |
| Total plan assets at beginning of year | 2014-12-31 | $1,496,208 |
| Value of fidelity bond covering the plan | 2014-12-31 | $2,000,000 |
| Other income received | 2014-12-31 | $-20,070 |
| Net income (gross income less expenses) | 2014-12-31 | $-53,074 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,443,134 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,496,208 |
| Assets. Value of employer securities | 2014-12-31 | $1,352,818 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $113,629 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $288,341 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $138,532 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $138,532 |
| Total plan assets at end of year | 2013-12-31 | $1,496,208 |
| Total plan assets at beginning of year | 2013-12-31 | $1,346,399 |
| Value of fidelity bond covering the plan | 2013-12-31 | $2,000,000 |
| Other income received | 2013-12-31 | $191,062 |
| Net income (gross income less expenses) | 2013-12-31 | $149,809 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,496,208 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,346,399 |
| Assets. Value of employer securities | 2013-12-31 | $1,383,242 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $97,279 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $173,024 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $152,280 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $152,280 |
| Total plan assets at end of year | 2012-12-31 | $1,346,399 |
| Total plan assets at beginning of year | 2012-12-31 | $1,325,655 |
| Value of fidelity bond covering the plan | 2012-12-31 | $2,050,000 |
| Other income received | 2012-12-31 | $69,056 |
| Net income (gross income less expenses) | 2012-12-31 | $20,744 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,346,399 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,325,655 |
| Assets. Value of employer securities | 2012-12-31 | $1,164,374 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $103,968 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $204,434 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $53,783 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $53,783 |
| Total plan assets at end of year | 2011-12-31 | $1,325,655 |
| Total plan assets at beginning of year | 2011-12-31 | $1,175,004 |
| Value of fidelity bond covering the plan | 2011-12-31 | $2,050,000 |
| Other income received | 2011-12-31 | $98,718 |
| Net income (gross income less expenses) | 2011-12-31 | $150,651 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,325,655 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,175,004 |
| Assets. Value of employer securities | 2011-12-31 | $1,056,510 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $105,716 |
| 2010 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $93,679 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $13,910 |
| Total plan assets at end of year | 2010-12-31 | $1,175,004 |
| Total plan assets at beginning of year | 2010-12-31 | $1,095,235 |
| Value of fidelity bond covering the plan | 2010-12-31 | $2,050,000 |
| Other income received | 2010-12-31 | $-12,067 |
| Net income (gross income less expenses) | 2010-12-31 | $79,769 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,175,004 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,095,235 |
| Assets. Value of employer securities | 2010-12-31 | $930,336 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $105,746 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $13,910 |
| 2009 : HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2016: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: HERITAGE BANK EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
