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ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 401k Plan overview

Plan NameALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN
Plan identification number 001

ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALLIANCE FOR AFRICAN ASSISTANCE has sponsored the creation of one or more 401k plans.

Company Name:ALLIANCE FOR AFRICAN ASSISTANCE
Employer identification number (EIN):931008369
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about ALLIANCE FOR AFRICAN ASSISTANCE

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1990-05-24
Company Identification Number: C1665676
Legal Registered Office Address: 5952 El Cajon Blvd

San Diego
United States of America (USA)
92115

More information about ALLIANCE FOR AFRICAN ASSISTANCE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01WALTER LAM WALTER LAM2018-10-01
0012016-01-01WALTER LAM WALTER LAM2017-11-17
0012015-01-01WALTER LAM
0012014-01-01WALTER LAM
0012013-01-01WALTER LAM
0012012-01-01WALTER LAM
0012011-01-01WALTER LAM
0012010-01-01WALTER LAM2012-02-15
0012008-01-01WALTER LAM
0012007-01-01WALTER LAM
0012006-01-01WALTER LAM
0012005-01-01WALTER LAM
0012004-01-01WALTER LAM
0012003-01-01WALTER LAM
0012002-01-01WALTER LAM
0012001-01-01WALTER LAM
0012000-01-01WALTER LAM
0011999-03-01WALTER LAM

Plan Statistics for ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN

401k plan membership statisitcs for ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN

Measure Date Value
2018: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0148
Total number of active participants reported on line 7a of the Form 55002018-01-0124
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0113
Total of all active and inactive participants2018-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0137
Number of participants with account balances2018-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0160
Total number of active participants reported on line 7a of the Form 55002017-01-0148
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0148
Number of participants with account balances2017-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0153
Total number of active participants reported on line 7a of the Form 55002016-01-0148
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0112
Total of all active and inactive participants2016-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0160
Number of participants with account balances2016-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0160
Total number of active participants reported on line 7a of the Form 55002015-01-0140
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0113
Total of all active and inactive participants2015-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0154
Number of participants with account balances2015-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0119
Total number of active participants reported on line 7a of the Form 55002014-01-0148
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-0160
Total participants2014-01-0160
Number of participants with account balances2014-01-0119
2013: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0116
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0114
Total of all active and inactive participants2013-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0119
Number of participants with account balances2013-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0118
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0116
Number of participants with account balances2012-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0119
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-0118
Total participants2011-01-0118
Number of participants with account balances2011-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN

Measure Date Value
2018 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2018 401k financial data
Total income from all sources2018-12-31$89,780
Expenses. Total of all expenses incurred2018-12-31$12,467
Benefits paid (including direct rollovers)2018-12-31$11,848
Total plan assets at end of year2018-12-31$1,075,848
Total plan assets at beginning of year2018-12-31$998,535
Total contributions received or receivable from participants2018-12-31$30,908
Other income received2018-12-31$20,271
Net income (gross income less expenses)2018-12-31$77,313
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,075,848
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$998,535
Assets. Value of participant loans2018-12-31$6,258
Total contributions received or receivable from employer(s)2018-12-31$38,601
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$619
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2017 401k financial data
Total income from all sources2017-12-31$201,474
Expenses. Total of all expenses incurred2017-12-31$49,937
Benefits paid (including direct rollovers)2017-12-31$49,482
Total plan assets at end of year2017-12-31$998,535
Total plan assets at beginning of year2017-12-31$846,998
Total contributions received or receivable from participants2017-12-31$36,977
Other income received2017-12-31$118,474
Net income (gross income less expenses)2017-12-31$151,537
Net plan assets at end of year (total assets less liabilities)2017-12-31$998,535
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$846,998
Assets. Value of participant loans2017-12-31$24,339
Total contributions received or receivable from employer(s)2017-12-31$46,023
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$455
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2016 401k financial data
Total income from all sources2016-12-31$152,498
Expenses. Total of all expenses incurred2016-12-31$9,347
Benefits paid (including direct rollovers)2016-12-31$8,371
Total plan assets at end of year2016-12-31$846,998
Total plan assets at beginning of year2016-12-31$703,847
Total contributions received or receivable from participants2016-12-31$43,400
Other income received2016-12-31$60,352
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$143,151
Net plan assets at end of year (total assets less liabilities)2016-12-31$846,998
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$703,847
Assets. Value of participant loans2016-12-31$31,927
Total contributions received or receivable from employer(s)2016-12-31$48,746
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$976
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2015 401k financial data
Total income from all sources2015-12-31$93,445
Expenses. Total of all expenses incurred2015-12-31$6,578
Benefits paid (including direct rollovers)2015-12-31$4,065
Total plan assets at end of year2015-12-31$703,847
Total plan assets at beginning of year2015-12-31$616,980
Total contributions received or receivable from participants2015-12-31$37,192
Other income received2015-12-31$-5,927
Net income (gross income less expenses)2015-12-31$86,867
Net plan assets at end of year (total assets less liabilities)2015-12-31$703,847
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$616,980
Assets. Value of participant loans2015-12-31$39,580
Total contributions received or receivable from employer(s)2015-12-31$62,180
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,513
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2014 401k financial data
Total income from all sources2014-12-31$108,687
Expenses. Total of all expenses incurred2014-12-31$70,180
Benefits paid (including direct rollovers)2014-12-31$67,036
Total plan assets at end of year2014-12-31$616,980
Total plan assets at beginning of year2014-12-31$578,473
Total contributions received or receivable from participants2014-12-31$23,923
Other income received2014-12-31$25,104
Net income (gross income less expenses)2014-12-31$38,507
Net plan assets at end of year (total assets less liabilities)2014-12-31$616,980
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$578,473
Assets. Value of participant loans2014-12-31$26,890
Total contributions received or receivable from employer(s)2014-12-31$59,660
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,144
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2013 401k financial data
Total income from all sources2013-12-31$106,900
Expenses. Total of all expenses incurred2013-12-31$19,658
Benefits paid (including direct rollovers)2013-12-31$19,069
Total plan assets at end of year2013-12-31$578,473
Total plan assets at beginning of year2013-12-31$491,231
Total contributions received or receivable from participants2013-12-31$43,014
Other income received2013-12-31$46,156
Net income (gross income less expenses)2013-12-31$87,242
Net plan assets at end of year (total assets less liabilities)2013-12-31$578,473
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$491,231
Total contributions received or receivable from employer(s)2013-12-31$17,730
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$589
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2012 401k financial data
Total income from all sources2012-12-31$85,682
Expenses. Total of all expenses incurred2012-12-31$13,569
Benefits paid (including direct rollovers)2012-12-31$13,569
Total plan assets at end of year2012-12-31$491,231
Total plan assets at beginning of year2012-12-31$419,118
Total contributions received or receivable from participants2012-12-31$29,624
Other income received2012-12-31$21,319
Net income (gross income less expenses)2012-12-31$72,113
Net plan assets at end of year (total assets less liabilities)2012-12-31$491,231
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$419,118
Total contributions received or receivable from employer(s)2012-12-31$34,739
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2011 401k financial data
Total income from all sources2011-12-31$60,564
Expenses. Total of all expenses incurred2011-12-31$2,656
Benefits paid (including direct rollovers)2011-12-31$2,541
Total plan assets at end of year2011-12-31$419,118
Total plan assets at beginning of year2011-12-31$361,210
Total contributions received or receivable from participants2011-12-31$31,155
Other income received2011-12-31$7,531
Net income (gross income less expenses)2011-12-31$57,908
Net plan assets at end of year (total assets less liabilities)2011-12-31$419,118
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$361,210
Total contributions received or receivable from employer(s)2011-12-31$21,878
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$115
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN

2018: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2008: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2007: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2006: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedNo
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2005: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedNo
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2004: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2004 form 5500 responses
2004-01-01Type of plan entitySingle employer plan
2004-01-01Submission has been amendedNo
2004-01-01This submission is the final filingNo
2004-01-01This return/report is a short plan year return/report (less than 12 months)No
2004-01-01Plan is a collectively bargained planNo
2003: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2003 form 5500 responses
2003-01-01Type of plan entitySingle employer plan
2003-01-01Submission has been amendedNo
2003-01-01This submission is the final filingNo
2003-01-01This return/report is a short plan year return/report (less than 12 months)No
2003-01-01Plan is a collectively bargained planNo
2002: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2002 form 5500 responses
2002-01-01Type of plan entitySingle employer plan
2002-01-01Submission has been amendedNo
2002-01-01This submission is the final filingNo
2002-01-01This return/report is a short plan year return/report (less than 12 months)No
2002-01-01Plan is a collectively bargained planNo
2001: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2001 form 5500 responses
2001-01-01Type of plan entitySingle employer plan
2001-01-01Submission has been amendedNo
2001-01-01This submission is the final filingNo
2001-01-01This return/report is a short plan year return/report (less than 12 months)No
2001-01-01Plan is a collectively bargained planNo
2000: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 2000 form 5500 responses
2000-01-01Type of plan entitySingle employer plan
2000-01-01Submission has been amendedNo
2000-01-01This submission is the final filingNo
2000-01-01This return/report is a short plan year return/report (less than 12 months)No
2000-01-01Plan is a collectively bargained planNo
1999: ALLIANCE FOR AFRICAN ASSISTANCE EMPLOYEES PLAN 1999 form 5500 responses
1999-03-01Type of plan entitySingle employer plan
1999-03-01First time form 5500 has been submittedYes
1999-03-01Submission has been amendedNo
1999-03-01This submission is the final filingNo
1999-03-01This return/report is a short plan year return/report (less than 12 months)Yes
1999-03-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59180
Policy instance 1
Insurance contract or identification number59180
Number of Individuals Covered16
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59180
Policy instance 1
Insurance contract or identification number59180
Number of Individuals Covered18
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59180
Policy instance 1
Insurance contract or identification number59180
Number of Individuals Covered20
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $100
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $100
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameE JOHNSON
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59180
Policy instance 1
Insurance contract or identification number59180
Number of Individuals Covered19
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,685
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,554
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameRB KORMOS
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59180
Policy instance 1
Insurance contract or identification number59180
Number of Individuals Covered19
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,965
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,837
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameRW FLEISHMAN
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59180
Policy instance 1
Insurance contract or identification number59180
Number of Individuals Covered16
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $372
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $302
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameRW FLEISHMAN
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59180
Policy instance 1
Insurance contract or identification number59180
Number of Individuals Covered18
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,568
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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