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SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 401k Plan overview

Plan NameSANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN
Plan identification number 001

SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

SANTA CLARA UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:SANTA CLARA UNIVERSITY
Employer identification number (EIN):941156617
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01JOAN TORNE JOAN TORNE2015-10-15
0012013-01-01JOAN TORNE JOAN TORNE2014-10-15
0012012-01-01JOAN TORNE JOAN TORNE2013-10-14
0012011-01-01JOAN TORNE JOAN TORNE2012-10-15
0012010-01-01INGRID WILLIAMS INGRID WILLIAMS2011-10-17
0012009-01-01ROBERT WARREN ROBERT WARREN2011-03-10
0012009-01-01INGRID WILLIAMS INGRID WILLIAMS2010-10-15

Plan Statistics for SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN

401k plan membership statisitcs for SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN

Measure Date Value
2022: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,115
Total number of active participants reported on line 7a of the Form 55002022-01-011,999
Number of retired or separated participants receiving benefits2022-01-0117
Number of other retired or separated participants entitled to future benefits2022-01-011,279
Total of all active and inactive participants2022-01-013,295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-013,299
Number of participants with account balances2022-01-013,133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0149
2021: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,722
Total number of active participants reported on line 7a of the Form 55002021-01-011,894
Number of retired or separated participants receiving benefits2021-01-0115
Number of other retired or separated participants entitled to future benefits2021-01-011,206
Total of all active and inactive participants2021-01-013,115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013,115
Number of participants with account balances2021-01-012,924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0131
2020: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,829
Total number of active participants reported on line 7a of the Form 55002020-01-011,774
Number of retired or separated participants receiving benefits2020-01-0124
Number of other retired or separated participants entitled to future benefits2020-01-01911
Total of all active and inactive participants2020-01-012,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-012,722
Number of participants with account balances2020-01-012,169
2019: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,418
Total number of active participants reported on line 7a of the Form 55002019-01-011,921
Number of retired or separated participants receiving benefits2019-01-0119
Number of other retired or separated participants entitled to future benefits2019-01-01889
Total of all active and inactive participants2019-01-012,829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,829
Number of participants with account balances2019-01-012,149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,379
Total number of active participants reported on line 7a of the Form 55002018-01-011,597
Number of retired or separated participants receiving benefits2018-01-0116
Number of other retired or separated participants entitled to future benefits2018-01-01793
Total of all active and inactive participants2018-01-012,406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0112
Total participants2018-01-012,418
Number of participants with account balances2018-01-012,075
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,205
Total number of active participants reported on line 7a of the Form 55002017-01-012,000
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01375
Total of all active and inactive participants2017-01-012,375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-012,379
Number of participants with account balances2017-01-011,500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,508
Total number of active participants reported on line 7a of the Form 55002016-01-011,833
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01368
Total of all active and inactive participants2016-01-012,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-012,205
Number of participants with account balances2016-01-011,354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,426
Total number of active participants reported on line 7a of the Form 55002015-01-013,284
Number of retired or separated participants receiving benefits2015-01-0136
Number of other retired or separated participants entitled to future benefits2015-01-01183
Total of all active and inactive participants2015-01-013,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-013,508
Number of participants with account balances2015-01-011,208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,721
Total number of active participants reported on line 7a of the Form 55002014-01-012,193
Number of retired or separated participants receiving benefits2014-01-0141
Number of other retired or separated participants entitled to future benefits2014-01-01677
Total of all active and inactive participants2014-01-012,911
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-012,918
Number of participants with account balances2014-01-011,753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,319
Total number of active participants reported on line 7a of the Form 55002013-01-011,968
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01641
Total of all active and inactive participants2013-01-012,609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,609
Number of participants with account balances2013-01-011,671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,713
Total number of active participants reported on line 7a of the Form 55002012-01-011,659
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01660
Total of all active and inactive participants2012-01-012,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,319
Number of participants with account balances2012-01-011,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,751
Total number of active participants reported on line 7a of the Form 55002011-01-012,064
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01642
Total of all active and inactive participants2011-01-012,706
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-012,713
Number of participants with account balances2011-01-011,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,824
Total number of active participants reported on line 7a of the Form 55002010-01-012,236
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-01757
Total of all active and inactive participants2010-01-012,996
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-016
Total participants2010-01-013,002
Number of participants with account balances2010-01-011,679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,200
Total number of active participants reported on line 7a of the Form 55002009-01-012,824
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01518
Total of all active and inactive participants2009-01-013,342
Total participants2009-01-013,342
Number of participants with account balances2009-01-011,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN

Measure Date Value
2022 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-47,525,811
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$25,312,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$25,310,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$17,462,758
Value of total assets at end of year2022-12-31$343,291,327
Value of total assets at beginning of year2022-12-31$416,129,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,789
Total interest from all sources2022-12-31$1,961,495
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,726,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,726,689
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$13,852,382
Participant contributions at end of year2022-12-31$681,119
Participant contributions at beginning of year2022-12-31$597,639
Assets. Other investments not covered elsewhere at end of year2022-12-31$4,404,415
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$4,411,132
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,610,376
Other income not declared elsewhere2022-12-31$128,723
Administrative expenses (other) incurred2022-12-31$1,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-72,838,007
Value of net assets at end of year (total assets less liabilities)2022-12-31$343,291,327
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$416,129,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$280,667,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$353,534,519
Value of interest in pooled separate accounts at end of year2022-12-31$3,075,255
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,365,399
Interest on participant loans2022-12-31$28,046
Interest earned on other investments2022-12-31$1,850,007
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$83,442
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$54,463,519
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$54,220,645
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$447,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-76,071,031
Net investment gain/loss from pooled separate accounts2022-12-31$265,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$24,863,313
Contract administrator fees2022-12-31$175
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$70,153,346
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$22,143,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$22,099,817
Expenses. Certain deemed distributions of participant loans2021-12-31$32,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$17,452,897
Value of total assets at end of year2021-12-31$416,129,334
Value of total assets at beginning of year2021-12-31$368,119,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$11,327
Total interest from all sources2021-12-31$1,640,563
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$11,764,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$11,764,061
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$13,393,458
Participant contributions at end of year2021-12-31$597,639
Participant contributions at beginning of year2021-12-31$498,883
Assets. Other investments not covered elsewhere at end of year2021-12-31$4,411,132
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,886,367
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,059,439
Other income not declared elsewhere2021-12-31$359,935
Administrative expenses (other) incurred2021-12-31$2,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$48,009,601
Value of net assets at end of year (total assets less liabilities)2021-12-31$416,129,334
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$368,119,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$353,534,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$308,354,779
Value of interest in pooled separate accounts at end of year2021-12-31$3,365,399
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,475,332
Interest on participant loans2021-12-31$25,677
Interest earned on other investments2021-12-31$1,609,708
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$5,178
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$54,220,645
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$52,904,372
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$794,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$38,392,625
Net investment gain/loss from pooled separate accounts2021-12-31$543,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$21,305,584
Contract administrator fees2021-12-31$9,271
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$66,616,505
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$22,451,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$22,415,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$15,150,837
Value of total assets at end of year2020-12-31$368,119,733
Value of total assets at beginning of year2020-12-31$323,954,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$35,690
Total interest from all sources2020-12-31$1,696,035
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,610,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$7,610,881
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,880,491
Participant contributions at end of year2020-12-31$498,883
Participant contributions at beginning of year2020-12-31$401,345
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,886,367
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,983,985
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,270,346
Other income not declared elsewhere2020-12-31$336,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$44,165,282
Value of net assets at end of year (total assets less liabilities)2020-12-31$368,119,733
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$323,954,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$308,354,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$266,358,375
Value of interest in pooled separate accounts at end of year2020-12-31$3,475,332
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,412,668
Interest on participant loans2020-12-31$19,841
Interest earned on other investments2020-12-31$1,654,992
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$21,202
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$52,904,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$50,798,078
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,074,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$41,858,991
Net investment gain/loss from pooled separate accounts2020-12-31$-36,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$21,341,022
Contract administrator fees2020-12-31$35,690
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$68,194,337
Total income from all sources (including contributions)2019-12-31$68,194,337
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$13,477,130
Total of all expenses incurred2019-12-31$13,477,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,477,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,477,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$14,455,115
Value of total assets at end of year2019-12-31$323,954,451
Value of total assets at beginning of year2019-12-31$269,237,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$1,664,802
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,919,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,919,849
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,938,495
Participant contributions at end of year2019-12-31$401,345
Participant contributions at end of year2019-12-31$401,345
Participant contributions at beginning of year2019-12-31$423,182
Participant contributions at beginning of year2019-12-31$423,182
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,983,985
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,573,688
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,573,688
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,516,620
Other income not declared elsewhere2019-12-31$53,849
Other income not declared elsewhere2019-12-31$53,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$54,717,207
Value of net income/loss2019-12-31$54,717,207
Value of net assets at end of year (total assets less liabilities)2019-12-31$323,954,451
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$269,237,244
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$269,237,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$266,358,375
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$266,358,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$216,039,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$216,039,600
Value of interest in pooled separate accounts at end of year2019-12-31$4,412,668
Value of interest in pooled separate accounts at end of year2019-12-31$4,412,668
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,715,799
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,715,799
Interest on participant loans2019-12-31$20,578
Interest earned on other investments2019-12-31$1,546,834
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$97,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$50,798,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$46,484,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$46,484,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$45,853,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$45,853,255
Net investment gain/loss from pooled separate accounts2019-12-31$247,467
Net investment gain/loss from pooled separate accounts2019-12-31$247,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,477,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,477,130
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,648,370
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$11,262,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,177,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$15,388,987
Value of total assets at end of year2018-12-31$269,237,244
Value of total assets at beginning of year2018-12-31$275,851,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$85,344
Total interest from all sources2018-12-31$1,628,520
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,015,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,015,955
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$11,195,813
Participant contributions at end of year2018-12-31$423,182
Participant contributions at beginning of year2018-12-31$425,589
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,573,688
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,493,953
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,193,174
Other income not declared elsewhere2018-12-31$36,678
Administrative expenses (other) incurred2018-12-31$-27,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,614,121
Value of net assets at end of year (total assets less liabilities)2018-12-31$269,237,244
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$275,851,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$112,435
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$216,039,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$222,824,532
Value of interest in pooled separate accounts at end of year2018-12-31$4,715,799
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,375,967
Interest on participant loans2018-12-31$22,019
Interest earned on other investments2018-12-31$1,552,217
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$54,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$46,484,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$46,731,324
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,527,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-19,633,859
Net investment gain/loss from pooled separate accounts2018-12-31$212,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,650,136
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$51,496,162
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$13,075,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$13,075,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,860,810
Value of total assets at end of year2017-12-31$275,851,365
Value of total assets at beginning of year2017-12-31$237,430,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$303,766
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,908,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,908,179
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,165,353
Participant contributions at end of year2017-12-31$425,589
Participant contributions at beginning of year2017-12-31$300,736
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,493,953
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$1,347,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$38,420,794
Value of net assets at end of year (total assets less liabilities)2017-12-31$275,851,365
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$237,430,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$222,824,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$188,539,679
Value of interest in pooled separate accounts at end of year2017-12-31$4,375,967
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,037,162
Interest on participant loans2017-12-31$15,552
Interest earned on other investments2017-12-31$288,214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$46,731,324
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$44,552,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$31,076,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$10,695,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$13,075,368
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$33,203,716
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$13,401,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$13,357,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$18,340,164
Value of total assets at end of year2016-12-31$237,430,571
Value of total assets at beginning of year2016-12-31$217,628,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$44,634
Total interest from all sources2016-12-31$293,004
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,711,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,711,193
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$10,544,863
Participant contributions at end of year2016-12-31$300,736
Participant contributions at beginning of year2016-12-31$239,567
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,795,301
Other income not declared elsewhere2016-12-31$1,193,594
Administrative expenses (other) incurred2016-12-31$44,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$19,801,751
Value of net assets at end of year (total assets less liabilities)2016-12-31$237,430,571
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$217,628,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$188,539,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$174,173,252
Value of interest in pooled separate accounts at end of year2016-12-31$4,037,162
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,577,841
Interest on participant loans2016-12-31$11,035
Interest earned on other investments2016-12-31$281,969
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$44,552,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$39,638,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$9,665,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$13,357,331
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$15,407,283
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$11,725,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,664,816
Expenses. Certain deemed distributions of participant loans2015-12-31$32,967
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,757,689
Value of total assets at end of year2015-12-31$217,628,820
Value of total assets at beginning of year2015-12-31$213,946,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,226
Total interest from all sources2015-12-31$155,697
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,783,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,783,227
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$10,163,134
Participant contributions at end of year2015-12-31$239,567
Participant contributions at beginning of year2015-12-31$293,570
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$439,995
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,594,555
Other income not declared elsewhere2015-12-31$473,111
Administrative expenses (other) incurred2015-12-31$27,226
Liabilities. Value of operating payables at end of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,682,274
Value of net assets at end of year (total assets less liabilities)2015-12-31$217,628,820
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$213,946,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$174,173,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$111,182,394
Value of interest in pooled separate accounts at end of year2015-12-31$3,577,841
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,916,874
Interest on participant loans2015-12-31$10,796
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$144,901
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$98,459,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$39,638,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$654,021
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,762,441
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,664,816
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$26,551,848
Total of all expenses incurred2014-12-31$9,664,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,589,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,178,732
Value of total assets at end of year2014-12-31$213,946,546
Value of total assets at beginning of year2014-12-31$197,059,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$75,260
Total interest from all sources2014-12-31$5,139,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$75,260
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$9,383,030
Participant contributions at end of year2014-12-31$293,570
Participant contributions at beginning of year2014-12-31$261,121
Participant contributions at end of year2014-12-31$439,995
Participant contributions at beginning of year2014-12-31$448,482
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,795,702
Other income not declared elsewhere2014-12-31$24,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$16,887,001
Value of net assets at end of year (total assets less liabilities)2014-12-31$213,946,546
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$197,059,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$111,182,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$97,194,601
Value of interest in pooled separate accounts at end of year2014-12-31$2,916,874
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,056,839
Interest on participant loans2014-12-31$12,339
Interest earned on other investments2014-12-31$5,127,582
Value of interest in common/collective trusts at end of year2014-12-31$98,459,692
Value of interest in common/collective trusts at beginning of year2014-12-31$96,565,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$654,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$533,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,208,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,589,587
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$41,399,554
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,001,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,984,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,605,765
Value of total assets at end of year2013-12-31$197,059,545
Value of total assets at beginning of year2013-12-31$162,661,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$17,239
Total interest from all sources2013-12-31$3,748,315
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$17,239
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$8,959,238
Participant contributions at end of year2013-12-31$261,121
Participant contributions at beginning of year2013-12-31$297,299
Participant contributions at end of year2013-12-31$448,482
Participant contributions at beginning of year2013-12-31$591,276
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,646,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$34,397,565
Value of net assets at end of year (total assets less liabilities)2013-12-31$197,059,545
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$162,661,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$97,194,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$75,735,986
Value of interest in pooled separate accounts at end of year2013-12-31$2,056,839
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,433,460
Interest on participant loans2013-12-31$12,694
Interest earned on other investments2013-12-31$3,735,621
Value of interest in common/collective trusts at end of year2013-12-31$96,565,140
Value of interest in common/collective trusts at beginning of year2013-12-31$84,327,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$533,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$276,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$26,045,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,984,750
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$28,230,139
Total of all expenses incurred2012-12-31$7,668,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,665,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,503,161
Value of total assets at end of year2012-12-31$162,661,980
Value of total assets at beginning of year2012-12-31$142,100,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,226
Total interest from all sources2012-12-31$2,008,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$3,226
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,650,031
Participant contributions at end of year2012-12-31$297,299
Participant contributions at beginning of year2012-12-31$303,840
Participant contributions at end of year2012-12-31$591,276
Participant contributions at beginning of year2012-12-31$392,844
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,853,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$20,561,324
Value of net assets at end of year (total assets less liabilities)2012-12-31$162,661,980
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$142,100,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$75,735,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$110,347,770
Value of interest in pooled separate accounts at end of year2012-12-31$1,433,460
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,173,529
Interest on participant loans2012-12-31$14,370
Interest earned on other investments2012-12-31$1,993,790
Value of interest in common/collective trusts at end of year2012-12-31$84,327,956
Value of interest in common/collective trusts at beginning of year2012-12-31$29,613,049
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$276,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$269,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$14,718,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,665,589
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$9,120,288
Total of all expenses incurred2011-12-31$7,640,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,637,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,050,599
Value of total assets at end of year2011-12-31$142,100,656
Value of total assets at beginning of year2011-12-31$140,620,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,135
Total interest from all sources2011-12-31$1,582,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$3,135
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,205,735
Participant contributions at end of year2011-12-31$303,840
Participant contributions at beginning of year2011-12-31$340,827
Participant contributions at end of year2011-12-31$392,844
Participant contributions at beginning of year2011-12-31$373,824
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,844,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,479,698
Value of net assets at end of year (total assets less liabilities)2011-12-31$142,100,656
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$140,620,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$110,347,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$109,808,327
Value of interest in pooled separate accounts at end of year2011-12-31$1,173,529
Value of interest in pooled separate accounts at beginning of year2011-12-31$930,291
Interest on participant loans2011-12-31$17,545
Interest earned on other investments2011-12-31$1,564,853
Value of interest in common/collective trusts at end of year2011-12-31$29,613,049
Value of interest in common/collective trusts at beginning of year2011-12-31$28,934,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$269,624
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$233,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,636,281
Net investment gain/loss from pooled separate accounts2011-12-31$133,282
Net investment gain or loss from common/collective trusts2011-12-31$990,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,637,455
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$24,693,236
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,932,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,929,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,567,191
Value of total assets at end of year2010-12-31$140,620,958
Value of total assets at beginning of year2010-12-31$122,859,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,173
Total interest from all sources2010-12-31$1,033,648
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$2,173
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$8,050,571
Participant contributions at end of year2010-12-31$340,827
Participant contributions at beginning of year2010-12-31$353,800
Participant contributions at end of year2010-12-31$373,824
Participant contributions at beginning of year2010-12-31$357,841
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,516,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$17,761,137
Value of net assets at end of year (total assets less liabilities)2010-12-31$140,620,958
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$122,859,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$109,808,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$91,250,118
Value of interest in pooled separate accounts at end of year2010-12-31$930,291
Value of interest in pooled separate accounts at beginning of year2010-12-31$484,919
Interest on participant loans2010-12-31$17,041
Interest earned on other investments2010-12-31$1,016,607
Value of interest in common/collective trusts at end of year2010-12-31$28,934,554
Value of interest in common/collective trusts at beginning of year2010-12-31$28,921,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,299,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,299,719
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$233,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$192,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,081,422
Net investment gain/loss from pooled separate accounts2010-12-31$100,041
Net investment gain or loss from common/collective trusts2010-12-31$910,934
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,929,926
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN

2022: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 2
Insurance contract or identification number25952-072
Number of Individuals Covered13
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,553
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2553
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 1
Insurance contract or identification number25952-071
Number of Individuals Covered13
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $13
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees13
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 3
Insurance contract or identification number151058
Number of Individuals Covered651
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 3
Insurance contract or identification number151058
Number of Individuals Covered676
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 1
Insurance contract or identification number25952-071
Number of Individuals Covered10
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 2
Insurance contract or identification number25952-072
Number of Individuals Covered10
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,015
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2015
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $16
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees16
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,710
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1710
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered697
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered727
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $38
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees38
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,596
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1596
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,655
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1655
Additional information about fees paid to insurance brokerMANAGEMENT FEE
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $44
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees44
Additional information about fees paid to insurance brokerMANAGEMENT FEE
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered753
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
Insurance broker nameFIDELITY INVESTMENTS INSTITUTIONAL
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Number of Individuals Covered6
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $88
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees88
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
Insurance broker nameFIDELITY INVESTMENTS INSTITUTIONAL
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Number of Individuals Covered12
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,565
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1565
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
Insurance broker nameFIDELITY INVESTMENTS INSTITUTIONAL
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered12
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered809
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?4
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered818
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees17
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,459
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1459
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees15
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $764
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees764
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered821
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees18
Insurance broker organization code?6
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $655
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees655
Insurance broker organization code?6
Insurance broker nameFIDELITY INSURANCE AGENCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered836
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees1
Insurance broker organization code?6
Insurance broker nameFIDELITY INSURANCE AGENCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151058
Policy instance 4
Insurance contract or identification number151058
Number of Individuals Covered832
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $614
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-073
Policy instance 1
Insurance contract or identification number25952-073
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-072
Policy instance 3
Insurance contract or identification number25952-072
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $577
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number25952-071
Policy instance 2
Insurance contract or identification number25952-071
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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