SANTA CLARA UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN
| Measure | Date | Value |
|---|
| 2023 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $84,016,382 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $26,221,659 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $26,221,778 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $-1,907 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $22,350,384 |
| Value of total assets at end of year | 2023-12-31 | $401,086,050 |
| Value of total assets at beginning of year | 2023-12-31 | $343,291,327 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $1,788 |
| Total interest from all sources | 2023-12-31 | $2,441,499 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $7,892,496 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $7,892,496 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $14,772,942 |
| Participant contributions at end of year | 2023-12-31 | $752,871 |
| Participant contributions at beginning of year | 2023-12-31 | $681,119 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $3,980,344 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $4,404,415 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $7,577,442 |
| Other income not declared elsewhere | 2023-12-31 | $202,165 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $57,794,723 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $401,086,050 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $343,291,327 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $340,252,319 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $280,667,019 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $2,174,643 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $3,075,255 |
| Interest on participant loans | 2023-12-31 | $43,018 |
| Interest earned on other investments | 2023-12-31 | $2,073,371 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $325,110 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $53,925,873 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $54,463,519 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $486,418 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $51,512,393 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $-382,555 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $25,735,360 |
| Contract administrator fees | 2023-12-31 | $225 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2023-12-31 | 910189318 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $84,016,382 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $26,221,659 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $26,221,778 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $-1,907 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $22,350,384 |
| Value of total assets at end of year | 2023-01-01 | $401,086,050 |
| Value of total assets at beginning of year | 2023-01-01 | $343,291,327 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $1,788 |
| Total interest from all sources | 2023-01-01 | $2,441,499 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $7,892,496 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $7,892,496 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $14,772,942 |
| Participant contributions at end of year | 2023-01-01 | $752,871 |
| Participant contributions at beginning of year | 2023-01-01 | $681,119 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $3,980,344 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $4,404,415 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $7,577,442 |
| Other income not declared elsewhere | 2023-01-01 | $202,165 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $57,794,723 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $401,086,050 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $343,291,327 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $340,252,319 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $280,667,019 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $2,174,643 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $3,075,255 |
| Interest on participant loans | 2023-01-01 | $43,018 |
| Interest earned on other investments | 2023-01-01 | $2,073,371 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $325,110 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $53,925,873 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $54,463,519 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-01-01 | $486,418 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $51,512,393 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $-382,555 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $25,735,360 |
| Contract administrator fees | 2023-01-01 | $225 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2023-01-01 | 910189318 |
| 2022 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-47,525,811 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $25,312,196 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $25,310,407 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $17,462,758 |
| Value of total assets at end of year | 2022-12-31 | $343,291,327 |
| Value of total assets at beginning of year | 2022-12-31 | $416,129,334 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,789 |
| Total interest from all sources | 2022-12-31 | $1,961,495 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $8,726,689 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $8,726,689 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $13,852,382 |
| Participant contributions at end of year | 2022-12-31 | $681,119 |
| Participant contributions at beginning of year | 2022-12-31 | $597,639 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $4,404,415 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $4,411,132 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $3,610,376 |
| Other income not declared elsewhere | 2022-12-31 | $128,723 |
| Administrative expenses (other) incurred | 2022-12-31 | $1,614 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-72,838,007 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $343,291,327 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $416,129,334 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $280,667,019 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $353,534,519 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $3,075,255 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $3,365,399 |
| Interest on participant loans | 2022-12-31 | $28,046 |
| Interest earned on other investments | 2022-12-31 | $1,850,007 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $83,442 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $54,463,519 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $54,220,645 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $447,094 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-76,071,031 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $265,555 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $24,863,313 |
| Contract administrator fees | 2022-12-31 | $175 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2022-12-31 | 910189318 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-47,525,811 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $25,312,196 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $25,310,407 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $17,462,758 |
| Value of total assets at end of year | 2022-01-01 | $343,291,327 |
| Value of total assets at beginning of year | 2022-01-01 | $416,129,334 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $1,789 |
| Total interest from all sources | 2022-01-01 | $1,961,495 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $8,726,689 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $8,726,689 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $13,852,382 |
| Participant contributions at end of year | 2022-01-01 | $681,119 |
| Participant contributions at beginning of year | 2022-01-01 | $597,639 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $4,404,415 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $4,411,132 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $3,610,376 |
| Other income not declared elsewhere | 2022-01-01 | $128,723 |
| Administrative expenses (other) incurred | 2022-01-01 | $1,614 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-72,838,007 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $343,291,327 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $416,129,334 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $280,667,019 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $353,534,519 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $3,075,255 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $3,365,399 |
| Interest on participant loans | 2022-01-01 | $28,046 |
| Interest earned on other investments | 2022-01-01 | $1,850,007 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $83,442 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $54,463,519 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $54,220,645 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $447,094 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-76,071,031 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $265,555 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $24,863,313 |
| Contract administrator fees | 2022-01-01 | $175 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2022-01-01 | 910189318 |
| 2021 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $70,153,346 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $22,143,745 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $22,099,817 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $32,601 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $17,452,897 |
| Value of total assets at end of year | 2021-12-31 | $416,129,334 |
| Value of total assets at beginning of year | 2021-12-31 | $368,119,733 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $11,327 |
| Total interest from all sources | 2021-12-31 | $1,640,563 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $11,764,061 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $11,764,061 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $13,393,458 |
| Participant contributions at end of year | 2021-12-31 | $597,639 |
| Participant contributions at beginning of year | 2021-12-31 | $498,883 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $4,411,132 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $2,886,367 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $4,059,439 |
| Other income not declared elsewhere | 2021-12-31 | $359,935 |
| Administrative expenses (other) incurred | 2021-12-31 | $2,056 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $48,009,601 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $416,129,334 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $368,119,733 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $353,534,519 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $308,354,779 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $3,365,399 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $3,475,332 |
| Interest on participant loans | 2021-12-31 | $25,677 |
| Interest earned on other investments | 2021-12-31 | $1,609,708 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $5,178 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $54,220,645 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $52,904,372 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $794,233 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $38,392,625 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $543,265 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $21,305,584 |
| Contract administrator fees | 2021-12-31 | $9,271 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2021-12-31 | 910189318 |
| 2020 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $66,616,505 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $22,451,223 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $22,415,533 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $15,150,837 |
| Value of total assets at end of year | 2020-12-31 | $368,119,733 |
| Value of total assets at beginning of year | 2020-12-31 | $323,954,451 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $35,690 |
| Total interest from all sources | 2020-12-31 | $1,696,035 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $7,610,881 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $7,610,881 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $12,880,491 |
| Participant contributions at end of year | 2020-12-31 | $498,883 |
| Participant contributions at beginning of year | 2020-12-31 | $401,345 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $2,886,367 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $1,983,985 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,270,346 |
| Other income not declared elsewhere | 2020-12-31 | $336,107 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $44,165,282 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $368,119,733 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $323,954,451 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $308,354,779 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $266,358,375 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $3,475,332 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $4,412,668 |
| Interest on participant loans | 2020-12-31 | $19,841 |
| Interest earned on other investments | 2020-12-31 | $1,654,992 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $21,202 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $52,904,372 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $50,798,078 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,074,511 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $41,858,991 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-36,346 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $21,341,022 |
| Contract administrator fees | 2020-12-31 | $35,690 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2020-12-31 | 910189318 |
| 2019 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $68,194,337 |
| Total income from all sources (including contributions) | 2019-12-31 | $68,194,337 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $13,477,130 |
| Total of all expenses incurred | 2019-12-31 | $13,477,130 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $13,477,130 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $13,477,130 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $14,455,115 |
| Value of total assets at end of year | 2019-12-31 | $323,954,451 |
| Value of total assets at beginning of year | 2019-12-31 | $269,237,244 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
| Total interest from all sources | 2019-12-31 | $1,664,802 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $5,919,849 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $5,919,849 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $11,938,495 |
| Participant contributions at end of year | 2019-12-31 | $401,345 |
| Participant contributions at end of year | 2019-12-31 | $401,345 |
| Participant contributions at beginning of year | 2019-12-31 | $423,182 |
| Participant contributions at beginning of year | 2019-12-31 | $423,182 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,983,985 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,573,688 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,573,688 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,516,620 |
| Other income not declared elsewhere | 2019-12-31 | $53,849 |
| Other income not declared elsewhere | 2019-12-31 | $53,849 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $54,717,207 |
| Value of net income/loss | 2019-12-31 | $54,717,207 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $323,954,451 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $269,237,244 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $269,237,244 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $266,358,375 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $266,358,375 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $216,039,600 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $216,039,600 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $4,412,668 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $4,412,668 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $4,715,799 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $4,715,799 |
| Interest on participant loans | 2019-12-31 | $20,578 |
| Interest earned on other investments | 2019-12-31 | $1,546,834 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $97,390 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $50,798,078 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $46,484,975 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $46,484,975 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $45,853,255 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $45,853,255 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $247,467 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $247,467 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $13,477,130 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $13,477,130 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
| Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2019-12-31 | 910189318 |
| 2018 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $4,648,370 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $11,262,491 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $11,177,147 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $15,388,987 |
| Value of total assets at end of year | 2018-12-31 | $269,237,244 |
| Value of total assets at beginning of year | 2018-12-31 | $275,851,365 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $85,344 |
| Total interest from all sources | 2018-12-31 | $1,628,520 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $7,015,955 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $7,015,955 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $11,195,813 |
| Participant contributions at end of year | 2018-12-31 | $423,182 |
| Participant contributions at beginning of year | 2018-12-31 | $425,589 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $1,573,688 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $1,493,953 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $4,193,174 |
| Other income not declared elsewhere | 2018-12-31 | $36,678 |
| Administrative expenses (other) incurred | 2018-12-31 | $-27,091 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-6,614,121 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $269,237,244 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $275,851,365 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $112,435 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $216,039,600 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $222,824,532 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $4,715,799 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $4,375,967 |
| Interest on participant loans | 2018-12-31 | $22,019 |
| Interest earned on other investments | 2018-12-31 | $1,552,217 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $54,284 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $46,484,975 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $46,731,324 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $2,527,011 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-19,633,859 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $212,089 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $8,650,136 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2018-12-31 | 910189318 |
| 2017 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $51,496,162 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $13,075,368 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $13,075,368 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $13,860,810 |
| Value of total assets at end of year | 2017-12-31 | $275,851,365 |
| Value of total assets at beginning of year | 2017-12-31 | $237,430,571 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
| Total interest from all sources | 2017-12-31 | $303,766 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $4,908,179 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $4,908,179 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $3,165,353 |
| Participant contributions at end of year | 2017-12-31 | $425,589 |
| Participant contributions at beginning of year | 2017-12-31 | $300,736 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $1,493,953 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $0 |
| Other income not declared elsewhere | 2017-12-31 | $1,347,049 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $38,420,794 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $275,851,365 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $237,430,571 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $222,824,532 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $188,539,679 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $4,375,967 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $4,037,162 |
| Interest on participant loans | 2017-12-31 | $15,552 |
| Interest earned on other investments | 2017-12-31 | $288,214 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $46,731,324 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $44,552,994 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $31,076,358 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $10,695,457 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $13,075,368 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2017-12-31 | 910189318 |
| 2016 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $33,203,716 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $13,401,965 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $13,357,331 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $18,340,164 |
| Value of total assets at end of year | 2016-12-31 | $237,430,571 |
| Value of total assets at beginning of year | 2016-12-31 | $217,628,820 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $44,634 |
| Total interest from all sources | 2016-12-31 | $293,004 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $3,711,193 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $3,711,193 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $10,544,863 |
| Participant contributions at end of year | 2016-12-31 | $300,736 |
| Participant contributions at beginning of year | 2016-12-31 | $239,567 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $7,795,301 |
| Other income not declared elsewhere | 2016-12-31 | $1,193,594 |
| Administrative expenses (other) incurred | 2016-12-31 | $44,634 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $19,801,751 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $237,430,571 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $217,628,820 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $188,539,679 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $174,173,252 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $4,037,162 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $3,577,841 |
| Interest on participant loans | 2016-12-31 | $11,035 |
| Interest earned on other investments | 2016-12-31 | $281,969 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $44,552,994 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $39,638,160 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $9,665,761 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $13,357,331 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2016-12-31 | 910189318 |
| 2015 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Expenses. Interest paid | 2015-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $15,407,283 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $11,725,009 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $11,664,816 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $32,967 |
| Value of total corrective distributions | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $12,757,689 |
| Value of total assets at end of year | 2015-12-31 | $217,628,820 |
| Value of total assets at beginning of year | 2015-12-31 | $213,946,546 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $27,226 |
| Total interest from all sources | 2015-12-31 | $155,697 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $4,783,227 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $4,783,227 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $10,163,134 |
| Participant contributions at end of year | 2015-12-31 | $239,567 |
| Participant contributions at beginning of year | 2015-12-31 | $293,570 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $439,995 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,594,555 |
| Other income not declared elsewhere | 2015-12-31 | $473,111 |
| Administrative expenses (other) incurred | 2015-12-31 | $27,226 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $3,682,274 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $217,628,820 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $213,946,546 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $174,173,252 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $111,182,394 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $3,577,841 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,916,874 |
| Interest on participant loans | 2015-12-31 | $10,796 |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
| Interest earned on other investments | 2015-12-31 | $144,901 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $98,459,692 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2015-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $39,638,160 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $654,021 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,762,441 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $0 |
| Income. Dividends from common stock | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $11,664,816 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2015-12-31 | 910189318 |
| 2014 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2014 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $26,551,848 |
| Total of all expenses incurred | 2014-12-31 | $9,664,847 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $9,589,587 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $12,178,732 |
| Value of total assets at end of year | 2014-12-31 | $213,946,546 |
| Value of total assets at beginning of year | 2014-12-31 | $197,059,545 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $75,260 |
| Total interest from all sources | 2014-12-31 | $5,139,921 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $75,260 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $9,383,030 |
| Participant contributions at end of year | 2014-12-31 | $293,570 |
| Participant contributions at beginning of year | 2014-12-31 | $261,121 |
| Participant contributions at end of year | 2014-12-31 | $439,995 |
| Participant contributions at beginning of year | 2014-12-31 | $448,482 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,795,702 |
| Other income not declared elsewhere | 2014-12-31 | $24,531 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $16,887,001 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $213,946,546 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $197,059,545 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $111,182,394 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $97,194,601 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,916,874 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,056,839 |
| Interest on participant loans | 2014-12-31 | $12,339 |
| Interest earned on other investments | 2014-12-31 | $5,127,582 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $98,459,692 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $96,565,140 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $654,021 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $533,362 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $9,208,664 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $9,589,587 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2014-12-31 | 910189318 |
| 2013 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $41,399,554 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $7,001,989 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,984,750 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $11,605,765 |
| Value of total assets at end of year | 2013-12-31 | $197,059,545 |
| Value of total assets at beginning of year | 2013-12-31 | $162,661,980 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $17,239 |
| Total interest from all sources | 2013-12-31 | $3,748,315 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $17,239 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $8,959,238 |
| Participant contributions at end of year | 2013-12-31 | $261,121 |
| Participant contributions at beginning of year | 2013-12-31 | $297,299 |
| Participant contributions at end of year | 2013-12-31 | $448,482 |
| Participant contributions at beginning of year | 2013-12-31 | $591,276 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $2,646,527 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $34,397,565 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $197,059,545 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $162,661,980 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $97,194,601 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $75,735,986 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,056,839 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,433,460 |
| Interest on participant loans | 2013-12-31 | $12,694 |
| Interest earned on other investments | 2013-12-31 | $3,735,621 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $96,565,140 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $84,327,956 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $533,362 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $276,003 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $26,045,474 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $6,984,750 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2013-12-31 | 910189318 |
| 2012 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $28,230,139 |
| Total of all expenses incurred | 2012-12-31 | $7,668,815 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $7,665,589 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $11,503,161 |
| Value of total assets at end of year | 2012-12-31 | $162,661,980 |
| Value of total assets at beginning of year | 2012-12-31 | $142,100,656 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,226 |
| Total interest from all sources | 2012-12-31 | $2,008,160 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $3,226 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $8,650,031 |
| Participant contributions at end of year | 2012-12-31 | $297,299 |
| Participant contributions at beginning of year | 2012-12-31 | $303,840 |
| Participant contributions at end of year | 2012-12-31 | $591,276 |
| Participant contributions at beginning of year | 2012-12-31 | $392,844 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $2,853,130 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $20,561,324 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $162,661,980 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $142,100,656 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $75,735,986 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $110,347,770 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $1,433,460 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,173,529 |
| Interest on participant loans | 2012-12-31 | $14,370 |
| Interest earned on other investments | 2012-12-31 | $1,993,790 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $84,327,956 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $29,613,049 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $276,003 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $269,624 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $14,718,818 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $7,665,589 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2012-12-31 | 910189318 |
| 2011 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2011 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $9,120,288 |
| Total of all expenses incurred | 2011-12-31 | $7,640,590 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $7,637,455 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $10,050,599 |
| Value of total assets at end of year | 2011-12-31 | $142,100,656 |
| Value of total assets at beginning of year | 2011-12-31 | $140,620,958 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,135 |
| Total interest from all sources | 2011-12-31 | $1,582,398 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $3,135 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $8,205,735 |
| Participant contributions at end of year | 2011-12-31 | $303,840 |
| Participant contributions at beginning of year | 2011-12-31 | $340,827 |
| Participant contributions at end of year | 2011-12-31 | $392,844 |
| Participant contributions at beginning of year | 2011-12-31 | $373,824 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,844,864 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $1,479,698 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $142,100,656 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $140,620,958 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $110,347,770 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $109,808,327 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,173,529 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $930,291 |
| Interest on participant loans | 2011-12-31 | $17,545 |
| Interest earned on other investments | 2011-12-31 | $1,564,853 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $29,613,049 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $28,934,554 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $269,624 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $233,135 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,636,281 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $133,282 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $990,290 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $7,637,455 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2011-12-31 | 910189318 |
| 2010 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $24,693,236 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $6,932,099 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,929,926 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $10,567,191 |
| Value of total assets at end of year | 2010-12-31 | $140,620,958 |
| Value of total assets at beginning of year | 2010-12-31 | $122,859,821 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,173 |
| Total interest from all sources | 2010-12-31 | $1,033,648 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $2,173 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $8,050,571 |
| Participant contributions at end of year | 2010-12-31 | $340,827 |
| Participant contributions at beginning of year | 2010-12-31 | $353,800 |
| Participant contributions at end of year | 2010-12-31 | $373,824 |
| Participant contributions at beginning of year | 2010-12-31 | $357,841 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,516,620 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $17,761,137 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $140,620,958 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $122,859,821 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $109,808,327 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $91,250,118 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $930,291 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $484,919 |
| Interest on participant loans | 2010-12-31 | $17,041 |
| Interest earned on other investments | 2010-12-31 | $1,016,607 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $28,934,554 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $28,921,416 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,299,719 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,299,719 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $233,135 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $192,008 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $12,081,422 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $100,041 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $910,934 |
| Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,929,926 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2010-12-31 | 910189318 |
| 2009 : SANTA CLARA UNIVERSITY TAX-DEFERRED ANNUNITY PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
