SUTTER EAST BAY HOSPITALS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2017 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2017 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $651 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $20,345 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,128,675 |
| Total of all expenses incurred | 2017-12-31 | $1,716,695 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,700,579 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $14,176 |
| Value of total assets at end of year | 2017-12-31 | $21,475,294 |
| Value of total assets at beginning of year | 2017-12-31 | $21,083,008 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,940 |
| Total interest from all sources | 2017-12-31 | $358,879 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $294,510 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $294,510 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Participant contributions at end of year | 2017-12-31 | $85,510 |
| Participant contributions at beginning of year | 2017-12-31 | $148,687 |
| Administrative expenses (other) incurred | 2017-12-31 | $1,940 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $411,980 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $21,474,643 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $21,062,663 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $4,921,790 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $4,390,812 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $5,829,786 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $5,469,013 |
| Interest on participant loans | 2017-12-31 | $5,540 |
| Interest earned on other investments | 2017-12-31 | $353,339 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $10,638,208 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $11,074,496 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,475,286 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,700,579 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $651 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $20,345 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2017-12-31 | 910189318 |
| 2016 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2016 401k financial data |
|---|
| Total transfer of assets from this plan | 2016-12-31 | $26,737,889 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $20,345 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $1,919,085 |
| Total of all expenses incurred | 2016-12-31 | $4,309,806 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,286,609 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $1,847 |
| Value of total assets at end of year | 2016-12-31 | $21,083,008 |
| Value of total assets at beginning of year | 2016-12-31 | $50,191,273 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $21,350 |
| Total interest from all sources | 2016-12-31 | $525,545 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $364,844 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $364,844 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Participant contributions at end of year | 2016-12-31 | $148,687 |
| Participant contributions at beginning of year | 2016-12-31 | $381,633 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $14,419 |
| Other income not declared elsewhere | 2016-12-31 | $13,302 |
| Administrative expenses (other) incurred | 2016-12-31 | $21,350 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-2,390,721 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $21,062,663 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $50,191,273 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $4,390,812 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $26,223,245 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $5,469,013 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $6,165,827 |
| Interest on participant loans | 2016-12-31 | $10,891 |
| Interest earned on other investments | 2016-12-31 | $514,654 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $11,074,496 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $17,406,149 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,015,394 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,286,609 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $20,345 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $0 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2016-12-31 | 910189318 |
| 2015 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2015 401k financial data |
|---|
| Total transfer of assets from this plan | 2015-12-31 | $259,269 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $252,209 |
| Total income from all sources (including contributions) | 2015-12-31 | $917,953 |
| Total of all expenses incurred | 2015-12-31 | $4,472,560 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,330,492 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $137,496 |
| Value of total assets at end of year | 2015-12-31 | $50,191,273 |
| Value of total assets at beginning of year | 2015-12-31 | $54,257,358 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $4,572 |
| Total interest from all sources | 2015-12-31 | $639,199 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,281,762 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,281,762 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Participant contributions at end of year | 2015-12-31 | $381,633 |
| Participant contributions at beginning of year | 2015-12-31 | $595,550 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $14,419 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $3,892 |
| Other income not declared elsewhere | 2015-12-31 | $24,801 |
| Administrative expenses (other) incurred | 2015-12-31 | $4,572 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-3,554,607 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $50,191,273 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $54,005,149 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $26,223,245 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $34,381,333 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $6,165,827 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $624,381 |
| Interest on participant loans | 2015-12-31 | $25,286 |
| Interest earned on other investments | 2015-12-31 | $613,913 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $17,406,149 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $18,652,202 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,027,809 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,330,492 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $252,209 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2015-12-31 | 910189318 |
| 2014 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2014 401k financial data |
|---|
| Total transfer of assets from this plan | 2014-12-31 | $339,928 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $252,209 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $157,509 |
| Total income from all sources (including contributions) | 2014-12-31 | $3,236,147 |
| Total of all expenses incurred | 2014-12-31 | $5,769,142 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $5,724,327 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $38,711 |
| Value of total assets at end of year | 2014-12-31 | $54,257,358 |
| Value of total assets at beginning of year | 2014-12-31 | $57,035,581 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,104 |
| Total interest from all sources | 2014-12-31 | $680,581 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,534,034 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,534,034 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Participant contributions at end of year | 2014-12-31 | $595,550 |
| Participant contributions at beginning of year | 2014-12-31 | $719,091 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $3,892 |
| Other income not declared elsewhere | 2014-12-31 | $20,101 |
| Administrative expenses (other) incurred | 2014-12-31 | $6,104 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-2,532,995 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $54,005,149 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $56,878,072 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $34,381,333 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $35,201,948 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $624,381 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $649,650 |
| Interest on participant loans | 2014-12-31 | $28,072 |
| Interest earned on other investments | 2014-12-31 | $652,509 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $18,652,202 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $20,464,892 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,001,431 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $5,724,327 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $252,209 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $157,509 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2014-12-31 | 910189318 |
| 2013 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $-553,196 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $157,509 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $32,648 |
| Total income from all sources (including contributions) | 2013-12-31 | $7,260,972 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $4,721,967 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,737,437 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $-21,907 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $57,035,581 |
| Value of total assets at beginning of year | 2013-12-31 | $54,924,911 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $6,437 |
| Total interest from all sources | 2013-12-31 | $739,544 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,101,964 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,101,964 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Participant contributions at end of year | 2013-12-31 | $719,091 |
| Participant contributions at beginning of year | 2013-12-31 | $794,896 |
| Administrative expenses (other) incurred | 2013-12-31 | $2,989 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,539,005 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $56,878,072 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $54,892,263 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $35,201,948 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $32,076,553 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $649,650 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $711,262 |
| Interest on participant loans | 2013-12-31 | $38,525 |
| Interest earned on other investments | 2013-12-31 | $701,019 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $20,464,892 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $21,342,200 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $5,419,464 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,737,437 |
| Contract administrator fees | 2013-12-31 | $3,448 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $157,509 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $32,648 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2013-12-31 | 346565596 |
| 2012 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $235,649 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $32,648 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $56,085 |
| Total income from all sources (including contributions) | 2012-12-31 | $4,353,108 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $4,070,436 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,054,464 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $9,270 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $54,924,911 |
| Value of total assets at beginning of year | 2012-12-31 | $54,901,325 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,702 |
| Total interest from all sources | 2012-12-31 | $793,752 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $516,673 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $516,673 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Participant contributions at end of year | 2012-12-31 | $794,896 |
| Participant contributions at beginning of year | 2012-12-31 | $965,153 |
| Administrative expenses (other) incurred | 2012-12-31 | $3,168 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $282,672 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $54,892,263 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $54,845,240 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $32,076,553 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $31,148,846 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $711,262 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $763,461 |
| Interest on participant loans | 2012-12-31 | $42,092 |
| Interest earned on other investments | 2012-12-31 | $751,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $21,342,200 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $22,023,865 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $3,042,683 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,054,464 |
| Contract administrator fees | 2012-12-31 | $3,534 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $32,648 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $56,085 |
| Did the plan have assets held for investment | 2012-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2012-12-31 | 346565596 |
| 2011 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2011 401k financial data |
|---|
| Total transfer of assets from this plan | 2011-12-31 | $5,262 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $56,085 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $27,000 |
| Total income from all sources (including contributions) | 2011-12-31 | $435,127 |
| Total of all expenses incurred | 2011-12-31 | $3,799,766 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,779,541 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $13,004 |
| Value of total assets at end of year | 2011-12-31 | $54,901,325 |
| Value of total assets at beginning of year | 2011-12-31 | $58,242,141 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $7,221 |
| Total interest from all sources | 2011-12-31 | $822,549 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $448,430 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $448,430 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Participant contributions at end of year | 2011-12-31 | $965,153 |
| Participant contributions at beginning of year | 2011-12-31 | $879,869 |
| Administrative expenses (other) incurred | 2011-12-31 | $7,221 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-3,364,639 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $54,845,240 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $58,215,141 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $31,148,846 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $30,392,309 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $763,461 |
| Interest on participant loans | 2011-12-31 | $52,106 |
| Interest earned on other investments | 2011-12-31 | $770,443 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,369,722 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,369,722 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $22,023,865 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $23,600,241 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-835,852 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,779,541 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $56,085 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $27,000 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2011-12-31 | 350921680 |
| 2010 : ALTA BATES SUMMIT 403(B) TDA RETIREMENT PLAN 2010 401k financial data |
|---|
| Total transfer of assets from this plan | 2010-12-31 | $258,804 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $27,000 |
| Total income from all sources (including contributions) | 2010-12-31 | $4,491,424 |
| Total of all expenses incurred | 2010-12-31 | $2,929,051 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,871,100 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $50,626 |
| Value of total assets at end of year | 2010-12-31 | $58,242,141 |
| Value of total assets at beginning of year | 2010-12-31 | $56,911,572 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,325 |
| Total interest from all sources | 2010-12-31 | $836,208 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $353,056 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $353,056 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Participant contributions at end of year | 2010-12-31 | $879,869 |
| Participant contributions at beginning of year | 2010-12-31 | $811,200 |
| Administrative expenses (other) incurred | 2010-12-31 | $7,325 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,562,373 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $58,215,141 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $56,911,572 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $30,392,309 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $28,922,200 |
| Interest on participant loans | 2010-12-31 | $47,984 |
| Interest earned on other investments | 2010-12-31 | $787,229 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,369,722 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,702,676 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,702,676 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $995 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $23,600,241 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $23,475,496 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,302,160 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,871,100 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $27,000 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | PERRY-SMITH, LLP |
| Accountancy firm EIN | 2010-12-31 | 680041802 |
