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U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 401k Plan overview

Plan NameU.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN
Plan identification number 002

U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)

401k Sponsoring company profile

BOARD OF TRUSTEES OF U.A. LOCAL 38 TRUST FUNDS has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES OF U.A. LOCAL 38 TRUST FUNDS
Employer identification number (EIN):941285319
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-07-01FRED NURISSO2023-04-04 LARRY MAZZOLA, JR.2023-04-03
0022020-07-01
0022019-07-01
0022018-07-01
0022017-07-01
0022016-07-01FRED NURISSO LARRY MAZZOLA, JR.2018-04-09
0022015-07-01FRED NURISSO LARRY MAZZOLA, JR.2017-04-07
0022014-07-01FRED NURISSO LARRY MAZZOLA, JR.2016-04-08
0022013-07-01SCOTT STRAWBRIDGE LARRY MAZZOLA, JR.2015-04-07
0022012-07-01SCOTT STRAWBRIDGE LARRY MAZZOLA, JR.2014-04-11
0022011-07-01SCOTT STRAWBRIDGE LARRY MAZZOLA, JR.2013-04-11
0022010-07-01SCOTT STRAWBRIDGE LARRY MAZZOLA, JR.2012-04-10

Plan Statistics for U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN

401k plan membership statisitcs for U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN

Measure Date Value
2021: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-012,164
Total number of active participants reported on line 7a of the Form 55002021-07-011,036
Number of retired or separated participants receiving benefits2021-07-0144
Number of other retired or separated participants entitled to future benefits2021-07-011,110
Total of all active and inactive participants2021-07-012,190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-0123
Total participants2021-07-012,213
Number of participants with account balances2021-07-012,197
Number of employers contributing to the scheme2021-07-01168
2020: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-012,118
Total number of active participants reported on line 7a of the Form 55002020-07-011,979
Number of retired or separated participants receiving benefits2020-07-019
Number of other retired or separated participants entitled to future benefits2020-07-01176
Total of all active and inactive participants2020-07-012,164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-012,164
Number of participants with account balances2020-07-012,164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
Number of employers contributing to the scheme2020-07-01150
2019: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-011,919
Total number of active participants reported on line 7a of the Form 55002019-07-011,939
Number of retired or separated participants receiving benefits2019-07-017
Number of other retired or separated participants entitled to future benefits2019-07-01172
Total of all active and inactive participants2019-07-012,118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-012,118
Number of participants with account balances2019-07-012,118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
Number of employers contributing to the scheme2019-07-01115
2018: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-011,890
Total number of active participants reported on line 7a of the Form 55002018-07-011,911
Number of retired or separated participants receiving benefits2018-07-018
Number of other retired or separated participants entitled to future benefits2018-07-010
Total of all active and inactive participants2018-07-011,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-011,919
Number of participants with account balances2018-07-011,919
Number of employers contributing to the scheme2018-07-01133
2017: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-011,795
Total number of active participants reported on line 7a of the Form 55002017-07-011,881
Number of retired or separated participants receiving benefits2017-07-019
Number of other retired or separated participants entitled to future benefits2017-07-010
Total of all active and inactive participants2017-07-011,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-011,890
Number of participants with account balances2017-07-011,890
Number of employers contributing to the scheme2017-07-01115
2016: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-011,786
Total number of active participants reported on line 7a of the Form 55002016-07-011,787
Number of retired or separated participants receiving benefits2016-07-018
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-011,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-011,795
Number of participants with account balances2016-07-011,795
Number of employers contributing to the scheme2016-07-0197
2015: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-011,702
Total number of active participants reported on line 7a of the Form 55002015-07-011,774
Number of retired or separated participants receiving benefits2015-07-0112
Number of other retired or separated participants entitled to future benefits2015-07-010
Total of all active and inactive participants2015-07-011,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-011,786
Number of participants with account balances2015-07-011,786
Number of employers contributing to the scheme2015-07-01112
2014: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-011,593
Total number of active participants reported on line 7a of the Form 55002014-07-011,691
Number of retired or separated participants receiving benefits2014-07-0111
Number of other retired or separated participants entitled to future benefits2014-07-010
Total of all active and inactive participants2014-07-011,702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-011,702
Number of participants with account balances2014-07-011,702
Number of employers contributing to the scheme2014-07-01109
2013: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-011,546
Total number of active participants reported on line 7a of the Form 55002013-07-011,582
Number of retired or separated participants receiving benefits2013-07-0111
Number of other retired or separated participants entitled to future benefits2013-07-010
Total of all active and inactive participants2013-07-011,593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-011,593
Number of participants with account balances2013-07-011,593
Number of employers contributing to the scheme2013-07-01100
2012: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-011,458
Total number of active participants reported on line 7a of the Form 55002012-07-011,535
Number of retired or separated participants receiving benefits2012-07-0110
Number of other retired or separated participants entitled to future benefits2012-07-010
Total of all active and inactive participants2012-07-011,545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-011
Total participants2012-07-011,546
Number of participants with account balances2012-07-011,546
Number of employers contributing to the scheme2012-07-01153
2011: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-011,384
Total number of active participants reported on line 7a of the Form 55002011-07-011,458
Number of retired or separated participants receiving benefits2011-07-019
Number of other retired or separated participants entitled to future benefits2011-07-010
Total of all active and inactive participants2011-07-011,467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-011,467
Number of participants with account balances2011-07-011,458
Number of employers contributing to the scheme2011-07-01243
2010: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-011,369
Total number of active participants reported on line 7a of the Form 55002010-07-011,377
Number of retired or separated participants receiving benefits2010-07-017
Number of other retired or separated participants entitled to future benefits2010-07-010
Total of all active and inactive participants2010-07-011,384
Total participants2010-07-011,384
Number of participants with account balances2010-07-011,377
Number of employers contributing to the scheme2010-07-01270

Financial Data on U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN

Measure Date Value
2022 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-06-30$-21,186,213
Total unrealized appreciation/depreciation of assets2022-06-30$-21,186,213
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$839,470
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$281,200
Total income from all sources (including contributions)2022-06-30$-10,112,361
Total loss/gain on sale of assets2022-06-30$-931,988
Total of all expenses incurred2022-06-30$14,484,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$12,963,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$9,747,559
Value of total assets at end of year2022-06-30$170,184,876
Value of total assets at beginning of year2022-06-30$194,223,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$1,521,345
Total interest from all sources2022-06-30$1,181,559
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$1,983,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$419,958
Administrative expenses professional fees incurred2022-06-30$136,436
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Participant contributions at end of year2022-06-30$2,003,867
Participant contributions at beginning of year2022-06-30$1,362,013
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$385,108
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-06-30$226,682
Other income not declared elsewhere2022-06-30$1,796
Administrative expenses (other) incurred2022-06-30$243,818
Liabilities. Value of operating payables at end of year2022-06-30$839,470
Liabilities. Value of operating payables at beginning of year2022-06-30$281,200
Total non interest bearing cash at end of year2022-06-30$699,101
Total non interest bearing cash at beginning of year2022-06-30$1,330,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-24,597,326
Value of net assets at end of year (total assets less liabilities)2022-06-30$169,345,406
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$193,942,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Assets. partnership/joint venture interests at end of year2022-06-30$3,923,911
Assets. partnership/joint venture interests at beginning of year2022-06-30$3,504,064
Investment advisory and management fees2022-06-30$1,098,835
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$8,923,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$8,412,084
Interest on participant loans2022-06-30$60,234
Interest earned on other investments2022-06-30$207,106
Income. Interest from US Government securities2022-06-30$201,359
Income. Interest from corporate debt instruments2022-06-30$712,499
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$3,725,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$2,958,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$2,958,814
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$361
Asset value of US Government securities at end of year2022-06-30$21,952,426
Asset value of US Government securities at beginning of year2022-06-30$22,284,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-909,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30Yes
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30Yes
Contributions received in cash from employer2022-06-30$9,747,559
Employer contributions (assets) at end of year2022-06-30$953,000
Employer contributions (assets) at beginning of year2022-06-30$958,000
Income. Dividends from common stock2022-06-30$1,563,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$12,963,620
Asset. Corporate debt instrument preferred debt at end of year2022-06-30$24,215,560
Asset. Corporate debt instrument preferred debt at beginning of year2022-06-30$20,078,972
Asset. Corporate debt instrument debt (other) at end of year2022-06-30$17,626,294
Asset. Corporate debt instrument debt (other) at beginning of year2022-06-30$15,104,022
Contract administrator fees2022-06-30$42,256
Assets. Corporate common stocks other than exployer securities at end of year2022-06-30$85,777,019
Assets. Corporate common stocks other than exployer securities at beginning of year2022-06-30$118,004,314
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Aggregate proceeds on sale of assets2022-06-30$119,704,703
Aggregate carrying amount (costs) on sale of assets2022-06-30$120,636,691
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30WITHUMSMITH+BROWN, PC
Accountancy firm EIN2022-06-30222027092
2021 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-06-30$31,875,402
Total unrealized appreciation/depreciation of assets2021-06-30$31,875,402
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$281,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$517,316
Total income from all sources (including contributions)2021-06-30$52,001,920
Total loss/gain on sale of assets2021-06-30$5,847,648
Total of all expenses incurred2021-06-30$9,400,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$7,915,716
Value of total corrective distributions2021-06-30$241,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$11,129,494
Value of total assets at end of year2021-06-30$194,223,932
Value of total assets at beginning of year2021-06-30$151,858,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$1,243,373
Total interest from all sources2021-06-30$1,161,801
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$1,737,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$339,050
Administrative expenses professional fees incurred2021-06-30$125,459
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Funding deficiency by the employer to the plan for this plan year2021-06-30$0
Minimum employer required contribution for this plan year2021-06-30$11,129,494
Amount contributed by the employer to the plan for this plan year2021-06-30$11,129,494
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Participant contributions at end of year2021-06-30$1,362,013
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-06-30$226,682
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-06-30$360,531
Other income not declared elsewhere2021-06-30$2,004
Administrative expenses (other) incurred2021-06-30$159,687
Liabilities. Value of operating payables at end of year2021-06-30$281,200
Liabilities. Value of operating payables at beginning of year2021-06-30$517,316
Total non interest bearing cash at end of year2021-06-30$1,330,900
Total non interest bearing cash at beginning of year2021-06-30$2,931,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$42,601,233
Value of net assets at end of year (total assets less liabilities)2021-06-30$193,942,732
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$151,341,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Assets. partnership/joint venture interests at end of year2021-06-30$3,504,064
Assets. partnership/joint venture interests at beginning of year2021-06-30$2,434,719
Investment advisory and management fees2021-06-30$931,339
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$8,412,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$6,361,884
Interest on participant loans2021-06-30$28,549
Interest earned on other investments2021-06-30$198,039
Income. Interest from US Government securities2021-06-30$114,599
Income. Interest from corporate debt instruments2021-06-30$820,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-06-30$2,958,814
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-06-30$3,056,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-06-30$3,056,260
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$444
Asset value of US Government securities at end of year2021-06-30$22,284,067
Asset value of US Government securities at beginning of year2021-06-30$12,080,229
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$248,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$11,129,494
Employer contributions (assets) at end of year2021-06-30$958,000
Employer contributions (assets) at beginning of year2021-06-30$1,172,000
Income. Dividends from common stock2021-06-30$1,398,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$7,915,716
Asset. Corporate debt instrument preferred debt at end of year2021-06-30$20,078,972
Asset. Corporate debt instrument preferred debt at beginning of year2021-06-30$21,633,735
Asset. Corporate debt instrument debt (other) at end of year2021-06-30$15,104,022
Asset. Corporate debt instrument debt (other) at beginning of year2021-06-30$18,005,346
Contract administrator fees2021-06-30$26,888
Assets. Corporate common stocks other than exployer securities at end of year2021-06-30$118,004,314
Assets. Corporate common stocks other than exployer securities at beginning of year2021-06-30$83,823,064
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Aggregate proceeds on sale of assets2021-06-30$109,858,374
Aggregate carrying amount (costs) on sale of assets2021-06-30$104,010,726
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30WITHUMSMITH+BROWN, PC
Accountancy firm EIN2021-06-30222027092
2020 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-06-30$4,380,610
Total unrealized appreciation/depreciation of assets2020-06-30$4,380,610
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$517,316
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$653,048
Total income from all sources (including contributions)2020-06-30$18,514,854
Total loss/gain on sale of assets2020-06-30$-639,339
Total of all expenses incurred2020-06-30$6,592,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$5,540,922
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$12,540,633
Value of total assets at end of year2020-06-30$151,858,815
Value of total assets at beginning of year2020-06-30$140,072,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$1,051,919
Total interest from all sources2020-06-30$1,285,361
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$1,537,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$302,434
Administrative expenses professional fees incurred2020-06-30$138,523
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$1,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-30$360,531
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$598,513
Other income not declared elsewhere2020-06-30$359
Administrative expenses (other) incurred2020-06-30$85,794
Liabilities. Value of operating payables at end of year2020-06-30$517,316
Liabilities. Value of operating payables at beginning of year2020-06-30$653,048
Total non interest bearing cash at end of year2020-06-30$2,931,047
Total non interest bearing cash at beginning of year2020-06-30$1,287,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$11,922,013
Value of net assets at end of year (total assets less liabilities)2020-06-30$151,341,499
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$139,419,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Assets. partnership/joint venture interests at end of year2020-06-30$2,434,719
Assets. partnership/joint venture interests at beginning of year2020-06-30$3,722,723
Investment advisory and management fees2020-06-30$809,097
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$6,361,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$6,250,134
Interest earned on other investments2020-06-30$248,382
Income. Interest from US Government securities2020-06-30$343,537
Income. Interest from corporate debt instruments2020-06-30$683,853
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-06-30$3,056,260
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$3,683,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$3,683,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-30$9,589
Asset value of US Government securities at end of year2020-06-30$12,080,229
Asset value of US Government securities at beginning of year2020-06-30$23,376,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-590,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30Yes
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$12,540,633
Employer contributions (assets) at end of year2020-06-30$1,172,000
Employer contributions (assets) at beginning of year2020-06-30$1,184,000
Income. Dividends from common stock2020-06-30$1,235,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$5,540,922
Asset. Corporate debt instrument preferred debt at end of year2020-06-30$21,633,735
Asset. Corporate debt instrument preferred debt at beginning of year2020-06-30$10,414,161
Asset. Corporate debt instrument debt (other) at end of year2020-06-30$18,005,346
Asset. Corporate debt instrument debt (other) at beginning of year2020-06-30$11,682,865
Contract administrator fees2020-06-30$18,505
Assets. Corporate common stocks other than exployer securities at end of year2020-06-30$83,823,064
Assets. Corporate common stocks other than exployer securities at beginning of year2020-06-30$77,872,325
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Aggregate proceeds on sale of assets2020-06-30$89,467,529
Aggregate carrying amount (costs) on sale of assets2020-06-30$90,106,868
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30No
Opinion of an independent qualified public accountant for this plan2020-06-30Unqualified
Accountancy firm name2020-06-30LINDQUIST LLP
Accountancy firm EIN2020-06-30522385296
2019 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-06-30$7,238,313
Total unrealized appreciation/depreciation of assets2019-06-30$7,238,313
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$653,048
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$142,117
Total income from all sources (including contributions)2019-06-30$23,044,771
Total loss/gain on sale of assets2019-06-30$1,374,773
Total of all expenses incurred2019-06-30$6,291,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$5,451,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$11,618,464
Value of total assets at end of year2019-06-30$140,072,534
Value of total assets at beginning of year2019-06-30$122,808,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$839,747
Total interest from all sources2019-06-30$1,211,252
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$1,655,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$292,142
Administrative expenses professional fees incurred2019-06-30$65,569
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Funding deficiency by the employer to the plan for this plan year2019-06-30$0
Minimum employer required contribution for this plan year2019-06-30$11,618,464
Amount contributed by the employer to the plan for this plan year2019-06-30$11,618,464
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Assets. Other investments not covered elsewhere at beginning of year2019-06-30$3,952,994
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-30$598,513
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-06-30$423,788
Other income not declared elsewhere2019-06-30$961
Administrative expenses (other) incurred2019-06-30$54,402
Liabilities. Value of operating payables at end of year2019-06-30$653,048
Liabilities. Value of operating payables at beginning of year2019-06-30$142,117
Total non interest bearing cash at end of year2019-06-30$1,287,972
Total non interest bearing cash at beginning of year2019-06-30$3,586,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$16,753,598
Value of net assets at end of year (total assets less liabilities)2019-06-30$139,419,486
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$122,665,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Assets. partnership/joint venture interests at end of year2019-06-30$3,722,723
Assets. partnership/joint venture interests at beginning of year2019-06-30$3,339,513
Investment advisory and management fees2019-06-30$712,857
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$6,250,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$5,574,086
Interest earned on other investments2019-06-30$334,780
Income. Interest from US Government securities2019-06-30$133,810
Income. Interest from corporate debt instruments2019-06-30$711,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$3,683,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$2,410,758
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$2,410,758
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$31,613
Asset value of US Government securities at end of year2019-06-30$23,376,795
Asset value of US Government securities at beginning of year2019-06-30$11,360,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$-54,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30Yes
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$11,618,464
Employer contributions (assets) at end of year2019-06-30$1,184,000
Employer contributions (assets) at beginning of year2019-06-30$1,083,000
Income. Dividends from common stock2019-06-30$1,363,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$5,451,426
Asset. Corporate debt instrument preferred debt at end of year2019-06-30$10,414,161
Asset. Corporate debt instrument preferred debt at beginning of year2019-06-30$9,608,986
Asset. Corporate debt instrument debt (other) at end of year2019-06-30$11,682,865
Asset. Corporate debt instrument debt (other) at beginning of year2019-06-30$13,151,515
Contract administrator fees2019-06-30$6,919
Assets. Corporate common stocks other than exployer securities at end of year2019-06-30$77,872,325
Assets. Corporate common stocks other than exployer securities at beginning of year2019-06-30$68,316,108
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Aggregate proceeds on sale of assets2019-06-30$99,783,883
Aggregate carrying amount (costs) on sale of assets2019-06-30$98,409,110
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30No
Opinion of an independent qualified public accountant for this plan2019-06-30Unqualified
Accountancy firm name2019-06-30LINDQUIST LLP
Accountancy firm EIN2019-06-30522385296
2018 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-06-30$5,702,985
Total unrealized appreciation/depreciation of assets2018-06-30$5,702,985
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$142,117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$286,216
Total income from all sources (including contributions)2018-06-30$18,761,585
Total loss/gain on sale of assets2018-06-30$348,468
Total of all expenses incurred2018-06-30$4,498,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$3,744,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$10,297,482
Value of total assets at end of year2018-06-30$122,808,005
Value of total assets at beginning of year2018-06-30$108,689,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$754,706
Total interest from all sources2018-06-30$1,209,161
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$1,252,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$260,253
Administrative expenses professional fees incurred2018-06-30$64,250
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Funding deficiency by the employer to the plan for this plan year2018-06-30$0
Minimum employer required contribution for this plan year2018-06-30$10,297,482
Amount contributed by the employer to the plan for this plan year2018-06-30$10,297,482
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Assets. Other investments not covered elsewhere at end of year2018-06-30$3,952,994
Assets. Other investments not covered elsewhere at beginning of year2018-06-30$1,688,981
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-06-30$423,788
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-06-30$306,327
Administrative expenses (other) incurred2018-06-30$44,273
Liabilities. Value of operating payables at end of year2018-06-30$142,117
Liabilities. Value of operating payables at beginning of year2018-06-30$286,216
Total non interest bearing cash at end of year2018-06-30$3,586,676
Total non interest bearing cash at beginning of year2018-06-30$533,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$14,262,731
Value of net assets at end of year (total assets less liabilities)2018-06-30$122,665,888
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$108,403,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Assets. partnership/joint venture interests at end of year2018-06-30$3,339,513
Assets. partnership/joint venture interests at beginning of year2018-06-30$3,762,674
Investment advisory and management fees2018-06-30$639,733
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$5,574,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$5,083,722
Interest earned on other investments2018-06-30$284,865
Income. Interest from US Government securities2018-06-30$271,493
Income. Interest from corporate debt instruments2018-06-30$641,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$2,410,758
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$2,516,239
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$2,516,239
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$10,814
Asset value of US Government securities at end of year2018-06-30$11,360,581
Asset value of US Government securities at beginning of year2018-06-30$14,877,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$-48,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$10,297,482
Employer contributions (assets) at end of year2018-06-30$1,083,000
Employer contributions (assets) at beginning of year2018-06-30$948,000
Income. Dividends from common stock2018-06-30$992,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$3,744,148
Asset. Corporate debt instrument preferred debt at end of year2018-06-30$9,608,986
Asset. Corporate debt instrument preferred debt at beginning of year2018-06-30$9,080,025
Asset. Corporate debt instrument debt (other) at end of year2018-06-30$13,151,515
Asset. Corporate debt instrument debt (other) at beginning of year2018-06-30$10,559,240
Contract administrator fees2018-06-30$6,450
Assets. Corporate common stocks other than exployer securities at end of year2018-06-30$68,316,108
Assets. Corporate common stocks other than exployer securities at beginning of year2018-06-30$59,334,119
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Aggregate proceeds on sale of assets2018-06-30$25,976,415
Aggregate carrying amount (costs) on sale of assets2018-06-30$25,627,947
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30No
Opinion of an independent qualified public accountant for this plan2018-06-30Unqualified
Accountancy firm name2018-06-30LINDQUIST LLP
Accountancy firm EIN2018-06-30522385296
2017 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-30$6,416,911
Total unrealized appreciation/depreciation of assets2017-06-30$6,416,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$286,216
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$204,548
Total income from all sources (including contributions)2017-06-30$18,596,933
Total loss/gain on sale of assets2017-06-30$1,654,064
Total of all expenses incurred2017-06-30$4,164,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$3,376,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$8,391,190
Value of total assets at end of year2017-06-30$108,689,373
Value of total assets at beginning of year2017-06-30$94,175,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$788,427
Total interest from all sources2017-06-30$1,086,950
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$1,047,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$302,059
Administrative expenses professional fees incurred2017-06-30$151,477
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Assets. Other investments not covered elsewhere at end of year2017-06-30$1,688,981
Assets. Other investments not covered elsewhere at beginning of year2017-06-30$1,059,844
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-30$306,327
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-30$475,768
Administrative expenses (other) incurred2017-06-30$46,969
Liabilities. Value of operating payables at end of year2017-06-30$286,216
Liabilities. Value of operating payables at beginning of year2017-06-30$204,548
Total non interest bearing cash at end of year2017-06-30$533,025
Total non interest bearing cash at beginning of year2017-06-30$745,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$14,432,228
Value of net assets at end of year (total assets less liabilities)2017-06-30$108,403,157
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$93,970,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Assets. partnership/joint venture interests at end of year2017-06-30$3,762,674
Assets. partnership/joint venture interests at beginning of year2017-06-30$3,134,097
Investment advisory and management fees2017-06-30$583,169
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$5,083,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$4,510,752
Interest earned on other investments2017-06-30$260,234
Income. Interest from US Government securities2017-06-30$239,955
Income. Interest from corporate debt instruments2017-06-30$585,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$2,516,239
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$3,488,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$3,488,002
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-30$893
Asset value of US Government securities at end of year2017-06-30$14,877,021
Asset value of US Government securities at beginning of year2017-06-30$16,101,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$8,391,190
Employer contributions (assets) at end of year2017-06-30$948,000
Employer contributions (assets) at beginning of year2017-06-30$1,143,000
Income. Dividends from common stock2017-06-30$745,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$3,376,278
Asset. Corporate debt instrument preferred debt at end of year2017-06-30$9,080,025
Asset. Corporate debt instrument preferred debt at beginning of year2017-06-30$8,982,200
Asset. Corporate debt instrument debt (other) at end of year2017-06-30$10,559,240
Asset. Corporate debt instrument debt (other) at beginning of year2017-06-30$7,204,741
Contract administrator fees2017-06-30$6,812
Assets. Corporate common stocks other than exployer securities at end of year2017-06-30$59,334,119
Assets. Corporate common stocks other than exployer securities at beginning of year2017-06-30$47,330,703
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Aggregate proceeds on sale of assets2017-06-30$55,795,026
Aggregate carrying amount (costs) on sale of assets2017-06-30$54,140,962
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30No
Opinion of an independent qualified public accountant for this plan2017-06-30Unqualified
Accountancy firm name2017-06-30LINDQUIST LLP
Accountancy firm EIN2017-06-30522385296
2016 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-30$524,439
Total unrealized appreciation/depreciation of assets2016-06-30$524,439
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$204,548
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$512,794
Total income from all sources (including contributions)2016-06-30$7,698,424
Total loss/gain on sale of assets2016-06-30$-2,425,605
Total of all expenses incurred2016-06-30$2,951,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$2,272,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$7,660,901
Value of total assets at end of year2016-06-30$94,175,477
Value of total assets at beginning of year2016-06-30$89,736,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$679,118
Total interest from all sources2016-06-30$999,954
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$938,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$209,170
Administrative expenses professional fees incurred2016-06-30$61,336
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Funding deficiency by the employer to the plan for this plan year2016-06-30$0
Minimum employer required contribution for this plan year2016-06-30$7,660,901
Amount contributed by the employer to the plan for this plan year2016-06-30$7,660,901
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Assets. Other investments not covered elsewhere at end of year2016-06-30$1,059,844
Assets. Other investments not covered elsewhere at beginning of year2016-06-30$974,259
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-30$475,768
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-06-30$286,817
Administrative expenses (other) incurred2016-06-30$34,259
Liabilities. Value of operating payables at end of year2016-06-30$204,548
Liabilities. Value of operating payables at beginning of year2016-06-30$512,794
Total non interest bearing cash at end of year2016-06-30$745,031
Total non interest bearing cash at beginning of year2016-06-30$642,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$4,747,048
Value of net assets at end of year (total assets less liabilities)2016-06-30$93,970,929
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$89,223,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Assets. partnership/joint venture interests at end of year2016-06-30$3,134,097
Assets. partnership/joint venture interests at beginning of year2016-06-30$2,040,600
Investment advisory and management fees2016-06-30$577,073
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$4,510,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$0
Interest earned on other investments2016-06-30$205,481
Income. Interest from US Government securities2016-06-30$241,353
Income. Interest from corporate debt instruments2016-06-30$552,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$3,488,002
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$4,690,616
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$4,690,616
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$918
Asset value of US Government securities at end of year2016-06-30$16,101,339
Asset value of US Government securities at beginning of year2016-06-30$15,547,284
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30Yes
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$7,660,901
Employer contributions (assets) at end of year2016-06-30$1,143,000
Employer contributions (assets) at beginning of year2016-06-30$766,000
Income. Dividends from common stock2016-06-30$729,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$2,272,258
Asset. Corporate debt instrument preferred debt at end of year2016-06-30$8,982,200
Asset. Corporate debt instrument preferred debt at beginning of year2016-06-30$9,748,983
Asset. Corporate debt instrument debt (other) at end of year2016-06-30$7,204,741
Asset. Corporate debt instrument debt (other) at beginning of year2016-06-30$8,150,839
Contract administrator fees2016-06-30$6,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2016-06-30$47,330,703
Assets. Corporate common stocks other than exployer securities at beginning of year2016-06-30$46,888,637
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Aggregate proceeds on sale of assets2016-06-30$50,774,950
Aggregate carrying amount (costs) on sale of assets2016-06-30$53,200,555
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30No
Opinion of an independent qualified public accountant for this plan2016-06-30Unqualified
Accountancy firm name2016-06-30LINDQUIST LLP
Accountancy firm EIN2016-06-30522385296
2015 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$509,892
Total unrealized appreciation/depreciation of assets2015-06-30$509,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$512,794
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$371,020
Total income from all sources (including contributions)2015-06-30$9,550,450
Total loss/gain on sale of assets2015-06-30$860,197
Total of all expenses incurred2015-06-30$3,949,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$3,245,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$6,392,700
Value of total assets at end of year2015-06-30$89,736,675
Value of total assets at beginning of year2015-06-30$83,993,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$703,969
Total interest from all sources2015-06-30$1,088,559
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$676,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Administrative expenses professional fees incurred2015-06-30$112,223
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Funding deficiency by the employer to the plan for this plan year2015-06-30$0
Minimum employer required contribution for this plan year2015-06-30$6,392,700
Amount contributed by the employer to the plan for this plan year2015-06-30$6,392,700
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Assets. Other investments not covered elsewhere at end of year2015-06-30$974,259
Assets. Other investments not covered elsewhere at beginning of year2015-06-30$633,206
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-06-30$286,817
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-06-30$383,983
Other income not declared elsewhere2015-06-30$22,871
Administrative expenses (other) incurred2015-06-30$34,450
Liabilities. Value of operating payables at end of year2015-06-30$512,794
Liabilities. Value of operating payables at beginning of year2015-06-30$371,020
Total non interest bearing cash at end of year2015-06-30$642,640
Total non interest bearing cash at beginning of year2015-06-30$134,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$5,601,356
Value of net assets at end of year (total assets less liabilities)2015-06-30$89,223,881
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$83,622,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Assets. partnership/joint venture interests at end of year2015-06-30$2,040,600
Assets. partnership/joint venture interests at beginning of year2015-06-30$2,331,028
Investment advisory and management fees2015-06-30$550,846
Interest earned on other investments2015-06-30$125,031
Income. Interest from US Government securities2015-06-30$363,891
Income. Interest from corporate debt instruments2015-06-30$590,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$4,690,616
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$2,745,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$2,745,424
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$8,812
Asset value of US Government securities at end of year2015-06-30$15,547,284
Asset value of US Government securities at beginning of year2015-06-30$13,912,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30Yes
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$6,392,700
Employer contributions (assets) at end of year2015-06-30$766,000
Employer contributions (assets) at beginning of year2015-06-30$810,000
Income. Dividends from common stock2015-06-30$676,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$3,245,125
Asset. Corporate debt instrument preferred debt at end of year2015-06-30$9,748,983
Asset. Corporate debt instrument preferred debt at beginning of year2015-06-30$7,930,580
Asset. Corporate debt instrument debt (other) at end of year2015-06-30$8,150,839
Asset. Corporate debt instrument debt (other) at beginning of year2015-06-30$6,429,515
Contract administrator fees2015-06-30$6,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2015-06-30$46,888,637
Assets. Corporate common stocks other than exployer securities at beginning of year2015-06-30$48,683,185
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Aggregate proceeds on sale of assets2015-06-30$29,426,775
Aggregate carrying amount (costs) on sale of assets2015-06-30$28,566,578
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30No
Opinion of an independent qualified public accountant for this plan2015-06-30Unqualified
Accountancy firm name2015-06-30LINDQUIST LLP
Accountancy firm EIN2015-06-30522385296
2014 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$7,942,932
Total unrealized appreciation/depreciation of assets2014-06-30$7,942,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$371,020
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$1,503,362
Total income from all sources (including contributions)2014-06-30$16,541,669
Total loss/gain on sale of assets2014-06-30$1,591,215
Total of all expenses incurred2014-06-30$5,293,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$4,524,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$5,447,286
Value of total assets at end of year2014-06-30$83,993,545
Value of total assets at beginning of year2014-06-30$73,878,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$769,101
Total interest from all sources2014-06-30$969,511
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$590,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Administrative expenses professional fees incurred2014-06-30$154,998
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Funding deficiency by the employer to the plan for this plan year2014-06-30$0
Minimum employer required contribution for this plan year2014-06-30$5,447,286
Amount contributed by the employer to the plan for this plan year2014-06-30$5,447,286
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Assets. Other investments not covered elsewhere at end of year2014-06-30$633,206
Assets. Other investments not covered elsewhere at beginning of year2014-06-30$423,499
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$383,983
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-06-30$746,442
Administrative expenses (other) incurred2014-06-30$60,421
Liabilities. Value of operating payables at end of year2014-06-30$371,020
Liabilities. Value of operating payables at beginning of year2014-06-30$1,503,362
Total non interest bearing cash at end of year2014-06-30$134,167
Total non interest bearing cash at beginning of year2014-06-30$225,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$11,247,869
Value of net assets at end of year (total assets less liabilities)2014-06-30$83,622,525
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$72,374,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Assets. partnership/joint venture interests at end of year2014-06-30$2,331,028
Investment advisory and management fees2014-06-30$546,693
Interest earned on other investments2014-06-30$124,877
Income. Interest from US Government securities2014-06-30$338,747
Income. Interest from corporate debt instruments2014-06-30$503,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$2,745,424
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$7,639,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$7,639,960
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$1,947
Asset value of US Government securities at end of year2014-06-30$13,912,457
Asset value of US Government securities at beginning of year2014-06-30$13,600,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30Yes
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$5,447,286
Employer contributions (assets) at end of year2014-06-30$810,000
Employer contributions (assets) at beginning of year2014-06-30$790,000
Income. Dividends from common stock2014-06-30$590,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$4,524,699
Asset. Corporate debt instrument preferred debt at end of year2014-06-30$7,930,580
Asset. Corporate debt instrument preferred debt at beginning of year2014-06-30$7,809,878
Asset. Corporate debt instrument debt (other) at end of year2014-06-30$6,429,515
Asset. Corporate debt instrument debt (other) at beginning of year2014-06-30$4,265,976
Contract administrator fees2014-06-30$6,989
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2014-06-30$48,683,185
Assets. Corporate common stocks other than exployer securities at beginning of year2014-06-30$38,375,479
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Aggregate proceeds on sale of assets2014-06-30$21,941,039
Aggregate carrying amount (costs) on sale of assets2014-06-30$20,349,824
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30No
Opinion of an independent qualified public accountant for this plan2014-06-30Unqualified
Accountancy firm name2014-06-30LINDQUIST LLP
Accountancy firm EIN2014-06-30522385296
2013 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$3,346,517
Total unrealized appreciation/depreciation of assets2013-06-30$3,346,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$1,503,362
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$72,001
Total income from all sources (including contributions)2013-06-30$14,251,521
Total loss/gain on sale of assets2013-06-30$3,769,971
Total of all expenses incurred2013-06-30$2,540,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$1,989,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$5,832,612
Value of total assets at end of year2013-06-30$73,878,018
Value of total assets at beginning of year2013-06-30$60,735,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$550,984
Total interest from all sources2013-06-30$774,607
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$527,814
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Administrative expenses professional fees incurred2013-06-30$65,654
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Funding deficiency by the employer to the plan for this plan year2013-06-30$0
Minimum employer required contribution for this plan year2013-06-30$5,832,612
Amount contributed by the employer to the plan for this plan year2013-06-30$5,832,612
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Assets. Other investments not covered elsewhere at end of year2013-06-30$423,499
Assets. Other investments not covered elsewhere at beginning of year2013-06-30$447,911
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$746,442
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$212,820
Administrative expenses (other) incurred2013-06-30$35,351
Liabilities. Value of operating payables at end of year2013-06-30$1,503,362
Liabilities. Value of operating payables at beginning of year2013-06-30$72,001
Total non interest bearing cash at end of year2013-06-30$225,902
Total non interest bearing cash at beginning of year2013-06-30$674,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$11,711,035
Value of net assets at end of year (total assets less liabilities)2013-06-30$72,374,656
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$60,663,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$443,529
Interest earned on other investments2013-06-30$11,558
Income. Interest from US Government securities2013-06-30$318,380
Income. Interest from corporate debt instruments2013-06-30$442,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$7,639,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$2,838,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$2,838,988
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$1,841
Asset value of US Government securities at end of year2013-06-30$13,600,882
Asset value of US Government securities at beginning of year2013-06-30$12,361,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30Yes
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$5,832,612
Employer contributions (assets) at end of year2013-06-30$790,000
Employer contributions (assets) at beginning of year2013-06-30$462,000
Income. Dividends from common stock2013-06-30$527,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$1,989,502
Asset. Corporate debt instrument preferred debt at end of year2013-06-30$7,809,878
Asset. Corporate debt instrument preferred debt at beginning of year2013-06-30$6,649,557
Asset. Corporate debt instrument debt (other) at end of year2013-06-30$4,265,976
Asset. Corporate debt instrument debt (other) at beginning of year2013-06-30$2,893,274
Contract administrator fees2013-06-30$6,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2013-06-30$38,375,479
Assets. Corporate common stocks other than exployer securities at beginning of year2013-06-30$34,194,726
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Aggregate proceeds on sale of assets2013-06-30$40,773,741
Aggregate carrying amount (costs) on sale of assets2013-06-30$37,003,770
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Unqualified
Accountancy firm name2013-06-30LINDQUIST LLP
Accountancy firm EIN2013-06-30522385296
2012 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$157,494
Total unrealized appreciation/depreciation of assets2012-06-30$157,494
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$72,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$80,891
Total income from all sources (including contributions)2012-06-30$4,073,062
Total loss/gain on sale of assets2012-06-30$-1,522,727
Total of all expenses incurred2012-06-30$4,311,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$3,975,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$4,363,427
Value of total assets at end of year2012-06-30$60,735,622
Value of total assets at beginning of year2012-06-30$60,982,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$336,273
Total interest from all sources2012-06-30$554,068
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$520,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$93,461
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Funding deficiency by the employer to the plan for this plan year2012-06-30$0
Minimum employer required contribution for this plan year2012-06-30$4,363,427
Amount contributed by the employer to the plan for this plan year2012-06-30$4,363,427
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Assets. Other investments not covered elsewhere at end of year2012-06-30$447,911
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$276,986
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-06-30$212,820
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$943,428
Administrative expenses (other) incurred2012-06-30$28,308
Liabilities. Value of operating payables at end of year2012-06-30$72,001
Liabilities. Value of operating payables at beginning of year2012-06-30$80,891
Total non interest bearing cash at end of year2012-06-30$674,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-238,430
Value of net assets at end of year (total assets less liabilities)2012-06-30$60,663,621
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$60,902,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Investment advisory and management fees2012-06-30$208,591
Interest earned on other investments2012-06-30$21,624
Income. Interest from US Government securities2012-06-30$221,037
Income. Interest from corporate debt instruments2012-06-30$310,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$2,838,988
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$2,235,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$2,235,964
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$1,141
Asset value of US Government securities at end of year2012-06-30$12,361,490
Asset value of US Government securities at beginning of year2012-06-30$11,356,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30Yes
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$4,363,427
Employer contributions (assets) at end of year2012-06-30$462,000
Employer contributions (assets) at beginning of year2012-06-30$311,000
Income. Dividends from common stock2012-06-30$520,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$3,975,219
Asset. Corporate debt instrument preferred debt at end of year2012-06-30$6,649,557
Asset. Corporate debt instrument preferred debt at beginning of year2012-06-30$4,431,657
Asset. Corporate debt instrument debt (other) at end of year2012-06-30$2,893,274
Asset. Corporate debt instrument debt (other) at beginning of year2012-06-30$2,300,886
Contract administrator fees2012-06-30$5,913
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2012-06-30$34,194,726
Assets. Corporate common stocks other than exployer securities at beginning of year2012-06-30$39,126,083
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Aggregate proceeds on sale of assets2012-06-30$41,328,162
Aggregate carrying amount (costs) on sale of assets2012-06-30$42,850,889
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30No
Opinion of an independent qualified public accountant for this plan2012-06-30Unqualified
Accountancy firm name2012-06-30LINDQUIST LLP
Accountancy firm EIN2012-06-30522385296
2011 : U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$7,587,006
Total unrealized appreciation/depreciation of assets2011-06-30$7,587,006
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$80,891
Total income from all sources (including contributions)2011-06-30$15,351,254
Total loss/gain on sale of assets2011-06-30$3,551,495
Total of all expenses incurred2011-06-30$5,528,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$4,972,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$3,012,440
Value of total assets at end of year2011-06-30$60,982,942
Value of total assets at beginning of year2011-06-30$51,079,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$556,367
Total interest from all sources2011-06-30$674,986
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$518,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$154,360
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Funding deficiency by the employer to the plan for this plan year2011-06-30$0
Minimum employer required contribution for this plan year2011-06-30$3,012,440
Amount contributed by the employer to the plan for this plan year2011-06-30$3,012,440
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Assets. Other investments not covered elsewhere at end of year2011-06-30$276,986
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$213,629
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$943,428
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$233,284
Other income not declared elsewhere2011-06-30$7,135
Administrative expenses (other) incurred2011-06-30$29,604
Liabilities. Value of operating payables at end of year2011-06-30$80,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$9,822,496
Value of net assets at end of year (total assets less liabilities)2011-06-30$60,902,051
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$51,079,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Investment advisory and management fees2011-06-30$365,714
Interest earned on other investments2011-06-30$17,226
Income. Interest from US Government securities2011-06-30$339,385
Income. Interest from corporate debt instruments2011-06-30$318,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$2,235,964
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$2,365,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$2,365,477
Asset value of US Government securities at end of year2011-06-30$11,356,938
Asset value of US Government securities at beginning of year2011-06-30$11,874,284
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30Yes
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$3,012,440
Employer contributions (assets) at end of year2011-06-30$311,000
Employer contributions (assets) at beginning of year2011-06-30$297,000
Income. Dividends from common stock2011-06-30$518,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$4,972,391
Asset. Corporate debt instrument preferred debt at end of year2011-06-30$4,431,657
Asset. Corporate debt instrument preferred debt at beginning of year2011-06-30$4,570,051
Asset. Corporate debt instrument debt (other) at end of year2011-06-30$2,300,886
Asset. Corporate debt instrument debt (other) at beginning of year2011-06-30$1,951,375
Contract administrator fees2011-06-30$6,689
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$39,126,083
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$29,574,455
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$64,912,069
Aggregate carrying amount (costs) on sale of assets2011-06-30$61,360,574
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30No
Opinion of an independent qualified public accountant for this plan2011-06-30Unqualified
Accountancy firm name2011-06-30LINDQUIST LLP
Accountancy firm EIN2011-06-30522385296

Form 5500 Responses for U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN

2021: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2021 form 5500 responses
2021-07-01Type of plan entityMulti-employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement - TrustYes
2020: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2020 form 5500 responses
2020-07-01Type of plan entityMulti-employer plan
2020-07-01Plan is a collectively bargained planYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement - TrustYes
2019: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2019 form 5500 responses
2019-07-01Type of plan entityMulti-employer plan
2019-07-01Plan is a collectively bargained planYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2018 form 5500 responses
2018-07-01Type of plan entityMulti-employer plan
2018-07-01Plan is a collectively bargained planYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2017 form 5500 responses
2017-07-01Type of plan entityMulti-employer plan
2017-07-01Plan is a collectively bargained planYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2016 form 5500 responses
2016-07-01Type of plan entityMulti-employer plan
2016-07-01Plan is a collectively bargained planYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2015 form 5500 responses
2015-07-01Type of plan entityMulti-employer plan
2015-07-01Plan is a collectively bargained planYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2014 form 5500 responses
2014-07-01Type of plan entityMulti-employer plan
2014-07-01Plan is a collectively bargained planYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2013 form 5500 responses
2013-07-01Type of plan entityMulti-employer plan
2013-07-01Plan is a collectively bargained planYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2012 form 5500 responses
2012-07-01Type of plan entityMulti-employer plan
2012-07-01Plan is a collectively bargained planYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2011 form 5500 responses
2011-07-01Type of plan entityMulti-employer plan
2011-07-01Plan is a collectively bargained planYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2010: U.A. LOCAL 38 DEFINED CONTRIBUTION 401(A) PENSION PLAN 2010 form 5500 responses
2010-07-01Type of plan entityMulti-employer plan
2010-07-01Plan is a collectively bargained planYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement - TrustYes

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