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R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 401k Plan overview

Plan NameR. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST
Plan identification number 001

R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R. C. FISCHER & CO. has sponsored the creation of one or more 401k plans.

Company Name:R. C. FISCHER & CO.
Employer identification number (EIN):941342776
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about R. C. FISCHER & CO.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2009-05-19
Company Identification Number: F179097
Legal Registered Office Address: 7288 HANOVER GREEN DRIVE

MECHANICSVILLE
United States of America (USA)
23111

More information about R. C. FISCHER & CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01DENNIS A. SEWELL2023-05-31
0012021-04-01DENNIS A. SEWELL2022-08-11
0012020-04-01DENNIS A. SEWELL2021-08-25
0012019-04-01DENNIS A SEWELL2020-11-20
0012018-04-01DENNIS A. SEWELL2019-11-06
0012017-04-01DENNIS A SEWELL2018-08-03
0012016-04-01DENNIS A. SEWELL2017-11-21
0012015-04-01DENNIS A SEWELL
0012014-04-01DIRK FITZGERALD
0012013-04-01DIRK FITZGERALD
0012012-04-01DIRK FITZGERALD
0012011-04-01DIRK FITZGERALD2012-08-13 DIRK FITZGERALD2012-08-13
0012010-04-01DIRK FITZGERALD2011-10-25 DIRK FITZGERALD2011-10-25

Plan Statistics for R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST

401k plan membership statisitcs for R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST

Measure Date Value
2015: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2015 401k membership
Total participants, beginning-of-year2015-04-0134
Total number of active participants reported on line 7a of the Form 55002015-04-0129
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-019
Total of all active and inactive participants2015-04-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-0138
Number of participants with account balances2015-04-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-010
2014: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2014 401k membership
Total participants, beginning-of-year2014-04-0132
Total number of active participants reported on line 7a of the Form 55002014-04-0127
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-017
Total of all active and inactive participants2014-04-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-010
Total participants2014-04-0134
Number of participants with account balances2014-04-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-011
2013: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2013 401k membership
Total participants, beginning-of-year2013-04-0144
Total number of active participants reported on line 7a of the Form 55002013-04-0124
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-018
Total of all active and inactive participants2013-04-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-0132
Number of participants with account balances2013-04-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2012 401k membership
Total participants, beginning-of-year2012-04-0137
Total number of active participants reported on line 7a of the Form 55002012-04-0133
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0111
Total of all active and inactive participants2012-04-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-0144
Number of participants with account balances2012-04-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-011

Financial Data on R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST

Measure Date Value
2016 : R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2016 401k financial data
Total income from all sources2016-03-31$-57,895
Expenses. Total of all expenses incurred2016-03-31$207,363
Benefits paid (including direct rollovers)2016-03-31$206,963
Total plan assets at end of year2016-03-31$5,438,759
Total plan assets at beginning of year2016-03-31$5,704,017
Value of fidelity bond covering the plan2016-03-31$500,000
Total contributions received or receivable from participants2016-03-31$192,685
Expenses. Other expenses not covered elsewhere2016-03-31$400
Other income received2016-03-31$-303,414
Net income (gross income less expenses)2016-03-31$-265,258
Net plan assets at end of year (total assets less liabilities)2016-03-31$5,438,759
Net plan assets at beginning of year (total assets less liabilities)2016-03-31$5,704,017
Assets. Value of participant loans2016-03-31$68,404
Total contributions received or receivable from employer(s)2016-03-31$52,834
2015 : R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2015 401k financial data
Total income from all sources2015-03-31$526,764
Expenses. Total of all expenses incurred2015-03-31$618,412
Benefits paid (including direct rollovers)2015-03-31$617,812
Total plan assets at end of year2015-03-31$5,704,017
Total plan assets at beginning of year2015-03-31$5,795,665
Value of fidelity bond covering the plan2015-03-31$500,000
Total contributions received or receivable from participants2015-03-31$186,489
Expenses. Other expenses not covered elsewhere2015-03-31$600
Contributions received from other sources (not participants or employers)2015-03-31$116,110
Other income received2015-03-31$176,451
Net income (gross income less expenses)2015-03-31$-91,648
Net plan assets at end of year (total assets less liabilities)2015-03-31$5,704,017
Net plan assets at beginning of year (total assets less liabilities)2015-03-31$5,795,665
Assets. Value of participant loans2015-03-31$67,718
Total contributions received or receivable from employer(s)2015-03-31$47,714
2014 : R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2014 401k financial data
Total income from all sources2014-03-31$805,776
Expenses. Total of all expenses incurred2014-03-31$365,321
Benefits paid (including direct rollovers)2014-03-31$365,071
Total plan assets at end of year2014-03-31$5,795,665
Total plan assets at beginning of year2014-03-31$5,355,210
Value of fidelity bond covering the plan2014-03-31$500,000
Total contributions received or receivable from participants2014-03-31$155,538
Contributions received from other sources (not participants or employers)2014-03-31$4,245
Other income received2014-03-31$600,425
Net income (gross income less expenses)2014-03-31$440,455
Net plan assets at end of year (total assets less liabilities)2014-03-31$5,795,665
Net plan assets at beginning of year (total assets less liabilities)2014-03-31$5,355,210
Assets. Value of participant loans2014-03-31$56,594
Total contributions received or receivable from employer(s)2014-03-31$45,568
Expenses. Administrative service providers (salaries,fees and commissions)2014-03-31$250
2013 : R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2013 401k financial data
Total income from all sources2013-03-31$558,016
Expenses. Total of all expenses incurred2013-03-31$1,373,543
Benefits paid (including direct rollovers)2013-03-31$1,373,243
Total plan assets at end of year2013-03-31$5,355,210
Total plan assets at beginning of year2013-03-31$6,170,737
Value of fidelity bond covering the plan2013-03-31$500,000
Total contributions received or receivable from participants2013-03-31$148,640
Contributions received from other sources (not participants or employers)2013-03-31$3,994
Other income received2013-03-31$336,271
Net income (gross income less expenses)2013-03-31$-815,527
Net plan assets at end of year (total assets less liabilities)2013-03-31$5,355,210
Net plan assets at beginning of year (total assets less liabilities)2013-03-31$6,170,737
Assets. Value of participant loans2013-03-31$51,047
Total contributions received or receivable from employer(s)2013-03-31$69,111
Expenses. Administrative service providers (salaries,fees and commissions)2013-03-31$300

Form 5500 Responses for R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST

2015: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: R. C. FISCHER & CO. EMPLOYEE SAVINGS & PROFIT SHARING TRUST 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9600
Policy instance 1
Insurance contract or identification numberZH9600
Number of Individuals Covered38
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $13,798
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,798
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9600
Policy instance 1
Insurance contract or identification numberZH9600
Number of Individuals Covered34
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $14,257
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,257
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9600
Policy instance 1
Insurance contract or identification numberZH9600
Number of Individuals Covered32
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $10,604
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,604
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9600
Policy instance 1
Insurance contract or identification numberZH9600
Number of Individuals Covered44
Insurance policy start date2012-06-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $25,679
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,679
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC

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