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THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameTHE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN
Plan identification number 002

THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

THE HARKER SCHOOL has sponsored the creation of one or more 401k plans.

Company Name:THE HARKER SCHOOL
Employer identification number (EIN):941613808
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01MARTIN BRADFORD2019-10-14
0022018-01-01MARTIN BRADFORD2019-10-14
0022018-01-01MARTIN BRADFORD2019-10-14
0022017-01-01
0022016-01-01
0022016-01-01MARTIN BRADFORD2019-05-10
0022015-01-01
0022014-01-01
0022013-01-01

Plan Statistics for THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN

401k plan membership statisitcs for THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN

Measure Date Value
2022: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,080
Total number of active participants reported on line 7a of the Form 55002022-01-011,075
Number of other retired or separated participants entitled to future benefits2022-01-01192
Total of all active and inactive participants2022-01-011,267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-011,270
Number of participants with account balances2022-01-011,152
2021: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01467
Total number of active participants reported on line 7a of the Form 55002021-01-01918
Number of other retired or separated participants entitled to future benefits2021-01-01171
Total of all active and inactive participants2021-01-011,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-011,091
Number of participants with account balances2021-01-01982
2020: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01461
Total number of active participants reported on line 7a of the Form 55002020-01-01338
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01130
Total of all active and inactive participants2020-01-01468
Total participants2020-01-01468
Number of participants with account balances2020-01-01456
2019: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01438
Total number of active participants reported on line 7a of the Form 55002019-01-01337
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01124
Total of all active and inactive participants2019-01-01461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01461
Number of participants with account balances2019-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01499
Total number of active participants reported on line 7a of the Form 55002018-01-01322
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01116
Total of all active and inactive participants2018-01-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01439
Number of participants with account balances2018-01-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01487
Total number of active participants reported on line 7a of the Form 55002017-01-01421
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0178
Total of all active and inactive participants2017-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01500
Number of participants with account balances2017-01-01483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01192
Total number of active participants reported on line 7a of the Form 55002016-01-01251
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-01254
Total participants2016-01-01254
Number of participants with account balances2016-01-01240
Number of retired or separated participants receiving benefits2016-01-011
2015: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01198
Total number of active participants reported on line 7a of the Form 55002015-01-01182
Number of other retired or separated participants entitled to future benefits2015-01-0129
Total of all active and inactive participants2015-01-01211
Total participants2015-01-01211
Number of participants with account balances2015-01-01183
2014: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01270
Total number of active participants reported on line 7a of the Form 55002014-01-01254
Number of other retired or separated participants entitled to future benefits2014-01-0161
Total of all active and inactive participants2014-01-01315
Total participants2014-01-01315
Number of participants with account balances2014-01-01267
2013: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01618
Total number of active participants reported on line 7a of the Form 55002013-01-01492
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0184
Total of all active and inactive participants2013-01-01576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01576
Number of participants with account balances2013-01-01531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN

Measure Date Value
2022 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-8,309,129
Total unrealized appreciation/depreciation of assets2022-12-31$-8,309,129
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,359,978
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,376,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,311,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,239,844
Value of total assets at end of year2022-12-31$48,170,481
Value of total assets at beginning of year2022-12-31$53,906,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$64,511
Total interest from all sources2022-12-31$1,714
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,082,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,082,999
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,784,364
Participant contributions at end of year2022-12-31$66,790
Participant contributions at beginning of year2022-12-31$35,418
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$455,480
Administrative expenses (other) incurred2022-12-31$64,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,736,330
Value of net assets at end of year (total assets less liabilities)2022-12-31$48,170,481
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$53,906,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$37,778,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$45,506,374
Value of interest in pooled separate accounts at end of year2022-12-31$48,115
Value of interest in pooled separate accounts at beginning of year2022-12-31$44,790
Interest on participant loans2022-12-31$1,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$466,986
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$465,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$465,825
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$9,710,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,733,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-375,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Employer contributions (assets) at end of year2022-12-31$98,737
Employer contributions (assets) at beginning of year2022-12-31$120,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,311,841
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ROBERT LEE & ASSOCIATES, LLP
Accountancy firm EIN2022-12-31271155496
2021 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$2,699,307
Total unrealized appreciation/depreciation of assets2021-12-31$2,699,307
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,142,741
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,605,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,558,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,515,734
Value of total assets at end of year2021-12-31$53,906,811
Value of total assets at beginning of year2021-12-31$45,369,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$46,794
Total interest from all sources2021-12-31$957
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,709,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,709,323
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,311,427
Participant contributions at end of year2021-12-31$35,418
Participant contributions at beginning of year2021-12-31$21,918
Participant contributions at end of year2021-12-31$120,500
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$204,307
Administrative expenses (other) incurred2021-12-31$46,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,537,611
Value of net assets at end of year (total assets less liabilities)2021-12-31$53,906,811
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$45,369,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$45,506,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$37,188,412
Value of interest in pooled separate accounts at end of year2021-12-31$44,790
Value of interest in pooled separate accounts at beginning of year2021-12-31$40,387
Interest on participant loans2021-12-31$957
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$465,825
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$792,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$792,173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,733,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,326,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,217,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,558,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ROBERT LEE & ASSOCIATES, LLP
Accountancy firm EIN2021-12-31271155496
2020 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$3,652,841
Total unrealized appreciation/depreciation of assets2020-12-31$3,652,841
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,594,625
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,024,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,974,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,141,882
Value of total assets at end of year2020-12-31$45,369,200
Value of total assets at beginning of year2020-12-31$39,798,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$50,174
Total interest from all sources2020-12-31$9
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$927,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$927,402
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,937,430
Participant contributions at end of year2020-12-31$21,918
Participant contributions at beginning of year2020-12-31$1,027
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$204,452
Other income not declared elsewhere2020-12-31$150
Administrative expenses (other) incurred2020-12-31$50,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,570,265
Value of net assets at end of year (total assets less liabilities)2020-12-31$45,369,200
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$39,798,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$37,188,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,514,261
Value of interest in pooled separate accounts at end of year2020-12-31$40,387
Value of interest in pooled separate accounts at beginning of year2020-12-31$40,360
Interest on participant loans2020-12-31$9
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$792,173
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$547,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$547,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,326,310
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$6,695,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$872,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,974,186
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ROBERT LEE & ASSOCIATES
Accountancy firm EIN2020-12-31271155496
2019 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$5,168,280
Total unrealized appreciation/depreciation of assets2019-12-31$5,168,280
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,519,001
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,104,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,056,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,743,086
Value of total assets at end of year2019-12-31$39,798,935
Value of total assets at beginning of year2019-12-31$32,384,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$47,894
Total interest from all sources2019-12-31$113
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$856,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$856,056
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,732,270
Participant contributions at end of year2019-12-31$1,027
Participant contributions at beginning of year2019-12-31$4,028
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$77,066
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$10,816
Other income not declared elsewhere2019-12-31$204
Administrative expenses (other) incurred2019-12-31$47,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,414,118
Value of net assets at end of year (total assets less liabilities)2019-12-31$39,798,935
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$32,384,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,514,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$25,950,281
Value of interest in pooled separate accounts at end of year2019-12-31$40,360
Value of interest in pooled separate accounts at beginning of year2019-12-31$66,149
Interest on participant loans2019-12-31$113
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$547,725
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$348,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$348,654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,695,562
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,938,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$751,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,056,989
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ROBERT LEE & ASSOCIATES
Accountancy firm EIN2019-12-31271155496
2018 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-3,117,612
Total unrealized appreciation/depreciation of assets2018-12-31$-3,117,612
Total income from all sources (including contributions)2018-12-31$889,400
Total of all expenses incurred2018-12-31$1,015,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$968,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,649,223
Value of total assets at end of year2018-12-31$32,384,817
Value of total assets at beginning of year2018-12-31$32,510,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$47,087
Total interest from all sources2018-12-31$238
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$947,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$947,082
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,449,258
Participant contributions at end of year2018-12-31$4,028
Participant contributions at beginning of year2018-12-31$11,691
Participant contributions at end of year2018-12-31$77,066
Participant contributions at beginning of year2018-12-31$78,334
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$199,965
Other income not declared elsewhere2018-12-31$157
Administrative expenses (other) incurred2018-12-31$47,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-126,149
Value of net assets at end of year (total assets less liabilities)2018-12-31$32,384,817
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$32,510,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$25,950,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,598,315
Value of interest in pooled separate accounts at end of year2018-12-31$66,149
Value of interest in pooled separate accounts at beginning of year2018-12-31$76,335
Interest on participant loans2018-12-31$238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$348,654
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$518,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$518,820
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,938,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,227,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$410,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$968,462
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ROBERT LEE & ASSOCIATIES
Accountancy firm EIN2018-12-31271155496
2017 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$3,037,138
Total unrealized appreciation/depreciation of assets2017-12-31$3,037,138
Total income from all sources (including contributions)2017-12-31$7,221,888
Total of all expenses incurred2017-12-31$1,113,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,070,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,712,806
Value of total assets at end of year2017-12-31$32,510,966
Value of total assets at beginning of year2017-12-31$26,402,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$43,140
Total interest from all sources2017-12-31$476
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$703,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$703,088
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,247,455
Participant contributions at end of year2017-12-31$11,691
Participant contributions at beginning of year2017-12-31$14,433
Participant contributions at end of year2017-12-31$78,334
Participant contributions at beginning of year2017-12-31$85,155
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$465,351
Administrative expenses (other) incurred2017-12-31$43,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,108,602
Value of net assets at end of year (total assets less liabilities)2017-12-31$32,510,966
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,402,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,598,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$23,030,495
Value of interest in pooled separate accounts at end of year2017-12-31$76,335
Value of interest in pooled separate accounts at beginning of year2017-12-31$110,875
Interest on participant loans2017-12-31$476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$518,820
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$686,748
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$686,748
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,227,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,474,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$768,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,070,146
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ROBERT LEE & ASSOCIATES, LLP
Accountancy firm EIN2017-12-31271155496
2016 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$699,547
Total unrealized appreciation/depreciation of assets2016-12-31$699,547
Total transfer of assets to this plan2016-12-31$4,140,928
Total transfer of assets from this plan2016-12-31$11,583,617
Total income from all sources (including contributions)2016-12-31$4,965,007
Total of all expenses incurred2016-12-31$1,519,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,505,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,438,338
Value of total assets at end of year2016-12-31$16,111,496
Value of total assets at beginning of year2016-12-31$20,109,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,928
Total interest from all sources2016-12-31$745
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$309,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$309,932
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,005,951
Participant contributions at end of year2016-12-31$14,433
Participant contributions at beginning of year2016-12-31$20,092
Participant contributions at end of year2016-12-31$85,155
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,432,387
Administrative expenses (other) incurred2016-12-31$14,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,445,019
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,111,496
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$20,109,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,314
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,295,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,586,402
Value of interest in pooled separate accounts at end of year2016-12-31$576,144
Value of interest in pooled separate accounts at beginning of year2016-12-31$89,870
Interest on participant loans2016-12-31$745
Interest earned on other investments2016-12-31$86,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$225,521
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,412,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,412,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,474,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$516,445
Net investment gain/loss from pooled separate accounts2016-12-31$5,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,505,060
Contract administrator fees2016-12-31$11,616
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROBERT LEE & ASSOCIATES LLP
Accountancy firm EIN2016-12-31271155496
2015 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-2,777,765
Total unrealized appreciation/depreciation of assets2015-12-31$-2,777,765
Total income from all sources (including contributions)2015-12-31$1,847,746
Total of all expenses incurred2015-12-31$1,109,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,107,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,369,354
Value of total assets at end of year2015-12-31$20,109,166
Value of total assets at beginning of year2015-12-31$19,371,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,384
Total interest from all sources2015-12-31$774
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$589,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$589,123
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,012,921
Participant contributions at end of year2015-12-31$20,092
Participant contributions at beginning of year2015-12-31$10,685
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$356,433
Administrative expenses (other) incurred2015-12-31$2,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$738,082
Value of net assets at end of year (total assets less liabilities)2015-12-31$20,109,166
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,371,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,586,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,900,183
Value of interest in pooled separate accounts at end of year2015-12-31$89,870
Value of interest in pooled separate accounts at beginning of year2015-12-31$65,414
Interest on participant loans2015-12-31$774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,412,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,394,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,394,802
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$1,666,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,107,280
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ROBERT LEE & ASSOCIATES, LLP
Accountancy firm EIN2015-12-31271155496
2014 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$464,492
Total unrealized appreciation/depreciation of assets2014-12-31$464,492
Total income from all sources (including contributions)2014-12-31$3,313,881
Total of all expenses incurred2014-12-31$1,154,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,152,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,005,827
Value of total assets at end of year2014-12-31$19,371,084
Value of total assets at beginning of year2014-12-31$17,211,694
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,302
Total interest from all sources2014-12-31$518
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$557,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$557,975
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,848,315
Participant contributions at end of year2014-12-31$10,685
Participant contributions at beginning of year2014-12-31$72,040
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$157,512
Administrative expenses (other) incurred2014-12-31$2,302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,159,390
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,371,084
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,211,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,900,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,757,258
Value of interest in pooled separate accounts at end of year2014-12-31$65,414
Value of interest in pooled separate accounts at beginning of year2014-12-31$49,845
Interest on participant loans2014-12-31$518
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,394,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,332,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,332,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$285,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,152,189
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ROBERT LEE & ASSOCIATES, LLP
Accountancy firm EIN2014-12-31271155496
2013 : THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,404,982
Total unrealized appreciation/depreciation of assets2013-12-31$2,404,982
Total income from all sources (including contributions)2013-12-31$5,236,839
Total of all expenses incurred2013-12-31$1,331,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,329,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,321,321
Value of total assets at end of year2013-12-31$17,211,694
Value of total assets at beginning of year2013-12-31$13,306,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,420
Total interest from all sources2013-12-31$23,326
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$349,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$349,987
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,638,206
Participant contributions at end of year2013-12-31$72,040
Participant contributions at beginning of year2013-12-31$6,574
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$683,115
Administrative expenses (other) incurred2013-12-31$2,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,905,366
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,211,694
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,306,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,757,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,681,288
Value of interest in pooled separate accounts at end of year2013-12-31$49,845
Value of interest in pooled separate accounts at beginning of year2013-12-31$47,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,332,551
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,570,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,570,886
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$23,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$137,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,329,053
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROBERT LEE & ASSOCIATES, LLP
Accountancy firm EIN2013-12-31271155496

Form 5500 Responses for THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN

2022: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE HARKER SCHOOL 403(B) TAX-DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500909
Policy instance 1
Insurance contract or identification number500909
Number of Individuals Covered1123
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500909
Policy instance 1
Insurance contract or identification number500909
Number of Individuals Covered951
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500909
Policy instance 1
Insurance contract or identification number500909
Number of Individuals Covered427
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500909
Policy instance 1
Insurance contract or identification number500909
Number of Individuals Covered422
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500909
Policy instance 1
Insurance contract or identification number500909
Number of Individuals Covered401
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500909
Policy instance 1
Insurance contract or identification number500909
Number of Individuals Covered457
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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