HOPKINS & CARLEY, A LAW CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HOPKINS & CARLEY, ALC PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2017 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-05-31 | $0 |
| Total transfer of assets from this plan | 2017-05-31 | $18,640,162 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $0 |
| Total income from all sources (including contributions) | 2017-05-31 | $935,107 |
| Total loss/gain on sale of assets | 2017-05-31 | $0 |
| Total of all expenses incurred | 2017-05-31 | $122,180 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-05-31 | $121,009 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-05-31 | $0 |
| Value of total assets at end of year | 2017-05-31 | $0 |
| Value of total assets at beginning of year | 2017-05-31 | $17,827,235 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-05-31 | $1,171 |
| Total interest from all sources | 2017-05-31 | $1,542 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-05-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-05-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-05-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-05-31 | Yes |
| Value of fidelity bond cover | 2017-05-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-05-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-05-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2017-05-31 | $0 |
| Minimum employer required contribution for this plan year | 2017-05-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2017-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-05-31 | No |
| Participant contributions at beginning of year | 2017-05-31 | $102,193 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-05-31 | $687,580 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
| Value of net income/loss | 2017-05-31 | $812,927 |
| Value of net assets at end of year (total assets less liabilities) | 2017-05-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-05-31 | $17,827,235 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-05-31 | No |
| Interest on participant loans | 2017-05-31 | $1,542 |
| Value of interest in common/collective trusts at beginning of year | 2017-05-31 | $15,615,162 |
| Net investment gain or loss from common/collective trusts | 2017-05-31 | $933,565 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-05-31 | No |
| Employer contributions (assets) at beginning of year | 2017-05-31 | $1,422,300 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-05-31 | $121,009 |
| Contract administrator fees | 2017-05-31 | $1,171 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-05-31 | Yes |
| Did the plan have assets held for investment | 2017-05-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-05-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-05-31 | Disclaimer |
| Accountancy firm name | 2017-05-31 | MOSS ADAMS, LLP |
| Accountancy firm EIN | 2017-05-31 | 910189318 |
| 2016 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,389,304 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $125,084 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $112,125 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $9,841 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,422,300 |
| Value of total assets at end of year | 2016-12-31 | $17,827,235 |
| Value of total assets at beginning of year | 2016-12-31 | $15,563,015 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,118 |
| Total interest from all sources | 2016-12-31 | $3,508 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2016-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Participant contributions at end of year | 2016-12-31 | $102,193 |
| Participant contributions at beginning of year | 2016-12-31 | $96,265 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $687,580 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $619,460 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,264,220 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $17,827,235 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $15,563,015 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Interest on participant loans | 2016-12-31 | $3,508 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $15,615,162 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $13,606,837 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $963,496 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,422,300 |
| Employer contributions (assets) at end of year | 2016-12-31 | $1,422,300 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $1,240,453 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $112,125 |
| Contract administrator fees | 2016-12-31 | $3,118 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MOSS ADAMS, LLP |
| Accountancy firm EIN | 2016-12-31 | 910189318 |
| 2015 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,136,169 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $940,884 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $928,039 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $8,734 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,240,453 |
| Value of total assets at end of year | 2015-12-31 | $15,563,015 |
| Value of total assets at beginning of year | 2015-12-31 | $15,367,730 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $4,111 |
| Total interest from all sources | 2015-12-31 | $3,986 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2015-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2015-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Participant contributions at end of year | 2015-12-31 | $96,265 |
| Participant contributions at beginning of year | 2015-12-31 | $129,309 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $619,460 |
| Other income not declared elsewhere | 2015-12-31 | $-108,270 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $195,285 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $15,563,015 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $15,367,730 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $200,385 |
| Interest on participant loans | 2015-12-31 | $3,986 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $13,606,837 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $13,305,775 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $7,040 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $7,040 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,240,453 |
| Employer contributions (assets) at end of year | 2015-12-31 | $1,240,453 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $1,318,006 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $928,039 |
| Contract administrator fees | 2015-12-31 | $4,111 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $407,215 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2015-12-31 | 910189318 |
| 2014 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $27,622 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $27,622 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,051,248 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $595,462 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $589,106 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $0 |
| Value of total corrective distributions | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,318,006 |
| Value of total assets at end of year | 2014-12-31 | $15,367,730 |
| Value of total assets at beginning of year | 2014-12-31 | $13,911,944 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,356 |
| Total interest from all sources | 2014-12-31 | $4,830 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $23,689 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $16,711 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2014-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2014-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $0 |
| Participant contributions at end of year | 2014-12-31 | $129,309 |
| Participant contributions at beginning of year | 2014-12-31 | $112,281 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Other income not declared elsewhere | 2014-12-31 | $0 |
| Administrative expenses (other) incurred | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,455,786 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $15,367,730 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $13,911,944 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $200,385 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $192,463 |
| Interest on participant loans | 2014-12-31 | $4,830 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $13,305,775 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $12,116,755 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $7,040 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $7,507 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $7,507 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $677,101 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,318,006 |
| Employer contributions (assets) at end of year | 2014-12-31 | $1,318,006 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $1,118,213 |
| Income. Dividends from common stock | 2014-12-31 | $6,978 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $589,106 |
| Contract administrator fees | 2014-12-31 | $6,356 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $407,215 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $364,725 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MOSS ADAMS, LLP |
| Accountancy firm EIN | 2014-12-31 | 910189318 |
| 2013 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,504,434 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $616,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $614,102 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
| Value of total corrective distributions | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,118,213 |
| Value of total assets at end of year | 2013-12-31 | $13,911,944 |
| Value of total assets at beginning of year | 2013-12-31 | $12,024,286 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,674 |
| Total interest from all sources | 2013-12-31 | $4,722 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2013-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $0 |
| Participant contributions at end of year | 2013-12-31 | $112,281 |
| Participant contributions at beginning of year | 2013-12-31 | $107,425 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Administrative expenses (other) incurred | 2013-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,887,658 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $13,911,944 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $12,024,286 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $192,463 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $334,336 |
| Interest on participant loans | 2013-12-31 | $4,722 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $12,116,755 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $9,991,630 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $7,507 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $6,287 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $6,287 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,381,499 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,118,213 |
| Employer contributions (assets) at end of year | 2013-12-31 | $1,118,213 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $1,125,393 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $614,102 |
| Contract administrator fees | 2013-12-31 | $2,674 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $364,725 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $459,215 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MOSS ADAMS, LLP |
| Accountancy firm EIN | 2013-12-31 | 910189318 |
| 2012 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $19,321 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $19,321 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,990,620 |
| Total loss/gain on sale of assets | 2012-12-31 | $162,742 |
| Total of all expenses incurred | 2012-12-31 | $2,326,731 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,300,004 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $7,330 |
| Value of total corrective distributions | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,028,081 |
| Value of total assets at end of year | 2012-12-31 | $12,024,286 |
| Value of total assets at beginning of year | 2012-12-31 | $12,360,397 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $19,397 |
| Total interest from all sources | 2012-12-31 | $4,549 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $25,346 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $14,608 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $0 |
| Participant contributions at end of year | 2012-12-31 | $107,425 |
| Participant contributions at beginning of year | 2012-12-31 | $100,462 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $0 |
| Other income not declared elsewhere | 2012-12-31 | $0 |
| Administrative expenses (other) incurred | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-336,111 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $12,024,286 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $12,360,397 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $334,336 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,090,340 |
| Interest on participant loans | 2012-12-31 | $4,549 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $9,991,630 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,698,317 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $6,287 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $973,216 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $973,216 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $25,929 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $724,652 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,028,081 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,125,393 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,052,873 |
| Income. Dividends from common stock | 2012-12-31 | $10,738 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,300,004 |
| Contract administrator fees | 2012-12-31 | $19,397 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $459,215 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $1,445,189 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $3,256,603 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $3,093,861 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2012-12-31 | 910189318 |
| 2011 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-133,811 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-133,811 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,068,653 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $587,069 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $513,924 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $8,969 |
| Value of total corrective distributions | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,052,873 |
| Value of total assets at end of year | 2011-12-31 | $12,360,397 |
| Value of total assets at beginning of year | 2011-12-31 | $11,878,813 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $64,176 |
| Total interest from all sources | 2011-12-31 | $5,681 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $62,706 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $0 |
| Participant contributions at end of year | 2011-12-31 | $100,462 |
| Participant contributions at beginning of year | 2011-12-31 | $108,119 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $0 |
| Other income not declared elsewhere | 2011-12-31 | $0 |
| Administrative expenses (other) incurred | 2011-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $481,584 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $12,360,397 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $11,878,813 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $1,470 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,090,340 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,350,141 |
| Interest on participant loans | 2011-12-31 | $5,628 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,698,317 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $8,146,946 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $973,216 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $95,338 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $95,338 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $53 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-27,646 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $171,556 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,052,873 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,052,873 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $1,116,983 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $513,924 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $1,445,189 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $61,286 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MOHLER, NIXON & WILLIAMS |
| Accountancy firm EIN | 2011-12-31 | 770106234 |
| 2010 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $3,122,452 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $195,067 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $173,091 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
| Value of total corrective distributions | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,223,620 |
| Value of total assets at end of year | 2010-12-31 | $11,878,813 |
| Value of total assets at beginning of year | 2010-12-31 | $8,951,428 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $21,976 |
| Total interest from all sources | 2010-12-31 | $6,462 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $39,799 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $39,799 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $0 |
| Participant contributions at end of year | 2010-12-31 | $108,119 |
| Participant contributions at beginning of year | 2010-12-31 | $123,041 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $2,219,840 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,116,983 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
| Administrative expenses (other) incurred | 2010-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,927,385 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $11,878,813 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,951,428 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,350,141 |
| Interest on participant loans | 2010-12-31 | $6,462 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $8,146,946 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $6,608,547 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $95,338 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $250,536 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $602,035 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $2,223,620 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $173,091 |
| Contract administrator fees | 2010-12-31 | $21,976 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $61,286 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MOHLER, NIXON & WILLIAMS |
| Accountancy firm EIN | 2010-12-31 | 770106234 |
| 2009 : HOPKINS & CARLEY, ALC PROFIT SHARING PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $0 |
