401k Plan data: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN plan

EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	002

EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EAST BAY HEAD & NECK SURGERY, INC. has sponsored the creation of one or more 401k plans.

Company Name: EAST BAY HEAD & NECK SURGERY, INC.

Employer identification number (EIN): 942377921

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-10-01 BRUCE J RICE 2022-07-12
002 2019-10-01 BRUCE J RICE 2021-06-12
002 2018-10-01 BRUCE J RICE 2020-07-07
002 2017-10-01 BRUCE J RICE 2019-07-02
002 2016-10-01
002 2015-10-01
002 2014-10-01 RICHARD KERBAVAZ RICHARD KERBAVAZ 2016-01-06
002 2013-10-01 RICHARD KERBAVAZ RICHARD KERBAVAZ 2015-07-15
002 2012-10-01 RICHARD KERBAVAZ RICHARD KERBAVAZ 2014-04-24
002 2011-10-01 RICHARD KERBAVAZ RICHARD KERBAVAZ 2013-07-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2020-10-01	BRUCE J RICE	2022-07-12
002	2019-10-01	BRUCE J RICE	2021-06-12
002	2018-10-01	BRUCE J RICE	2020-07-07
002	2017-10-01	BRUCE J RICE	2019-07-02
002	2016-10-01
002	2015-10-01
002	2014-10-01	RICHARD KERBAVAZ		RICHARD KERBAVAZ	2016-01-06
002	2013-10-01	RICHARD KERBAVAZ		RICHARD KERBAVAZ	2015-07-15
002	2012-10-01	RICHARD KERBAVAZ		RICHARD KERBAVAZ	2014-04-24
002	2011-10-01	RICHARD KERBAVAZ		RICHARD KERBAVAZ	2013-07-11

Plan Statistics for EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 1
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 0
Number of retired or separated participants receiving benefits 2020-10-01 0
Number of other retired or separated participants entitled to future benefits 2020-10-01 0
Total of all active and inactive participants 2020-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 0
Total participants 2020-10-01 0
Number of participants with account balances 2020-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 0
2019: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 1
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 0
Total of all active and inactive participants 2019-10-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 0
Total participants 2019-10-01 1
Number of participants with account balances 2019-10-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 0
2018: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 1
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 1
Number of retired or separated participants receiving benefits 2018-10-01 0
Number of other retired or separated participants entitled to future benefits 2018-10-01 0
Total of all active and inactive participants 2018-10-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 0
Total participants 2018-10-01 1
Number of participants with account balances 2018-10-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 0
2017: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 1
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 0
Total of all active and inactive participants 2017-10-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 0
Total participants 2017-10-01 1
Number of participants with account balances 2017-10-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 1
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 0
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 1
Total of all active and inactive participants 2016-10-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 1
Number of participants with account balances 2016-10-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
2015: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 0
Number of retired or separated participants receiving benefits 2015-10-01 1
Number of other retired or separated participants entitled to future benefits 2015-10-01 0
Total of all active and inactive participants 2015-10-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 1
Number of participants with account balances 2015-10-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 1
Number of retired or separated participants receiving benefits 2014-10-01 2
Number of other retired or separated participants entitled to future benefits 2014-10-01 0
Total of all active and inactive participants 2014-10-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 3
Number of participants with account balances 2014-10-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 1
2013: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 7
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 5
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 5
Number of participants with account balances 2013-10-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 5
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 2
Total of all active and inactive participants 2012-10-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 7
Number of participants with account balances 2012-10-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 7
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 0
Total of all active and inactive participants 2011-10-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 7
Number of participants with account balances 2011-10-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0

Measure	Date	Value
2020: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	1
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	0
Number of retired or separated participants receiving benefits	2020-10-01	0
Number of other retired or separated participants entitled to future benefits	2020-10-01	0
Total of all active and inactive participants	2020-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	0
Total participants	2020-10-01	0
Number of participants with account balances	2020-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	0
2019: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	1
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	0
Total of all active and inactive participants	2019-10-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	0
Total participants	2019-10-01	1
Number of participants with account balances	2019-10-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	0
2018: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	1
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	1
Number of retired or separated participants receiving benefits	2018-10-01	0
Number of other retired or separated participants entitled to future benefits	2018-10-01	0
Total of all active and inactive participants	2018-10-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	0
Total participants	2018-10-01	1
Number of participants with account balances	2018-10-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	0
2017: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	1
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	0
Total of all active and inactive participants	2017-10-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	0
Total participants	2017-10-01	1
Number of participants with account balances	2017-10-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	1
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	0
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	1
Total of all active and inactive participants	2016-10-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	1
Number of participants with account balances	2016-10-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
2015: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	0
Number of retired or separated participants receiving benefits	2015-10-01	1
Number of other retired or separated participants entitled to future benefits	2015-10-01	0
Total of all active and inactive participants	2015-10-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	1
Number of participants with account balances	2015-10-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	1
Number of retired or separated participants receiving benefits	2014-10-01	2
Number of other retired or separated participants entitled to future benefits	2014-10-01	0
Total of all active and inactive participants	2014-10-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	3
Number of participants with account balances	2014-10-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	1
2013: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	7
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	5
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	5
Number of participants with account balances	2013-10-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	5
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	2
Total of all active and inactive participants	2012-10-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	7
Number of participants with account balances	2012-10-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	7
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	0
Total of all active and inactive participants	2011-10-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	7
Number of participants with account balances	2011-10-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0

Financial Data on EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2021 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-09-30	$546,214
Expenses. Total of all expenses incurred	2021-09-30	$5,779,997
Benefits paid (including direct rollovers)	2021-09-30	$5,774,862
Total plan assets at end of year	2021-09-30	$0
Total plan assets at beginning of year	2021-09-30	$5,233,783
Value of fidelity bond covering the plan	2021-09-30	$500,000
Expenses. Other expenses not covered elsewhere	2021-09-30	$5,135
Other income received	2021-09-30	$546,214
Net income (gross income less expenses)	2021-09-30	$-5,233,783
Net plan assets at end of year (total assets less liabilities)	2021-09-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2021-09-30	$5,233,783
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-09-30	$0
2020 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-09-30	$392,101
Expenses. Total of all expenses incurred	2020-09-30	$82,601
Benefits paid (including direct rollovers)	2020-09-30	$81,873
Total plan assets at end of year	2020-09-30	$5,233,783
Total plan assets at beginning of year	2020-09-30	$4,924,283
Value of fidelity bond covering the plan	2020-09-30	$500,000
Assets. Value of loans (other than to participants)	2020-09-30	$67,834
Other income received	2020-09-30	$392,101
Net income (gross income less expenses)	2020-09-30	$309,500
Net plan assets at end of year (total assets less liabilities)	2020-09-30	$5,233,783
Net plan assets at beginning of year (total assets less liabilities)	2020-09-30	$4,924,283
Expenses. Administrative service providers (salaries,fees and commissions)	2020-09-30	$728
2019 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-09-30	$367,543
Expenses. Total of all expenses incurred	2019-09-30	$457,385
Benefits paid (including direct rollovers)	2019-09-30	$453,644
Total plan assets at end of year	2019-09-30	$4,924,283
Total plan assets at beginning of year	2019-09-30	$5,014,125
Value of fidelity bond covering the plan	2019-09-30	$500,000
Assets. Value of loans (other than to participants)	2019-09-30	$1,241,529
Other income received	2019-09-30	$367,543
Net income (gross income less expenses)	2019-09-30	$-89,842
Net plan assets at end of year (total assets less liabilities)	2019-09-30	$4,924,283
Net plan assets at beginning of year (total assets less liabilities)	2019-09-30	$5,014,125
Expenses. Administrative service providers (salaries,fees and commissions)	2019-09-30	$3,741
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
2018 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
2017 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-09-30	$667,452
Expenses. Total of all expenses incurred	2017-09-30	$892,321
Benefits paid (including direct rollovers)	2017-09-30	$212,000
Total plan assets at end of year	2017-09-30	$4,823,530
Total plan assets at beginning of year	2017-09-30	$5,048,399
Value of fidelity bond covering the plan	2017-09-30	$500,000
Total contributions received or receivable from participants	2017-09-30	$0
Assets. Value of loans (other than to participants)	2017-09-30	$3,433,250
Other income received	2017-09-30	$667,452
Net income (gross income less expenses)	2017-09-30	$-224,869
Net plan assets at end of year (total assets less liabilities)	2017-09-30	$4,823,530
Net plan assets at beginning of year (total assets less liabilities)	2017-09-30	$5,048,399
Total contributions received or receivable from employer(s)	2017-09-30	$0
Value of certain deemed distributions of participant loans	2017-09-30	$672,755
Expenses. Administrative service providers (salaries,fees and commissions)	2017-09-30	$7,566
2016 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-09-30	$575,919
Expenses. Total of all expenses incurred	2016-09-30	$2,874,911
Benefits paid (including direct rollovers)	2016-09-30	$2,865,045
Total plan assets at end of year	2016-09-30	$5,048,399
Total plan assets at beginning of year	2016-09-30	$7,347,391
Value of fidelity bond covering the plan	2016-09-30	$500,000
Total contributions received or receivable from participants	2016-09-30	$48,328
Assets. Value of loans (other than to participants)	2016-09-30	$4,106,005
Other income received	2016-09-30	$505,452
Net income (gross income less expenses)	2016-09-30	$-2,298,992
Net plan assets at end of year (total assets less liabilities)	2016-09-30	$5,048,399
Net plan assets at beginning of year (total assets less liabilities)	2016-09-30	$7,347,391
Total contributions received or receivable from employer(s)	2016-09-30	$22,139
Expenses. Administrative service providers (salaries,fees and commissions)	2016-09-30	$9,866
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
2015 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-09-30	$0
Total plan liabilities at beginning of year	2015-09-30	$0
Total income from all sources	2015-09-30	$461,489
Expenses. Total of all expenses incurred	2015-09-30	$325,846
Benefits paid (including direct rollovers)	2015-09-30	$309,345
Total plan assets at end of year	2015-09-30	$7,347,391
Total plan assets at beginning of year	2015-09-30	$7,211,748
Value of fidelity bond covering the plan	2015-09-30	$500,000
Total contributions received or receivable from participants	2015-09-30	$39,200
Assets. Value of loans (other than to participants)	2015-09-30	$1,916,004
Contributions received from other sources (not participants or employers)	2015-09-30	$0
Other income received	2015-09-30	$370,152
Noncash contributions received	2015-09-30	$0
Net income (gross income less expenses)	2015-09-30	$135,643
Net plan assets at end of year (total assets less liabilities)	2015-09-30	$7,347,391
Net plan assets at beginning of year (total assets less liabilities)	2015-09-30	$7,211,748
Total contributions received or receivable from employer(s)	2015-09-30	$52,137
Value of certain deemed distributions of participant loans	2015-09-30	$0
Value of corrective distributions	2015-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-09-30	$16,501
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
2014 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-09-30	$915,855
Expenses. Total of all expenses incurred	2014-09-30	$165,831
Benefits paid (including direct rollovers)	2014-09-30	$152,361
Total plan assets at end of year	2014-09-30	$7,211,768
Total plan assets at beginning of year	2014-09-30	$6,461,744
Value of fidelity bond covering the plan	2014-09-30	$500,000
Total contributions received or receivable from participants	2014-09-30	$24,175
Assets. Value of loans (other than to participants)	2014-09-30	$2,846,255
Contributions received from other sources (not participants or employers)	2014-09-30	$0
Other income received	2014-09-30	$791,735
Net income (gross income less expenses)	2014-09-30	$750,024
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$7,211,768
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$6,461,744
Assets. Value of participant loans	2014-09-30	$11,463
Total contributions received or receivable from employer(s)	2014-09-30	$99,945
Expenses. Administrative service providers (salaries,fees and commissions)	2014-09-30	$13,470
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
2013 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-09-30	$280
Total income from all sources	2013-09-30	$871,855
Expenses. Total of all expenses incurred	2013-09-30	$1,301,991
Benefits paid (including direct rollovers)	2013-09-30	$1,282,575
Total plan assets at end of year	2013-09-30	$6,461,744
Total plan assets at beginning of year	2013-09-30	$6,892,160
Total contributions received or receivable from participants	2013-09-30	$42,370
Assets. Value of loans (other than to participants)	2013-09-30	$3,611,363
Other income received	2013-09-30	$725,496
Net income (gross income less expenses)	2013-09-30	$-430,136
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$6,461,744
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$6,891,880
Total contributions received or receivable from employer(s)	2013-09-30	$103,989
Expenses. Administrative service providers (salaries,fees and commissions)	2013-09-30	$19,416
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
2012 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-09-30	$280
Total income from all sources	2012-09-30	$640,071
Expenses. Total of all expenses incurred	2012-09-30	$163,326
Benefits paid (including direct rollovers)	2012-09-30	$156,282
Total plan assets at end of year	2012-09-30	$6,892,160
Total plan assets at beginning of year	2012-09-30	$6,415,135
Value of fidelity bond covering the plan	2012-09-30	$500,000
Total contributions received or receivable from participants	2012-09-30	$24,330
Assets. Value of loans (other than to participants)	2012-09-30	$2,781,403
Other income received	2012-09-30	$519,337
Net income (gross income less expenses)	2012-09-30	$476,745
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$6,891,880
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$6,415,135
Total contributions received or receivable from employer(s)	2012-09-30	$96,404
Value of certain deemed distributions of participant loans	2012-09-30	$7,044
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
2011 : EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-09-30	$2,468,554
Total income from all sources	2011-09-30	$323,257
Expenses. Total of all expenses incurred	2011-09-30	$79,508
Benefits paid (including direct rollovers)	2011-09-30	$25,780
Total plan assets at end of year	2011-09-30	$6,415,135
Total plan assets at beginning of year	2011-09-30	$3,702,832
Assets. Value of loans (other than to participants)	2011-09-30	$3,453,495
Other income received	2011-09-30	$239,263
Net income (gross income less expenses)	2011-09-30	$243,749
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$6,415,135
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$3,702,832
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2011-09-30	$9,624
Total contributions received or receivable from employer(s)	2011-09-30	$83,994
Expenses. Administrative service providers (salaries,fees and commissions)	2011-09-30	$53,728

Form 5500 Responses for EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN

2020: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Single employer plan
2020-10-01	Submission has been amended	No
2020-10-01	This submission is the final filing	Yes
2020-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-10-01	Plan is a collectively bargained plan	No
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Submission has been amended	No
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	No
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: EAST BAY HEAD & NECK SURGERY MEDICAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EAST BAY HEAD & NECK SURGERY, INC.
Employer identification number (EIN):	942377921
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)