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JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameJOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN
Plan identification number 002

JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVIC has sponsored the creation of one or more 401k plans.

Company Name:JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVIC
Employer identification number (EIN):942623528
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01JOHN H. HORSTMANN2017-07-31
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01RICHARD AUNE2013-08-19
0022011-01-01RICHARD AUNE2012-05-24
0022010-01-01KATHERINE HUEBERT2011-06-14

Plan Statistics for JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-07-257
Total number of particpants at end of year2025-07-257
Number of Participants With Account Balances2025-07-257
2024: JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-07-268
Total number of particpants at end of year2024-07-267
Number of Participants With Account Balances2024-07-267

Financial Data on JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year2025-07-250
Total liabilities as of the beginning of the plan year2025-07-250
Total expenses incurred by plan in this plan year2025-07-2556622
Net assets as of the end of the plan year2025-07-252856418
Total assets as of the beginning of the plan year2025-07-252771545
Value of plan covered by a fidelity bond2025-07-25300000
Participant contributions to plan in this plan year2025-07-2513924
Other income to plan in this plan year2025-07-25127571
Plan net income in this plan year2025-07-2584873
Net assets as of the end of the plan year2025-07-252856418
Net assets as of the beginning of the plan year2025-07-252771545
Employer contributions to plan in this plan year2025-07-250
Expensese paid to adminstrative service provicers from plan in this plan year2025-07-25895
2024 : JOHN E. HORSTMANN FINANCIAL AND INSURANCE SERVICES 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total liabilities as of the end of the plan year2024-07-260
Total liabilities as of the beginning of the plan year2024-07-260
Total expenses incurred by plan in this plan year2024-07-2657319
Net assets as of the end of the plan year2024-07-262771545
Total assets as of the beginning of the plan year2024-07-262491556
Value of plan covered by a fidelity bond2024-07-26300000
Participant contributions to plan in this plan year2024-07-2624598
Other income to plan in this plan year2024-07-26301955
Plan net income in this plan year2024-07-26279989
Net assets as of the end of the plan year2024-07-262771545
Net assets as of the beginning of the plan year2024-07-262491556
Employer contributions to plan in this plan year2024-07-2610755
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-26970

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