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RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameRICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD HEATH & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:RICHARD HEATH & ASSOCIATES, INC.
Employer identification number (EIN):942625839
NAIC Classification:541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-12-01
0012022-12-01RICHARD HEATH
0012021-12-01
0012021-12-01RICHARD HEATH
0012020-12-01
0012019-12-01
0012016-12-01
0012015-12-01
0012014-12-01STACEY ALEXANDER STACEY ALEXANDER2016-09-15
0012013-12-01JENNIFER DIAZ JENNIFER DIAZ2015-09-15
0012012-12-01JOE WILLIAMS JOE WILLIAMS2014-09-15
0012011-12-01JOE WILLIAMS JOE WILLIAMS2013-09-16
0012009-12-01RICHARD HEATH RICHARD HEATH2011-09-09
0012008-12-01

Plan Statistics for RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-12-01248
Total number of active participants reported on line 7a of the Form 55002022-12-01231
Number of retired or separated participants receiving benefits2022-12-012
Number of other retired or separated participants entitled to future benefits2022-12-0138
Total of all active and inactive participants2022-12-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-12-010
Total participants2022-12-01271
Number of participants with account balances2022-12-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-12-0110
2021: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-12-01254
Total number of active participants reported on line 7a of the Form 55002021-12-01208
Number of retired or separated participants receiving benefits2021-12-011
Number of other retired or separated participants entitled to future benefits2021-12-0140
Total of all active and inactive participants2021-12-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-010
Total participants2021-12-01249
Number of participants with account balances2021-12-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-0110
2020: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-01228
Total number of active participants reported on line 7a of the Form 55002020-12-01200
Number of retired or separated participants receiving benefits2020-12-011
Number of other retired or separated participants entitled to future benefits2020-12-0150
Total of all active and inactive participants2020-12-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-010
Total participants2020-12-01251
Number of participants with account balances2020-12-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-0116
2019: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-01314
Total number of active participants reported on line 7a of the Form 55002019-12-01196
Number of retired or separated participants receiving benefits2019-12-010
Number of other retired or separated participants entitled to future benefits2019-12-0131
Total of all active and inactive participants2019-12-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-010
Total participants2019-12-01227
Number of participants with account balances2019-12-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-0118
2016: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01339
Total number of active participants reported on line 7a of the Form 55002016-12-01178
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-01164
Total of all active and inactive participants2016-12-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-01342
Number of participants with account balances2016-12-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-0115
2015: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01351
Total number of active participants reported on line 7a of the Form 55002015-12-01196
Number of other retired or separated participants entitled to future benefits2015-12-01122
Total of all active and inactive participants2015-12-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-01318
Number of participants with account balances2015-12-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-0127
2014: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01364
Total number of active participants reported on line 7a of the Form 55002014-12-01240
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-0175
Total of all active and inactive participants2014-12-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01315
Number of participants with account balances2014-12-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-0129
2013: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01336
Total number of active participants reported on line 7a of the Form 55002013-12-01237
Number of retired or separated participants receiving benefits2013-12-0169
Total of all active and inactive participants2013-12-01306
Total participants2013-12-01306
Number of participants with account balances2013-12-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-0126
2012: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01316
Total number of active participants reported on line 7a of the Form 55002012-12-01248
Number of other retired or separated participants entitled to future benefits2012-12-0153
Total of all active and inactive participants2012-12-01301
Total participants2012-12-01301
Number of participants with account balances2012-12-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-0118
2011: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01300
Total number of active participants reported on line 7a of the Form 55002011-12-01237
Number of other retired or separated participants entitled to future benefits2011-12-0148
Total of all active and inactive participants2011-12-01285
Total participants2011-12-01285
Number of participants with account balances2011-12-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-0115
2009: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01240
Total number of active participants reported on line 7a of the Form 55002009-12-01211
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-0125
Total of all active and inactive participants2009-12-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-01236
Number of participants with account balances2009-12-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-0118

Financial Data on RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-11-30$0
Total income from all sources (including contributions)2023-11-30$1,509,197
Total loss/gain on sale of assets2023-11-30$0
Total of all expenses incurred2023-11-30$542,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-11-30$470,928
Expenses. Certain deemed distributions of participant loans2023-11-30$16,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-11-30$1,027,274
Value of total assets at end of year2023-11-30$8,141,904
Value of total assets at beginning of year2023-11-30$7,174,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-11-30$54,704
Total interest from all sources2023-11-30$7,841
Total dividends received (eg from common stock, registered investment company shares)2023-11-30$279,289
Total dividends received from registered investment company shares (eg mutual funds)2023-11-30$279,289
Was this plan covered by a fidelity bond2023-11-30Yes
Value of fidelity bond cover2023-11-30$500,000
If this is an individual account plan, was there a blackout period2023-11-30No
Were there any nonexempt tranactions with any party-in-interest2023-11-30No
Contributions received from participants2023-11-30$968,726
Participant contributions at end of year2023-11-30$117,082
Participant contributions at beginning of year2023-11-30$158,808
Participant contributions at end of year2023-11-30$0
Participant contributions at beginning of year2023-11-30$31,234
Income. Received or receivable in cash from other sources (including rollovers)2023-11-30$54,493
Total non interest bearing cash at end of year2023-11-30$0
Total non interest bearing cash at beginning of year2023-11-30$902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-11-30No
Value of net income/loss2023-11-30$967,162
Value of net assets at end of year (total assets less liabilities)2023-11-30$8,141,904
Value of net assets at beginning of year (total assets less liabilities)2023-11-30$7,174,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-11-30No
Were any leases to which the plan was party in default or uncollectible2023-11-30No
Investment advisory and management fees2023-11-30$39,813
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-11-30$7,551,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-11-30$6,100,139
Interest on participant loans2023-11-30$7,841
Value of interest in common/collective trusts at end of year2023-11-30$473,334
Value of interest in common/collective trusts at beginning of year2023-11-30$383,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-11-30$194,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-11-30No
Was there a failure to transmit to the plan any participant contributions2023-11-30No
Has the plan failed to provide any benefit when due under the plan2023-11-30No
Contributions received in cash from employer2023-11-30$4,055
Employer contributions (assets) at end of year2023-11-30$0
Employer contributions (assets) at beginning of year2023-11-30$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-11-30$470,928
Contract administrator fees2023-11-30$14,891
Did the plan have assets held for investment2023-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-11-30No
Opinion of an independent qualified public accountant for this plan2023-11-30Unqualified
Accountancy firm name2023-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2023-11-30770494454
2022 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-01$0
Total income from all sources (including contributions)2022-12-01$1,509,197
Total loss/gain on sale of assets2022-12-01$0
Total of all expenses incurred2022-12-01$542,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-01$470,928
Expenses. Certain deemed distributions of participant loans2022-12-01$16,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-01$1,027,274
Value of total assets at end of year2022-12-01$8,141,904
Value of total assets at beginning of year2022-12-01$7,174,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-01$54,704
Total interest from all sources2022-12-01$7,841
Total dividends received (eg from common stock, registered investment company shares)2022-12-01$279,289
Total dividends received from registered investment company shares (eg mutual funds)2022-12-01$279,289
Was this plan covered by a fidelity bond2022-12-01Yes
Value of fidelity bond cover2022-12-01$500,000
If this is an individual account plan, was there a blackout period2022-12-01No
Were there any nonexempt tranactions with any party-in-interest2022-12-01No
Contributions received from participants2022-12-01$968,726
Participant contributions at end of year2022-12-01$117,082
Participant contributions at beginning of year2022-12-01$158,808
Participant contributions at end of year2022-12-01$0
Participant contributions at beginning of year2022-12-01$31,234
Income. Received or receivable in cash from other sources (including rollovers)2022-12-01$54,493
Total non interest bearing cash at end of year2022-12-01$0
Total non interest bearing cash at beginning of year2022-12-01$902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-01No
Value of net income/loss2022-12-01$967,162
Value of net assets at end of year (total assets less liabilities)2022-12-01$8,141,904
Value of net assets at beginning of year (total assets less liabilities)2022-12-01$7,174,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-01No
Were any leases to which the plan was party in default or uncollectible2022-12-01No
Investment advisory and management fees2022-12-01$39,813
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-01$7,551,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-01$6,100,139
Interest on participant loans2022-12-01$7,841
Value of interest in common/collective trusts at end of year2022-12-01$473,334
Value of interest in common/collective trusts at beginning of year2022-12-01$383,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-01$194,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-01No
Was there a failure to transmit to the plan any participant contributions2022-12-01No
Has the plan failed to provide any benefit when due under the plan2022-12-01No
Contributions received in cash from employer2022-12-01$4,055
Employer contributions (assets) at end of year2022-12-01$0
Employer contributions (assets) at beginning of year2022-12-01$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-01$470,928
Contract administrator fees2022-12-01$14,891
Did the plan have assets held for investment2022-12-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-01No
Opinion of an independent qualified public accountant for this plan2022-12-011
Accountancy firm name2022-12-01KAKU & MERSINO, LLP
Accountancy firm EIN2022-12-01770494454
Total unrealized appreciation/depreciation of assets2022-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$0
Total income from all sources (including contributions)2022-11-30$476,282
Total loss/gain on sale of assets2022-11-30$0
Total of all expenses incurred2022-11-30$586,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-11-30$529,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-11-30$1,390,597
Value of total assets at end of year2022-11-30$7,174,742
Value of total assets at beginning of year2022-11-30$7,284,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-11-30$56,451
Total interest from all sources2022-11-30$7,523
Total dividends received (eg from common stock, registered investment company shares)2022-11-30$382,374
Total dividends received from registered investment company shares (eg mutual funds)2022-11-30$382,374
Was this plan covered by a fidelity bond2022-11-30Yes
Value of fidelity bond cover2022-11-30$500,000
If this is an individual account plan, was there a blackout period2022-11-30No
Were there any nonexempt tranactions with any party-in-interest2022-11-30No
Contributions received from participants2022-11-30$822,712
Participant contributions at end of year2022-11-30$158,808
Participant contributions at beginning of year2022-11-30$182,536
Participant contributions at end of year2022-11-30$31,234
Participant contributions at beginning of year2022-11-30$25,515
Income. Received or receivable in cash from other sources (including rollovers)2022-11-30$67,885
Total non interest bearing cash at end of year2022-11-30$902
Total non interest bearing cash at beginning of year2022-11-30$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Value of net income/loss2022-11-30$-109,796
Value of net assets at end of year (total assets less liabilities)2022-11-30$7,174,742
Value of net assets at beginning of year (total assets less liabilities)2022-11-30$7,284,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-11-30No
Were any leases to which the plan was party in default or uncollectible2022-11-30No
Investment advisory and management fees2022-11-30$31,829
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-11-30$6,100,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-11-30$6,284,110
Interest on participant loans2022-11-30$7,523
Value of interest in common/collective trusts at end of year2022-11-30$383,659
Value of interest in common/collective trusts at beginning of year2022-11-30$292,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-11-30$-1,306,775
Net investment gain or loss from common/collective trusts2022-11-30$2,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-11-30No
Was there a failure to transmit to the plan any participant contributions2022-11-30No
Has the plan failed to provide any benefit when due under the plan2022-11-30No
Contributions received in cash from employer2022-11-30$500,000
Employer contributions (assets) at end of year2022-11-30$500,000
Employer contributions (assets) at beginning of year2022-11-30$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-11-30$529,627
Contract administrator fees2022-11-30$24,622
Did the plan have assets held for investment2022-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-11-30No
Opinion of an independent qualified public accountant for this plan2022-11-30Unqualified
Accountancy firm name2022-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2022-11-30770494454
2021 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total income from all sources (including contributions)2021-11-30$1,957,727
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$383,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$337,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$1,153,361
Value of total assets at end of year2021-11-30$7,284,538
Value of total assets at beginning of year2021-11-30$5,710,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$46,143
Total interest from all sources2021-11-30$7,405
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$0
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$500,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$653,361
Participant contributions at end of year2021-11-30$182,536
Participant contributions at beginning of year2021-11-30$95,580
Participant contributions at end of year2021-11-30$25,515
Participant contributions at beginning of year2021-11-30$0
Total non interest bearing cash at end of year2021-11-30$175
Total non interest bearing cash at beginning of year2021-11-30$21,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$1,573,988
Value of net assets at end of year (total assets less liabilities)2021-11-30$7,284,538
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$5,710,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Investment advisory and management fees2021-11-30$30,174
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$6,284,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$4,942,903
Interest on participant loans2021-11-30$7,405
Value of interest in common/collective trusts at end of year2021-11-30$292,202
Value of interest in common/collective trusts at beginning of year2021-11-30$252,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-11-30$795,065
Net investment gain or loss from common/collective trusts2021-11-30$1,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Contributions received in cash from employer2021-11-30$500,000
Employer contributions (assets) at end of year2021-11-30$500,000
Employer contributions (assets) at beginning of year2021-11-30$398,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$337,596
Contract administrator fees2021-11-30$15,969
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Opinion of an independent qualified public accountant for this plan2021-11-30Disclaimer
Accountancy firm name2021-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2021-11-30770494454
2020 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total income from all sources (including contributions)2020-11-30$1,523,572
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$2,128,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$2,054,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$935,605
Value of total assets at end of year2020-11-30$5,710,550
Value of total assets at beginning of year2020-11-30$6,315,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$73,546
Total interest from all sources2020-11-30$5,213
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$260,117
Total dividends received from registered investment company shares (eg mutual funds)2020-11-30$260,117
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$500,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$529,726
Participant contributions at end of year2020-11-30$95,580
Participant contributions at beginning of year2020-11-30$89,671
Participant contributions at end of year2020-11-30$0
Participant contributions at beginning of year2020-11-30$21,959
Income. Received or receivable in cash from other sources (including rollovers)2020-11-30$7,076
Total non interest bearing cash at end of year2020-11-30$21,196
Total non interest bearing cash at beginning of year2020-11-30$340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$-604,832
Value of net assets at end of year (total assets less liabilities)2020-11-30$5,710,550
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$6,315,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Investment advisory and management fees2020-11-30$27,434
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$4,942,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$5,631,944
Interest on participant loans2020-11-30$5,213
Value of interest in common/collective trusts at end of year2020-11-30$252,068
Value of interest in common/collective trusts at beginning of year2020-11-30$298,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-11-30$319,377
Net investment gain or loss from common/collective trusts2020-11-30$3,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Contributions received in cash from employer2020-11-30$398,803
Employer contributions (assets) at end of year2020-11-30$398,803
Employer contributions (assets) at beginning of year2020-11-30$272,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$2,054,858
Contract administrator fees2020-11-30$46,112
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30Yes
Opinion of an independent qualified public accountant for this plan2020-11-30Disclaimer
Accountancy firm name2020-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2020-11-30770494454
2019 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total income from all sources (including contributions)2019-11-30$1,560,313
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$965,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$914,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$865,634
Value of total assets at end of year2019-11-30$6,315,382
Value of total assets at beginning of year2019-11-30$5,720,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$51,426
Total interest from all sources2019-11-30$3,222
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$292,069
Total dividends received from registered investment company shares (eg mutual funds)2019-11-30$292,069
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$500,000
If this is an individual account plan, was there a blackout period2019-11-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$580,915
Participant contributions at end of year2019-11-30$89,671
Participant contributions at beginning of year2019-11-30$0
Participant contributions at end of year2019-11-30$21,959
Participant contributions at beginning of year2019-11-30$25,498
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$12,042
Total non interest bearing cash at end of year2019-11-30$340
Total non interest bearing cash at beginning of year2019-11-30$48,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$594,442
Value of net assets at end of year (total assets less liabilities)2019-11-30$6,315,382
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$5,720,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Investment advisory and management fees2019-11-30$24,049
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$5,631,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$5,342,407
Interest on participant loans2019-11-30$3,222
Value of interest in common/collective trusts at end of year2019-11-30$298,791
Value of interest in common/collective trusts at beginning of year2019-11-30$304,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-30$394,968
Net investment gain or loss from common/collective trusts2019-11-30$4,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Contributions received in cash from employer2019-11-30$272,677
Employer contributions (assets) at end of year2019-11-30$272,677
Employer contributions (assets) at beginning of year2019-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$914,445
Contract administrator fees2019-11-30$27,377
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-11-30Yes
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30Yes
Opinion of an independent qualified public accountant for this plan2019-11-30Disclaimer
Accountancy firm name2019-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2019-11-30770494454
2018 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$6,147
Total income from all sources (including contributions)2018-11-30$739,746
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$3,234,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$3,229,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$532,073
Value of total assets at end of year2018-11-30$5,720,940
Value of total assets at beginning of year2018-11-30$8,221,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$4,810
Total interest from all sources2018-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$76,891
Total dividends received from registered investment company shares (eg mutual funds)2018-11-30$76,891
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$500,000
If this is an individual account plan, was there a blackout period2018-11-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$520,758
Participant contributions at end of year2018-11-30$25,498
Participant contributions at beginning of year2018-11-30$0
Assets. Other investments not covered elsewhere at end of year2018-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-11-30$3,632,880
Income. Received or receivable in cash from other sources (including rollovers)2018-11-30$11,315
Other income not declared elsewhere2018-11-30$130,782
Liabilities. Value of operating payables at end of year2018-11-30$0
Liabilities. Value of operating payables at beginning of year2018-11-30$3,922
Total non interest bearing cash at end of year2018-11-30$48,973
Total non interest bearing cash at beginning of year2018-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$-2,494,391
Value of net assets at end of year (total assets less liabilities)2018-11-30$5,720,940
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$8,215,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Investment advisory and management fees2018-11-30$4,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$5,342,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$0
Value of interest in common/collective trusts at end of year2018-11-30$304,062
Value of interest in common/collective trusts at beginning of year2018-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-11-30$4,588,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-11-30$4,588,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$3,229,327
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-11-30Yes
Liabilities. Value of benefit claims payable at end of year2018-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2018-11-30$2,225
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30Yes
Opinion of an independent qualified public accountant for this plan2018-11-30Disclaimer
Accountancy firm name2018-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2018-11-30770494454
2017 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$6,147
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$23,632
Total income from all sources (including contributions)2017-11-30$1,153,925
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$816,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$795,383
Value of total corrective distributions2017-11-30$11,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$444,148
Value of total assets at end of year2017-11-30$8,221,478
Value of total assets at beginning of year2017-11-30$7,901,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$8,785
Total interest from all sources2017-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$0
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$444,148
Assets. Other investments not covered elsewhere at end of year2017-11-30$3,632,880
Assets. Other investments not covered elsewhere at beginning of year2017-11-30$4,378,067
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-11-30$21,825
Other income not declared elsewhere2017-11-30$709,777
Liabilities. Value of operating payables at end of year2017-11-30$3,922
Liabilities. Value of operating payables at beginning of year2017-11-30$4,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$337,869
Value of net assets at end of year (total assets less liabilities)2017-11-30$8,215,331
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$7,877,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Investment advisory and management fees2017-11-30$2,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-11-30$4,588,598
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-11-30$3,501,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-11-30$3,501,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$795,383
Contract administrator fees2017-11-30$6,119
Liabilities. Value of benefit claims payable at end of year2017-11-30$2,225
Liabilities. Value of benefit claims payable at beginning of year2017-11-30$14,439
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Liabilities. Value of acquisition indebtedness at end of year2017-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-11-30$5,005
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30No
Opinion of an independent qualified public accountant for this plan2017-11-30Unqualified
Accountancy firm name2017-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2017-11-30770494454
2016 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$23,632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$58,079
Total income from all sources (including contributions)2016-11-30$683,932
Total of all expenses incurred2016-11-30$1,670,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$1,655,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$544,860
Value of total assets at end of year2016-11-30$7,901,094
Value of total assets at beginning of year2016-11-30$8,921,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$14,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
If this is an individual account plan, was there a blackout period2016-11-30No
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$544,860
Participant contributions at beginning of year2016-11-30$0
Assets. Other investments not covered elsewhere at end of year2016-11-30$4,378,067
Assets. Other investments not covered elsewhere at beginning of year2016-11-30$5,331,554
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$21,825
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-30$2,093
Other income not declared elsewhere2016-11-30$139,072
Administrative expenses (other) incurred2016-11-30$60
Liabilities. Value of operating payables at end of year2016-11-30$4,188
Liabilities. Value of operating payables at beginning of year2016-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$-986,179
Value of net assets at end of year (total assets less liabilities)2016-11-30$7,877,462
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$8,863,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$3,501,202
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-30$3,433,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-30$3,433,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Employer contributions (assets) at beginning of year2016-11-30$155,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$1,655,506
Contract administrator fees2016-11-30$14,545
Liabilities. Value of benefit claims payable at end of year2016-11-30$14,439
Liabilities. Value of benefit claims payable at beginning of year2016-11-30$53,074
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Liabilities. Value of acquisition indebtedness at end of year2016-11-30$5,005
Liabilities. Value of acquisition indebtedness at beginning of year2016-11-30$5,005
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30No
Opinion of an independent qualified public accountant for this plan2016-11-30Unqualified
Accountancy firm name2016-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2016-11-30770494454
2015 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$58,079
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$34,386
Total income from all sources (including contributions)2015-11-30$906,235
Total of all expenses incurred2015-11-30$682,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$658,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$842,491
Value of total assets at end of year2015-11-30$8,921,720
Value of total assets at beginning of year2015-11-30$8,673,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$23,437
Total interest from all sources2015-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$618,050
Participant contributions at end of year2015-11-30$0
Assets. Other investments not covered elsewhere at end of year2015-11-30$5,331,554
Assets. Other investments not covered elsewhere at beginning of year2015-11-30$5,252,434
Income. Received or receivable in cash from other sources (including rollovers)2015-11-30$69,441
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$2,093
Administrative expenses (other) incurred2015-11-30$17
Liabilities. Value of operating payables at end of year2015-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$224,203
Value of net assets at end of year (total assets less liabilities)2015-11-30$8,863,641
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$8,639,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$3,433,073
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$3,021,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$3,021,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$63,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$155,000
Employer contributions (assets) at end of year2015-11-30$155,000
Employer contributions (assets) at beginning of year2015-11-30$400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$658,595
Contract administrator fees2015-11-30$23,420
Liabilities. Value of benefit claims payable at end of year2015-11-30$53,074
Liabilities. Value of benefit claims payable at beginning of year2015-11-30$7,008
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Liabilities. Value of acquisition indebtedness at end of year2015-11-30$5,005
Liabilities. Value of acquisition indebtedness at beginning of year2015-11-30$27,378
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30No
Opinion of an independent qualified public accountant for this plan2015-11-30Unqualified
Accountancy firm name2015-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2015-11-30770494454
2014 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$34,386
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$15,853
Total income from all sources (including contributions)2014-11-30$1,407,136
Total of all expenses incurred2014-11-30$1,343,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$1,314,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$913,225
Value of total assets at end of year2014-11-30$8,673,824
Value of total assets at beginning of year2014-11-30$8,591,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$29,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Administrative expenses professional fees incurred2014-11-30$0
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$513,225
Participant contributions at beginning of year2014-11-30$18,199
Assets. Other investments not covered elsewhere at end of year2014-11-30$5,252,434
Assets. Other investments not covered elsewhere at beginning of year2014-11-30$4,556,633
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-11-30$242
Liabilities. Value of operating payables at beginning of year2014-11-30$15,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$63,455
Value of net assets at end of year (total assets less liabilities)2014-11-30$8,639,438
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$8,575,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-30$3,021,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-30$3,389,956
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-30$3,389,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$493,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Contributions received in cash from employer2014-11-30$400,000
Employer contributions (assets) at end of year2014-11-30$400,000
Employer contributions (assets) at beginning of year2014-11-30$626,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$1,314,045
Contract administrator fees2014-11-30$29,636
Liabilities. Value of benefit claims payable at end of year2014-11-30$7,008
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Liabilities. Value of acquisition indebtedness at end of year2014-11-30$27,378
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30No
Opinion of an independent qualified public accountant for this plan2014-11-30Qualified
Accountancy firm name2014-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2014-11-30770494454
2013 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$15,853
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$14,932
Total income from all sources (including contributions)2013-11-30$2,012,037
Total of all expenses incurred2013-11-30$636,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$626,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$1,222,237
Value of total assets at end of year2013-11-30$8,591,836
Value of total assets at beginning of year2013-11-30$7,215,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$9,827
Total interest from all sources2013-11-30$148,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Administrative expenses professional fees incurred2013-11-30$9,798
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$455,674
Participant contributions at end of year2013-11-30$18,199
Participant contributions at beginning of year2013-11-30$15,882
Assets. Other investments not covered elsewhere at end of year2013-11-30$4,556,633
Assets. Other investments not covered elsewhere at beginning of year2013-11-30$4,400,815
Income. Received or receivable in cash from other sources (including rollovers)2013-11-30$139,515
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-11-30$242
Other income not declared elsewhere2013-11-30$1,149
Liabilities. Value of operating payables at end of year2013-11-30$15,853
Liabilities. Value of operating payables at beginning of year2013-11-30$14,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$1,375,580
Value of net assets at end of year (total assets less liabilities)2013-11-30$8,575,983
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$7,200,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-11-30$3,389,956
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-11-30$2,577,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-11-30$2,577,472
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-11-30$148,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$640,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30Yes
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$627,048
Employer contributions (assets) at end of year2013-11-30$626,806
Employer contributions (assets) at beginning of year2013-11-30$221,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$626,630
Contract administrator fees2013-11-30$29
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30No
Opinion of an independent qualified public accountant for this plan2013-11-30Unqualified
Accountancy firm name2013-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2013-11-30770494454
2012 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$14,932
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$17,005
Total income from all sources (including contributions)2012-11-30$1,313,975
Total of all expenses incurred2012-11-30$1,032,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$1,020,313
Value of total corrective distributions2012-11-30$6,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$637,771
Value of total assets at end of year2012-11-30$7,215,335
Value of total assets at beginning of year2012-11-30$6,935,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$5,981
Total interest from all sources2012-11-30$122,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Administrative expenses professional fees incurred2012-11-30$5,961
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
If this is an individual account plan, was there a blackout period2012-11-30No
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$412,570
Participant contributions at end of year2012-11-30$15,882
Participant contributions at beginning of year2012-11-30$13,302
Assets. Other investments not covered elsewhere at end of year2012-11-30$4,400,815
Assets. Other investments not covered elsewhere at beginning of year2012-11-30$4,058,345
Income. Received or receivable in cash from other sources (including rollovers)2012-11-30$4,035
Liabilities. Value of operating payables at end of year2012-11-30$14,932
Liabilities. Value of operating payables at beginning of year2012-11-30$17,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$281,552
Value of net assets at end of year (total assets less liabilities)2012-11-30$7,200,403
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$6,918,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-11-30$2,577,472
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-11-30$2,864,209
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-11-30$2,864,209
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-11-30$122,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$553,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30Yes
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$221,166
Employer contributions (assets) at end of year2012-11-30$221,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$1,020,313
Contract administrator fees2012-11-30$20
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30No
Opinion of an independent qualified public accountant for this plan2012-11-30Unqualified
Accountancy firm name2012-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2012-11-30770494454
2011 : RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$17,005
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$24,763
Total income from all sources (including contributions)2011-11-30$516,631
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$935,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$917,071
Value of total corrective distributions2011-11-30$4,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$423,479
Value of total assets at end of year2011-11-30$6,935,856
Value of total assets at beginning of year2011-11-30$7,362,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$13,837
Total interest from all sources2011-11-30$128,803
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Administrative expenses professional fees incurred2011-11-30$13,837
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
If this is an individual account plan, was there a blackout period2011-11-30No
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$423,479
Participant contributions at end of year2011-11-30$13,302
Participant contributions at beginning of year2011-11-30$13,503
Assets. Other investments not covered elsewhere at end of year2011-11-30$4,058,345
Assets. Other investments not covered elsewhere at beginning of year2011-11-30$4,511,289
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-11-30$50
Liabilities. Value of operating payables at end of year2011-11-30$17,005
Liabilities. Value of operating payables at beginning of year2011-11-30$24,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$-419,077
Value of net assets at end of year (total assets less liabilities)2011-11-30$6,918,851
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$7,337,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$2,864,209
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$2,498,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$2,498,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-11-30$128,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$-35,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Employer contributions (assets) at beginning of year2011-11-30$339,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$917,071
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30No
Opinion of an independent qualified public accountant for this plan2011-11-30Unqualified
Accountancy firm name2011-11-30KAKU & MERSINO, LLP
Accountancy firm EIN2011-11-30770494454

Form 5500 Responses for RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2022: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-12-01Type of plan entitySingle employer plan
2022-12-01Submission has been amendedNo
2022-12-01This submission is the final filingNo
2022-12-01This return/report is a short plan year return/report (less than 12 months)No
2022-12-01Plan is a collectively bargained planNo
2022-12-01Plan funding arrangement – TrustYes
2022-12-01Plan benefit arrangement - TrustYes
2021: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-12-01Type of plan entitySingle employer plan
2021-12-01Submission has been amendedNo
2021-12-01This submission is the final filingNo
2021-12-01This return/report is a short plan year return/report (less than 12 months)No
2021-12-01Plan is a collectively bargained planNo
2021-12-01Plan funding arrangement – TrustYes
2021-12-01Plan benefit arrangement - TrustYes
2020: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement - TrustYes
2019: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement - TrustYes
2016: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2009: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes
2008: RICHARD HEATH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

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