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THE NIELLO COMPANY 401(K) PLAN & TRUST 401k Plan overview

Plan NameTHE NIELLO COMPANY 401(K) PLAN & TRUST
Plan identification number 001

THE NIELLO COMPANY 401(K) PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE NIELLO COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE NIELLO COMPANY
Employer identification number (EIN):942636553
NAIC Classification:441110
NAIC Description:New Car Dealers

Additional information about THE NIELLO COMPANY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0929155

More information about THE NIELLO COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NIELLO COMPANY 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01RICHARD NIELLO2021-10-14
0012019-01-01RICHARD NIELLO2020-10-15
0012018-01-01RICHARD NIELLO2019-10-14
0012017-01-01
0012016-01-01

Plan Statistics for THE NIELLO COMPANY 401(K) PLAN & TRUST

401k plan membership statisitcs for THE NIELLO COMPANY 401(K) PLAN & TRUST

Measure Date Value
2020: THE NIELLO COMPANY 401(K) PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01659
Total number of active participants reported on line 7a of the Form 55002020-01-01448
Number of retired or separated participants receiving benefits2020-01-018
Number of other retired or separated participants entitled to future benefits2020-01-01131
Total of all active and inactive participants2020-01-01587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01587
Number of participants with account balances2020-01-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0148
2019: THE NIELLO COMPANY 401(K) PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01657
Total number of active participants reported on line 7a of the Form 55002019-01-01506
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01118
Total of all active and inactive participants2019-01-01629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01629
Number of participants with account balances2019-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0156
2018: THE NIELLO COMPANY 401(K) PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01676
Total number of active participants reported on line 7a of the Form 55002018-01-01537
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01105
Total of all active and inactive participants2018-01-01643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01643
Number of participants with account balances2018-01-01587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0158
2017: THE NIELLO COMPANY 401(K) PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01629
Total number of active participants reported on line 7a of the Form 55002017-01-01560
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0180
Total of all active and inactive participants2017-01-01647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01647
Number of participants with account balances2017-01-01563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0143
2016: THE NIELLO COMPANY 401(K) PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01594
Total number of active participants reported on line 7a of the Form 55002016-01-01531
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0169
Total of all active and inactive participants2016-01-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01602
Number of participants with account balances2016-01-01530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0132

Financial Data on THE NIELLO COMPANY 401(K) PLAN & TRUST

Measure Date Value
2020 : THE NIELLO COMPANY 401(K) PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,484
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$12,262
Total income from all sources (including contributions)2020-12-31$10,570,475
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,818,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,599,787
Value of total corrective distributions2020-12-31$23,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,966,491
Value of total assets at end of year2020-12-31$47,557,398
Value of total assets at beginning of year2020-12-31$43,815,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$195,276
Total interest from all sources2020-12-31$22,917
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$323,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$323,480
Administrative expenses professional fees incurred2020-12-31$15,452
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,252,344
Participant contributions at end of year2020-12-31$405,222
Participant contributions at beginning of year2020-12-31$474,726
Assets. Other investments not covered elsewhere at end of year2020-12-31$75,691
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$81,248
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$37,522
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$1,484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$12,262
Other income not declared elsewhere2020-12-31$-271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,752,330
Value of net assets at end of year (total assets less liabilities)2020-12-31$47,555,914
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$43,803,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$146,014
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,370,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,414,606
Interest on participant loans2020-12-31$22,917
Value of interest in common/collective trusts at end of year2020-12-31$37,657,252
Value of interest in common/collective trusts at beginning of year2020-12-31$35,832,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$48,481
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$12,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$12,592
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$3,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,450,677
Net investment gain or loss from common/collective trusts2020-12-31$3,807,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$676,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,596,573
Contract administrator fees2020-12-31$33,810
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31POMARES & CO.
Accountancy firm EIN2020-12-31941539492
2019 : THE NIELLO COMPANY 401(K) PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,262
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,262
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,080,373
Total income from all sources (including contributions)2019-12-31$12,080,373
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,005,641
Total of all expenses incurred2019-12-31$5,005,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,813,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,813,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,248,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,248,763
Value of total assets at end of year2019-12-31$43,815,846
Value of total assets at end of year2019-12-31$43,815,846
Value of total assets at beginning of year2019-12-31$36,728,852
Value of total assets at beginning of year2019-12-31$36,728,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$191,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$191,762
Total interest from all sources2019-12-31$29,082
Total interest from all sources2019-12-31$29,082
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$215,006
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$215,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$215,006
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$215,006
Administrative expenses professional fees incurred2019-12-31$14,316
Administrative expenses professional fees incurred2019-12-31$14,316
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,377,317
Contributions received from participants2019-12-31$3,377,317
Participant contributions at end of year2019-12-31$474,726
Participant contributions at end of year2019-12-31$474,726
Participant contributions at beginning of year2019-12-31$548,715
Participant contributions at beginning of year2019-12-31$548,715
Assets. Other investments not covered elsewhere at end of year2019-12-31$81,248
Assets. Other investments not covered elsewhere at end of year2019-12-31$81,248
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$75,558
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$75,558
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$122,564
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$122,564
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$12,262
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$12,262
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$5,690
Other income not declared elsewhere2019-12-31$5,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,074,732
Value of net income/loss2019-12-31$7,074,732
Value of net assets at end of year (total assets less liabilities)2019-12-31$43,803,584
Value of net assets at end of year (total assets less liabilities)2019-12-31$43,803,584
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$36,728,852
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$36,728,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$142,783
Investment advisory and management fees2019-12-31$142,783
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,414,606
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,414,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,176,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,176,044
Interest on participant loans2019-12-31$29,082
Interest on participant loans2019-12-31$29,082
Value of interest in common/collective trusts at end of year2019-12-31$35,832,674
Value of interest in common/collective trusts at end of year2019-12-31$35,832,674
Value of interest in common/collective trusts at beginning of year2019-12-31$29,921,795
Value of interest in common/collective trusts at beginning of year2019-12-31$29,921,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$12,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$12,592
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,740
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$3,344
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$3,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,381,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,381,465
Net investment gain or loss from common/collective trusts2019-12-31$6,200,367
Net investment gain or loss from common/collective trusts2019-12-31$6,200,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$748,882
Contributions received in cash from employer2019-12-31$748,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,810,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,810,535
Contract administrator fees2019-12-31$34,663
Contract administrator fees2019-12-31$34,663
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31POMARES & CO.
Accountancy firm name2019-12-31POMARES & CO.
Accountancy firm EIN2019-12-31941539492
Accountancy firm EIN2019-12-31941539492
2018 : THE NIELLO COMPANY 401(K) PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,262,543
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,534,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,344,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,409,449
Value of total assets at end of year2018-12-31$36,728,852
Value of total assets at beginning of year2018-12-31$38,001,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$190,752
Total interest from all sources2018-12-31$25,960
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$370,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$370,666
Administrative expenses professional fees incurred2018-12-31$14,982
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,431,789
Participant contributions at end of year2018-12-31$548,715
Participant contributions at beginning of year2018-12-31$507,033
Assets. Other investments not covered elsewhere at end of year2018-12-31$75,558
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$72,992
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$200,013
Other income not declared elsewhere2018-12-31$2,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,272,270
Value of net assets at end of year (total assets less liabilities)2018-12-31$36,728,852
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$38,001,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$140,024
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,176,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,371,301
Interest on participant loans2018-12-31$25,960
Value of interest in common/collective trusts at end of year2018-12-31$29,921,795
Value of interest in common/collective trusts at beginning of year2018-12-31$31,044,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$6,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$5,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$5,304
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$3,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-822,854
Net investment gain or loss from common/collective trusts2018-12-31$-1,723,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$777,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,340,717
Contract administrator fees2018-12-31$35,746
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31POMARES & CO.
Accountancy firm EIN2018-12-31941539492
2017 : THE NIELLO COMPANY 401(K) PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$9,506,892
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,010,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,834,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,147,281
Value of total assets at end of year2017-12-31$38,001,122
Value of total assets at beginning of year2017-12-31$31,504,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$175,074
Total interest from all sources2017-12-31$20,248
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$245,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$245,899
Administrative expenses professional fees incurred2017-12-31$13,846
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,202,308
Participant contributions at end of year2017-12-31$507,033
Participant contributions at beginning of year2017-12-31$504,029
Assets. Other investments not covered elsewhere at end of year2017-12-31$72,992
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$92,204
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$224,999
Other income not declared elsewhere2017-12-31$7,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,496,823
Value of net assets at end of year (total assets less liabilities)2017-12-31$38,001,122
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$31,504,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$134,177
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,371,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,987,601
Interest on participant loans2017-12-31$20,248
Value of interest in common/collective trusts at end of year2017-12-31$31,044,492
Value of interest in common/collective trusts at beginning of year2017-12-31$25,854,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$5,304
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$66,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$66,443
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$4,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$891,519
Net investment gain or loss from common/collective trusts2017-12-31$4,194,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$719,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,830,592
Contract administrator fees2017-12-31$27,051
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31POMARES & CO.
Accountancy firm EIN2017-12-31941539492
2016 : THE NIELLO COMPANY 401(K) PLAN & TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$5,626,327
Total of all expenses incurred2016-12-31$1,969,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,801,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,558,008
Value of total assets at end of year2016-12-31$31,504,299
Value of total assets at beginning of year2016-12-31$27,847,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$167,930
Total interest from all sources2016-12-31$19,111
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$119,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$119,657
Administrative expenses professional fees incurred2016-12-31$10,436
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,869,229
Participant contributions at end of year2016-12-31$504,029
Participant contributions at beginning of year2016-12-31$447,243
Assets. Other investments not covered elsewhere at end of year2016-12-31$92,204
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$94,673
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$49,681
Other income not declared elsewhere2016-12-31$7,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,656,409
Value of net assets at end of year (total assets less liabilities)2016-12-31$31,504,299
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$27,847,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$128,680
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,987,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,112,624
Interest on participant loans2016-12-31$19,054
Interest earned on other investments2016-12-31$57
Value of interest in common/collective trusts at end of year2016-12-31$25,854,022
Value of interest in common/collective trusts at beginning of year2016-12-31$23,155,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$66,443
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$37,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$37,681
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$7,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$295,272
Net investment gain or loss from common/collective trusts2016-12-31$1,627,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$639,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,794,507
Contract administrator fees2016-12-31$28,814
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31POMARES & CO.
Accountancy firm EIN2016-12-31941539492

Form 5500 Responses for THE NIELLO COMPANY 401(K) PLAN & TRUST

2020: THE NIELLO COMPANY 401(K) PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE NIELLO COMPANY 401(K) PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE NIELLO COMPANY 401(K) PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE NIELLO COMPANY 401(K) PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE NIELLO COMPANY 401(K) PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered9
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered9
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered9
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered9
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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