401k Plan data: THE HENRY WINE GROUP 401(K) SAVINGS PLAN plan

THE HENRY WINE GROUP 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	THE HENRY WINE GROUP 401(K) SAVINGS PLAN
Plan identification number	001

THE HENRY WINE GROUP 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CENTRAL COAST WINE COMPANY has sponsored the creation of one or more 401k plans.

Company Name: CENTRAL COAST WINE COMPANY

Employer identification number (EIN): 942663026

NAIC Classification: 424800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HENRY WINE GROUP 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2019-01-01
001 2017-01-01 CARRIE THEISEN CARRIE THEISEN 2018-10-15
001 2016-01-01 STEPHANIE OBRIEN
001 2015-01-01 STEPHANIE OBRIEN
001 2014-01-01 STEPHANIE O'BRIEN
001 2013-01-01 STEPHANIE OBRIEN
001 2012-01-01 STEPHANIE O'BRIEN
001 2011-01-01 STEPHANIE OBRIEN
001 2009-01-01 CARMEL ANDREWS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2019-01-01
001	2017-01-01	CARRIE THEISEN	CARRIE THEISEN	2018-10-15
001	2016-01-01	STEPHANIE OBRIEN
001	2015-01-01	STEPHANIE OBRIEN
001	2014-01-01	STEPHANIE O'BRIEN
001	2013-01-01	STEPHANIE OBRIEN
001	2012-01-01	STEPHANIE O'BRIEN
001	2011-01-01	STEPHANIE OBRIEN
001	2009-01-01	CARMEL ANDREWS

Plan Statistics for THE HENRY WINE GROUP 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE HENRY WINE GROUP 401(K) SAVINGS PLAN

Measure Date Value
2019: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 22
2017: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 272
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 213
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 71
Total of all active and inactive participants 2017-01-01 284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 285
Number of participants with account balances 2017-01-01 274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 5
2016: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 271
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 203
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 59
Total of all active and inactive participants 2016-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 263
Number of participants with account balances 2016-01-01 247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9
2015: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 262
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 205
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 60
Total of all active and inactive participants 2015-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 266
Number of participants with account balances 2015-01-01 253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 9
2014: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 276
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 198
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 59
Total of all active and inactive participants 2014-01-01 257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 258
Number of participants with account balances 2014-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 262
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 202
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 67
Total of all active and inactive participants 2013-01-01 269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 270
Number of participants with account balances 2013-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 274
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 195
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 59
Total of all active and inactive participants 2012-01-01 254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 254
Number of participants with account balances 2012-01-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 311
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 211
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 61
Total of all active and inactive participants 2011-01-01 272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 272
Number of participants with account balances 2011-01-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2009: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 367
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 291
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 74
Total of all active and inactive participants 2009-01-01 365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 365
Number of participants with account balances 2009-01-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	22
2017: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	272
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	213
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	71
Total of all active and inactive participants	2017-01-01	284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	285
Number of participants with account balances	2017-01-01	274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	5
2016: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	271
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	203
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	59
Total of all active and inactive participants	2016-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	263
Number of participants with account balances	2016-01-01	247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9
2015: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	262
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	205
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	60
Total of all active and inactive participants	2015-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	266
Number of participants with account balances	2015-01-01	253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	9
2014: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	276
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	198
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	59
Total of all active and inactive participants	2014-01-01	257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	258
Number of participants with account balances	2014-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	262
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	202
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	67
Total of all active and inactive participants	2013-01-01	269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	270
Number of participants with account balances	2013-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	274
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	195
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	59
Total of all active and inactive participants	2012-01-01	254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	254
Number of participants with account balances	2012-01-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	311
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	211
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	61
Total of all active and inactive participants	2011-01-01	272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	272
Number of participants with account balances	2011-01-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2009: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	367
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	291
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	74
Total of all active and inactive participants	2009-01-01	365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	365
Number of participants with account balances	2009-01-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE HENRY WINE GROUP 401(K) SAVINGS PLAN

Measure	Date	Value
2019 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-15	$0
Total unrealized appreciation/depreciation of assets	2019-12-15	$0
Total transfer of assets from this plan	2019-12-15	$13,384,668
Total transfer of assets from this plan	2019-12-15	$13,384,668
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-15	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-15	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-15	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-15	$0
Total income from all sources (including contributions)	2019-12-15	$4,125,614
Total income from all sources (including contributions)	2019-12-15	$4,125,614
Total loss/gain on sale of assets	2019-12-15	$0
Total loss/gain on sale of assets	2019-12-15	$0
Total of all expenses incurred	2019-12-15	$1,756,007
Total of all expenses incurred	2019-12-15	$1,756,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-15	$1,642,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-15	$1,642,891
Expenses. Certain deemed distributions of participant loans	2019-12-15	$23,870
Expenses. Certain deemed distributions of participant loans	2019-12-15	$23,870
Value of total corrective distributions	2019-12-15	$6,115
Value of total corrective distributions	2019-12-15	$6,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-15	$1,588,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-15	$1,588,984
Value of total assets at end of year	2019-12-15	$0
Value of total assets at end of year	2019-12-15	$0
Value of total assets at beginning of year	2019-12-15	$11,015,061
Value of total assets at beginning of year	2019-12-15	$11,015,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-15	$83,131
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-15	$83,131
Total interest from all sources	2019-12-15	$6,745
Total interest from all sources	2019-12-15	$6,745
Total dividends received (eg from common stock, registered investment company shares)	2019-12-15	$47,639
Total dividends received (eg from common stock, registered investment company shares)	2019-12-15	$47,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-15	Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-15	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-15	$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-15	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-15	$47,639
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-15	$47,639
Was this plan covered by a fidelity bond	2019-12-15	Yes
Was this plan covered by a fidelity bond	2019-12-15	Yes
Value of fidelity bond cover	2019-12-15	$500,000
Value of fidelity bond cover	2019-12-15	$500,000
If this is an individual account plan, was there a blackout period	2019-12-15	Yes
If this is an individual account plan, was there a blackout period	2019-12-15	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-15	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-15	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-15	No
Contributions received from participants	2019-12-15	$1,074,516
Contributions received from participants	2019-12-15	$1,074,516
Participant contributions at beginning of year	2019-12-15	$165,115
Participant contributions at beginning of year	2019-12-15	$165,115
Participant contributions at beginning of year	2019-12-15	$8,343
Participant contributions at beginning of year	2019-12-15	$8,343
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-15	$260,056
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-15	$260,056
Other income not declared elsewhere	2019-12-15	$23,210
Other income not declared elsewhere	2019-12-15	$23,210
Total non interest bearing cash at end of year	2019-12-15	$0
Total non interest bearing cash at end of year	2019-12-15	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-15	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-15	No
Value of net income/loss	2019-12-15	$2,369,607
Value of net income/loss	2019-12-15	$2,369,607
Value of net assets at end of year (total assets less liabilities)	2019-12-15	$0
Value of net assets at end of year (total assets less liabilities)	2019-12-15	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-12-15	$11,015,061
Value of net assets at beginning of year (total assets less liabilities)	2019-12-15	$11,015,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-15	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-15	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-15	No
Were any leases to which the plan was party in default or uncollectible	2019-12-15	No
Were any leases to which the plan was party in default or uncollectible	2019-12-15	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-15	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-15	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-15	$9,517,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-15	$9,517,972
Interest on participant loans	2019-12-15	$6,745
Interest on participant loans	2019-12-15	$6,745
Value of interest in common/collective trusts at beginning of year	2019-12-15	$1,322,308
Value of interest in common/collective trusts at beginning of year	2019-12-15	$1,322,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-15	$2,441,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-15	$2,441,299
Net investment gain or loss from common/collective trusts	2019-12-15	$17,737
Net investment gain or loss from common/collective trusts	2019-12-15	$17,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-15	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-15	No
Was there a failure to transmit to the plan any participant contributions	2019-12-15	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-15	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-15	No
Has the plan failed to provide any benefit when due under the plan	2019-12-15	No
Contributions received in cash from employer	2019-12-15	$254,412
Contributions received in cash from employer	2019-12-15	$254,412
Employer contributions (assets) at beginning of year	2019-12-15	$1,323
Employer contributions (assets) at beginning of year	2019-12-15	$1,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-15	$1,642,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-15	$1,642,891
Contract administrator fees	2019-12-15	$83,131
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-15	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-15	Yes
Did the plan have assets held for investment	2019-12-15	No
Did the plan have assets held for investment	2019-12-15	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-15	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-15	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-15	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-15	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-15	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-15	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-15	Disclaimer
Accountancy firm name	2019-12-15	MOSS ADAMS LLP
Accountancy firm name	2019-12-15	MOSS ADAMS LLP
Accountancy firm EIN	2019-12-15	910189318
Accountancy firm EIN	2019-12-15	910189318
2018 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$824,240
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,331,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,289,223
Expenses. Certain deemed distributions of participant loans	2018-12-31	$17,718
Value of total corrective distributions	2018-12-31	$20,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,456,705
Value of total assets at end of year	2018-12-31	$11,015,061
Value of total assets at beginning of year	2018-12-31	$11,522,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$4,417
Total interest from all sources	2018-12-31	$11,070
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$-643,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$-643,535
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,156,098
Participant contributions at end of year	2018-12-31	$165,115
Participant contributions at beginning of year	2018-12-31	$189,168
Participant contributions at end of year	2018-12-31	$8,343
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$162,868
Administrative expenses (other) incurred	2018-12-31	$4,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-507,628
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$11,015,061
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,522,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,517,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,215,823
Interest on participant loans	2018-12-31	$11,070
Value of interest in common/collective trusts at end of year	2018-12-31	$1,322,308
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,117,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$137,739
Employer contributions (assets) at end of year	2018-12-31	$1,323
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,289,223
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,922,817
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$876,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$804,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,034,188
Value of total assets at end of year	2017-12-31	$11,522,689
Value of total assets at beginning of year	2017-12-31	$9,476,655
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$72,058
Total interest from all sources	2017-12-31	$8,513
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$77,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$77,036
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$987,830
Participant contributions at end of year	2017-12-31	$189,168
Participant contributions at beginning of year	2017-12-31	$146,160
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$46,358
Other income not declared elsewhere	2017-12-31	$199
Administrative expenses (other) incurred	2017-12-31	$72,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,046,034
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,522,689
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$9,476,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,215,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,252,879
Interest on participant loans	2017-12-31	$8,513
Value of interest in common/collective trusts at end of year	2017-12-31	$1,117,698
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,077,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,794,306
Net investment gain or loss from common/collective trusts	2017-12-31	$8,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$804,725
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318
2016 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,555,337
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,174,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,123,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$895,283
Value of total assets at end of year	2016-12-31	$9,476,655
Value of total assets at beginning of year	2016-12-31	$9,095,675
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$50,867
Total interest from all sources	2016-12-31	$6,963
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$73,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$73,164
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$886,117
Participant contributions at end of year	2016-12-31	$146,160
Participant contributions at beginning of year	2016-12-31	$177,018
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$9,166
Other income not declared elsewhere	2016-12-31	$1,217
Administrative expenses (other) incurred	2016-12-31	$50,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$380,980
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$9,476,655
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,095,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,252,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,890,476
Interest on participant loans	2016-12-31	$6,963
Value of interest in common/collective trusts at end of year	2016-12-31	$1,077,616
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,028,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$571,411
Net investment gain or loss from common/collective trusts	2016-12-31	$7,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,123,490
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318
2015 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,205,155
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$356,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$293,935
Value of total corrective distributions	2015-12-31	$9,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,069,197
Value of total assets at end of year	2015-12-31	$9,095,675
Value of total assets at beginning of year	2015-12-31	$8,246,573
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$52,648
Total interest from all sources	2015-12-31	$8,935
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$68,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$68,320
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$779,887
Participant contributions at end of year	2015-12-31	$177,018
Participant contributions at beginning of year	2015-12-31	$254,576
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$289,310
Other income not declared elsewhere	2015-12-31	$-49
Administrative expenses (other) incurred	2015-12-31	$52,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$849,102
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,095,675
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$8,246,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,890,476
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,994,784
Interest on participant loans	2015-12-31	$8,935
Value of interest in common/collective trusts at end of year	2015-12-31	$1,028,181
Value of interest in common/collective trusts at beginning of year	2015-12-31	$997,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$51,511
Net investment gain or loss from common/collective trusts	2015-12-31	$7,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$293,935
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,212,913
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$856,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$736,935
Value of total corrective distributions	2014-12-31	$57,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$676,710
Value of total assets at end of year	2014-12-31	$8,246,573
Value of total assets at beginning of year	2014-12-31	$7,889,965
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$61,785
Total interest from all sources	2014-12-31	$10,945
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$410,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$410,192
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$628,131
Participant contributions at end of year	2014-12-31	$254,576
Participant contributions at beginning of year	2014-12-31	$275,444
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$48,579
Administrative expenses (other) incurred	2014-12-31	$61,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$356,608
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$8,246,573
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,889,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,994,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,578,661
Interest on participant loans	2014-12-31	$10,945
Value of interest in common/collective trusts at end of year	2014-12-31	$997,213
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,035,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$109,683
Net investment gain or loss from common/collective trusts	2014-12-31	$5,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$736,935
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-2,327,320
Total unrealized appreciation/depreciation of assets	2013-12-31	$-2,327,320
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,117,965
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,892,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,835,351
Value of total corrective distributions	2013-12-31	$14,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$645,461
Value of total assets at end of year	2013-12-31	$7,889,965
Value of total assets at beginning of year	2013-12-31	$8,664,266
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$42,217
Total interest from all sources	2013-12-31	$11,860
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$193,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$193,609
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$645,461
Participant contributions at end of year	2013-12-31	$275,444
Participant contributions at beginning of year	2013-12-31	$251,218
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$2,327,320
Other income not declared elsewhere	2013-12-31	$1,445,986
Administrative expenses (other) incurred	2013-12-31	$42,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-774,301
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,889,965
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,664,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,578,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,032,854
Interest on participant loans	2013-12-31	$11,860
Value of interest in common/collective trusts at end of year	2013-12-31	$1,035,860
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,052,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,139,904
Net investment gain or loss from common/collective trusts	2013-12-31	$8,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,835,351
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318
2012 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,488,791
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,035,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$988,975
Value of total corrective distributions	2012-12-31	$9,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$627,303
Value of total assets at end of year	2012-12-31	$8,664,266
Value of total assets at beginning of year	2012-12-31	$8,211,026
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$36,780
Total interest from all sources	2012-12-31	$10,168
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$118,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$118,028
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$529,242
Participant contributions at end of year	2012-12-31	$251,218
Participant contributions at beginning of year	2012-12-31	$265,480
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$2,327,320
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$2,159,345
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$98,061
Other income not declared elsewhere	2012-12-31	$167,669
Administrative expenses (other) incurred	2012-12-31	$36,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$453,240
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,664,266
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,211,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,032,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,524,193
Interest on participant loans	2012-12-31	$10,168
Value of interest in common/collective trusts at end of year	2012-12-31	$1,052,874
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,262,008
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$518,773
Net investment gain or loss from common/collective trusts	2012-12-31	$46,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$988,975
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-190,275
Total unrealized appreciation/depreciation of assets	2011-12-31	$-190,275
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$806,484
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,351,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,308,791
Value of total corrective distributions	2011-12-31	$1,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$763,145
Value of total assets at end of year	2011-12-31	$8,211,026
Value of total assets at beginning of year	2011-12-31	$8,756,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$41,269
Total interest from all sources	2011-12-31	$9,380
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$39,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$39,270
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$528,967
Participant contributions at end of year	2011-12-31	$265,480
Participant contributions at beginning of year	2011-12-31	$178,473
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$2,159,345
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$2,044,169
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$234,178
Other income not declared elsewhere	2011-12-31	$35,346
Administrative expenses (other) incurred	2011-12-31	$41,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-544,977
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,211,026
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,756,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,524,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,533,361
Interest on participant loans	2011-12-31	$9,380
Value of interest in common/collective trusts at end of year	2011-12-31	$1,262,008
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$100,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$178,304
Net investment gain or loss from common/collective trusts	2011-12-31	$-28,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,208,791
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2011-12-31	910189318
2010 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$362,424
Total unrealized appreciation/depreciation of assets	2010-12-31	$362,424
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,908,694
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$909,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$865,759
Value of total corrective distributions	2010-12-31	$2,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$800,736
Value of total assets at end of year	2010-12-31	$8,756,003
Value of total assets at beginning of year	2010-12-31	$7,756,517
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$41,069
Total interest from all sources	2010-12-31	$10,313
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$57,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$57,434
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$595,680
Participant contributions at end of year	2010-12-31	$178,473
Participant contributions at beginning of year	2010-12-31	$247,428
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$2,044,169
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$1,681,746
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$205,056
Other income not declared elsewhere	2010-12-31	$17,965
Administrative expenses (other) incurred	2010-12-31	$41,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$999,486
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,756,003
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,756,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,533,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,695,353
Interest on participant loans	2010-12-31	$10,313
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,131,990
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$100,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$638,344
Net investment gain or loss from common/collective trusts	2010-12-31	$21,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$765,759
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2010-12-31	910189318
2009 : THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE HENRY WINE GROUP 401(K) SAVINGS PLAN

2019: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE HENRY WINE GROUP 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number	4816269
Policy instance	1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number	4816269
Policy instance	1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number	4816269
Policy instance	1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number	4816269
Policy instance	1

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	CENTRAL COAST WINE COMPANY
Employer identification number (EIN):	942663026
NAIC Classification:	424800