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DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN 401k Plan overview

Plan NameDOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN
Plan identification number 003

DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION
Employer identification number (EIN):942775713
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01DOUGLAS R. SWINEHART, M.D.2017-05-31 DOUGLAS R. SWINEHART, M.D.2017-05-31
0032015-01-01DOUGLAS SWINEHART, M.D. DOUGLAS SWINEHART, M.D.2016-07-18
0032014-01-01DOUGLAS SWINEHART DOUGLAS SWINEHART2015-06-15
0032013-01-01DEE CAPURSO DEE CAPURSO2014-06-23

Financial Data on DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN

Measure Date Value
2015 : DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$240,243
Expenses. Total of all expenses incurred2015-12-31$6,092
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$700,263
Total plan assets at beginning of year2015-12-31$466,112
Value of fidelity bond covering the plan2015-12-31$1,200,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-10,457
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$234,151
Net plan assets at end of year (total assets less liabilities)2015-12-31$700,263
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$466,112
Total contributions received or receivable from employer(s)2015-12-31$250,700
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$6,092
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN 2014 401k financial data
Total income from all sources2014-12-31$234,538
Expenses. Total of all expenses incurred2014-12-31$4,156
Total plan assets at end of year2014-12-31$466,112
Total plan assets at beginning of year2014-12-31$235,730
Value of fidelity bond covering the plan2014-12-31$1,200,000
Total contributions received or receivable from participants2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$10,639
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$230,382
Net plan assets at end of year (total assets less liabilities)2014-12-31$466,112
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$235,730
Total contributions received or receivable from employer(s)2014-12-31$223,899
Value of certain deemed distributions of participant loans2014-12-31$4,156
2013 : DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN 2013 401k financial data
Total income from all sources2013-12-31$236,400
Expenses. Total of all expenses incurred2013-12-31$670
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$235,730
Total plan assets at beginning of year2013-12-31$0
Value of fidelity bond covering the plan2013-12-31$1,200,000
Total contributions received or receivable from participants2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$6,815
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$235,730
Net plan assets at end of year (total assets less liabilities)2013-12-31$235,730
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$229,585
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$670

Form 5500 Responses for DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN

2015: DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DOUGLAS R. SWINEHART, M.D. PROFESSIONAL CORPORATION DEFINED BENEFIT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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